0001209191-17-055212.txt : 20171003
0001209191-17-055212.hdr.sgml : 20171003
20171003165708
ACCESSION NUMBER: 0001209191-17-055212
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171003
DATE AS OF CHANGE: 20171003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCCAW CRAIG
CENTRAL INDEX KEY: 0001014805
STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33008
FILM NUMBER: 171118789
MAIL ADDRESS:
STREET 1: EAGLE RIVER INC
STREET 2: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pendrell Corp
CENTRAL INDEX KEY: 0001359555
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 980221142
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
BUSINESS PHONE: (425) 278-7100
MAIL ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
FORMER COMPANY:
FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD
DATE OF NAME CHANGE: 20060417
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-30
0
0001359555
Pendrell Corp
PCO
0001014805
MCCAW CRAIG
2300 CARILLON POINT
KIRKLAND
WA
98033
1
0
1
0
Class A Common Stock
2017-10-01
2017-09-30
4
A
0
9150
6.83
A
148076
D
Class A Common Stock
233972
I
By: Eagle River, Inc.
Class A Common Stock
2069603
I
By: Eagle River Satellite Holdings, LLC
Class A Common Stock
1793265
I
By: Eagle River Partners, LLC
Class B Common Stock
4436000
I
By: Eagle River Satellite Holdings, LLC
Class A Common Stock
300000
I
By: Eagle River Investments, LLC
Represents shares issued to the reporting person as compensation for board service provided for the quarter ended September 30, 2017.
The Reporting Person is the sole shareholder of Eagle River, Inc.
The Reporting Person is the sole manager and beneficial member of Eagle River Investments, LLC ("ERI"), which is the sole member of Eagle River Satellite Holdings, LLC ("ERSH") and as such may be deemed to share the power to vote or to direct the vote, or to dispose of or direct the disposition of, the Issuer's securities beneficially owned by ERSH. The Reporting Person disclaims beneficial ownership of the Issuer's securities beneficially owned by ERSH, except to the extent of any pecuniary interest.
The Reporting Person is the beneficial member of Eagle River Partners, LLC ("ERP"), and as such may be deemed to share the power to vote or to direct the vote, or to dispose or direct the disposition of, the Issuer's securities beneficially owned by ERP. The Reporting Person disclaims beneficial ownership of the Issuer's securities directly owned by ERP, except to the extent of any pecuniary interest.
The Reporting Person is the sole manager and beneficial member of ERI, and as such may be deemed to share the power to vote or to direct the voting of, or to dispose or to direct the disposition of, the Issuer's securities beneficially owned by ERI. The Reporting Person disclaims beneficial ownership of the Issuer's securiteis directly owned by ERI, except to the extent of any pecuniary interest.
/s/ Timothy M. Dozois, attorney-in-fact
2017-10-03