Chief Financial Officer

0001145443-14-000181.txt : 20140214 0001145443-14-000181.hdr.sgml : 20140214 20140214085432 ACCESSION NUMBER: 0001145443-14-000181 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DINSMORE CAPITAL MANAGEMENT CO/NJ CENTRAL INDEX KEY: 0001014776 IRS NUMBER: 132668167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05466 FILM NUMBER: 14610782 BUSINESS ADDRESS: STREET 1: 65 MADISON AVE STREET 2: STE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: DAVIS DINSMORE MANAGEMENT CO/NJ DATE OF NAME CHANGE: 19990325 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001014776 XXXXXXXX 12-31-2013 12-31-2013 false DINSMORE CAPITAL MANAGEMENT CO/NJ

65 Madison Ave Suite 550 Morristown NJ 07960

13F HOLDINGS REPORT 028-05466 N Gary I. Levine Chief Financial Officer 973-631-1177 /s/ Gary I. Levine Morristown NJ 02-14-2014 0 136 246683 INFORMATION TABLE 2 infotable.xml A.M. Castle & Co. CONV 148411AF8 1295 800000 PRN SOLE 800000 0 0 Alaska Communications Systems CONV 01167PAD3 1660 2000000 PRN SOLE 2000000 0 0 Allscripts Healthcare Solutio CONV 01988PAC2 1689 1500000 PRN SOLE 1500000 0 0 American Realty Capital Prop. CONV 02917TAA2 2001 2000000 PRN SOLE 2000000 0 0 AmTrust Financial Services, I CONV 032359AC5 1960 1500000 PRN SOLE 1500000 0 0 Array BioPharma Inc. CONV 04269XAA3 522 500000 PRN SOLE 500000 0 0 Ascent Capital Group, Inc. CONV 043632AA6 1071 1000000 PRN SOLE 1000000 0 0 BioMarin Pharmaceutical Inc. CONV 09061GAE1 266 250000 PRN SOLE 250000 0 0 BioMarin Pharmaceutical Inc. CONV 09061GAF8 269 250000 PRN SOLE 250000 0 0 BlackRock Kelso Capital Corp. CONV 092533AA6 3082 3000000 PRN SOLE 3000000 0 0 Bottomline Technologies, Inc. CONV 101388AA4 2018 1500000 PRN SOLE 1500000 0 0 Bristow Group Inc. CONV 110394AC7 3092 2511000 PRN SOLE 2511000 0 0 Cardtronics, Inc., CONV 14161HAF5 999 1000000 PRN SOLE 1000000 0 0 Chart Industries, Inc. CONV 16115QAC4 2324 1500000 PRN SOLE 1500000 0 0 Chiquita Brands International CONV 170032AT3 1365 1400000 PRN SOLE 1400000 0 0 Clean Energy Fuels Corp. CONV 184499AB7 1022 1000000 PRN SOLE 1000000 0 0 Colony Financial, Inc. CONV 19624RAA4 2573 2500000 PRN SOLE 2500000 0 0 Concur Technologies, Inc. CONV 206708AB5 872 750000 PRN SOLE 750000 0 0 CSG Systems International, In CONV 126349AC3 2890 2150000 PRN SOLE 2150000 0 0 Cubist Pharmaceuticals, Inc. CONV 229678AE7 1268 1100000 PRN SOLE 1100000 0 0 Cubist Pharmaceuticals, Inc. CONV 229678AG2 1260 1100000 PRN SOLE 1100000 0 0 DFC Global Corp. CONV 23324TAB3 2244 2500000 PRN SOLE 2500000 0 0 Encore Capital Group, Inc. CONV 292554AD4 1680 1000000 PRN SOLE 1000000 0 0 Encore Capital Group, Inc. CONV 292554AE2 1893 1500000 PRN SOLE 1500000 0 0 Equinix, Inc. CONV 29444UAG1 3165 2000000 PRN SOLE 2000000 0 0 Exelixis, Inc. CONV 30161QAC8 1537 1250000 PRN SOLE 1250000 0 0 Finisar Corp. CONV 31787AAJ0 342 150000 PRN SOLE 150000 0 0 Forest City Enterprises, Inc. CONV 345550AQ0 2048 2000000 PRN SOLE 2000000 0 0 FXCM Inc. CONV 302693AA4 2260 2000000 PRN SOLE 2000000 0 0 Gilead Sciences, Inc. CONV 375558AN3 4988 1500000 PRN SOLE 1500000 0 0 Gilead Sciences, Inc. CONV 375558AP8 6600 2000000 PRN SOLE 2000000 0 0 Goodrich Petroleum Corp. CONV 382410AG3 2030 1985000 PRN SOLE 1985000 0 0 GT Advanced Technologies Inc. CONV 36191UAA4 1376 1000000 PRN SOLE 1000000 0 0 GT Advanced Technologies Inc. CONV 36191UAB2 712 700000 PRN SOLE 700000 0 0 Hawaiian Holdings, Inc. CONV 419879AD3 3737 2750000 PRN SOLE 2750000 0 0 Hornbeck Offshore Services, I CONV 440543AN6 2087 1750000 PRN SOLE 1750000 0 0 IAS Operating Partnership LP CONV 44927XAA3 923 1000000 PRN SOLE 1000000 0 0 Iconix Brand Group, Inc. CONV 451055AD9 2055 1500000 PRN SOLE 1500000 0 0 Iconix Brand Group, Inc. CONV 451055AE7 3101 2250000 PRN SOLE 2250000 0 0 Illumina, Inc. CONV 452327AC3 2088 1500000 PRN SOLE 1500000 0 0 Incyte Corp. CONV 45337CAK8 840 700000 PRN SOLE 700000 0 0 Incyte Corp. CONV 45337CAL6 853 700000 PRN SOLE 700000 0 0 Infinera Corp. CONV 45667GAA1 1885 1750000 PRN SOLE 1750000 0 0 Insulet Corp. CONV 45784PAC5 1474 1000000 PRN SOLE 1000000 0 0 Intel Corp. CONV 458140AC4 1291 1150000 PRN SOLE 1150000 0 0 InterDigital, Inc. CONV 458660AB3 2555 2500000 PRN SOLE 2500000 0 0 InvenSense, Inc. CONV 46123DAA4 1754 1500000 PRN SOLE 1500000 0 0 Ixia CONV 45071RAB5 1082 1000000 PRN SOLE 1000000 0 0 Jarden Corp. CONV 471109AH1 3915 2750000 PRN SOLE 2750000 0 0 Kaiser Aluminum Corp. CONV 483007AB6 2981 2000000 PRN SOLE 2000000 0 0 Kaman Corp. CONV 483548AD5 1938 1500000 PRN SOLE 1500000 0 0 Layne Christensen Co. CONV 521050AA2 1003 1000000 PRN SOLE 1000000 0 0 Lexington Realty Trust CONV 529043AA9 1518 1000000 PRN SOLE 1000000 0 0 Liberty Media Corp. CONV 531229AA0 1751 1750000 PRN SOLE 1750000 0 0 Mentor Graphics Corp. CONV 587200AK2 2669 2000000 PRN SOLE 2000000 0 0 Merrimack Pharmaceuticals, In CONV 590328AA8 1038 1000000 PRN SOLE 1000000 0 0 MGM Resorts International CONV 55303QAE0 2755 2000000 PRN SOLE 2000000 0 0 Micron Technology, Inc. CONV 595112AX1 2282 1000000 PRN SOLE 1000000 0 0 Micron Technology, Inc. CONV 595112AY9 1484 1500000 PRN SOLE 1500000 0 0 Molina Healthcare Inc. CONV 60855RAB6 2641 2500000 PRN SOLE 2500000 0 0 Move, Inc. CONV 62458MAA6 1131 1000000 PRN SOLE 1000000 0 0 Mylan Inc. CONV 628530AJ6 3284 1000000 PRN SOLE 1000000 0 0 Northgate Minerals Corp. CONV 666416AB8 1155 1200000 PRN SOLE 1200000 0 0 NQ Mobile Inc. CONV 64118UAA6 705 1000000 PRN SOLE 1000000 0 0 Nuance Communications, Inc. CONV 67020YAB6 4202 4000000 PRN SOLE 4000000 0 0 NVIDIA Corp. CONV 67066GAB0 1286 1250000 PRN SOLE 1250000 0 0 OPKO Health Inc. CONV 68375NAA1 1048 800000 PRN SOLE 800000 0 0 Photronics, Inc. CONV 719405AH5 2308 2000000 PRN SOLE 2000000 0 0 Portfolio Recovery Associates CONV 73640QAA3 1101 1000000 PRN SOLE 1000000 0 0 Priceline.com Inc. CONV 741503AQ9 4726 3415000 PRN SOLE 3415000 0 0 Proofpoint, Inc. CONV 743424AA1 1787 1650000 PRN SOLE 1650000 0 0 RAIT Financial Trust CONV 749227AB0 995 1000000 PRN SOLE 1000000 0 0 Regeneron Pharmaceuticals, In CONV 75886FAD9 1641 500000 PRN SOLE 500000 0 0 ReneSola Ltd. CONV 75971TAA1 396 500000 PRN SOLE 500000 0 0 Royal Gold, Inc CONV 780287AA6 580 600000 PRN SOLE 600000 0 0 RPM International Inc. CONV 749685AT0 556 500000 PRN SOLE 500000 0 0 RTI International Metals, Inc CONV 74973WAA5 1366 1200000 PRN SOLE 1200000 0 0 RTI International Metals, Inc CONV 74973WAB3 1056 1000000 PRN SOLE 1000000 0 0 Rudolph Technologies Inc. CONV 781268AA5 1148 1000000 PRN SOLE 1000000 0 0 Salix Pharmaceuticals, Ltd. CONV 795435AC0 1184 600000 PRN SOLE 600000 0 0 Salix Pharmaceuticals, Ltd. CONV 795435AE6 897 600000 PRN SOLE 600000 0 0 SanDisk Corp. CONV 80004CAD3 2218 1500000 PRN SOLE 1500000 0 0 SBA Communications Corp. CONV 78388JAM8 3558 1200000 PRN SOLE 1200000 0 0 Ship Finance International Lt CONV G81075AE6 1309 1250000 PRN SOLE 1250000 0 0 Shutterfly, Inc. CONV 82568PAA4 1074 1000000 PRN SOLE 1000000 0 0 SolarCity Corp. CONV 83416TAA8 594 500000 PRN SOLE 500000 0 0 Spansion LLC CONV 84649PAK1 1171 1000000 PRN SOLE 1000000 0 0 SunEdison, Inc. CONV 86732YAB5 1119 1000000 PRN SOLE 1000000 0 0 SunPower Corp. CONV 867652AE9 2811 2000000 PRN SOLE 2000000 0 0 Take-Two Interactive Software CONV 874054AC3 2897 2500000 PRN SOLE 2500000 0 0 TeleCommunication Systems, In CONV 87929JAC7 1940 2000000 PRN SOLE 2000000 0 0 Web.com Group, Inc. CONV 94733AAA2 2255 2000000 PRN SOLE 2000000 0 0 Xilinx, Inc. CONV 983919AF8 1600 1000000 PRN SOLE 1000000 0 0 Amerivon Holdings LLC PFD CV 898873104 33 545456 SH SOLE 545456 0 0 Amerivon Holdings LLC PFD CV 898876107 1527 1287032 SH SOLE 1287032 0 0 Bank of America Corp. PFD CV 60505682 3607 3400 SH SOLE 3400 0 0 Bunge Ltd. PFD CV G16962204 1613 15000 SH SOLE 15000 0 0 Chesapeake Energy Corp. PFD CV 165167768 3604 3100 SH SOLE 3100 0 0 Halcon Resources Corp. PFD CV 40537Q407 1608 2000 SH SOLE 2000 0 0 Health Care REIT, Inc. PFD CV 42217K601 2050 40000 SH SOLE 40000 0 0 Huntington Bancshares, Inc. PFD CV 446150401 3175 2500 SH SOLE 2500 0 0 NY Community Capital Trust V PFD CV 64944P307 2358 48000 SH SOLE 48000 0 0 Post Holdings, Inc. PFD CV 737446203 1998 16600 SH SOLE 16600 0 0 Post Holdings, Inc. PFD CV 737446500 1000 10000 SH SOLE 10000 0 0 Stanley Black & Decker, Inc. PFD CV 854502309 1936 15600 SH SOLE 15600 0 0 Stanley Black & Decker, Inc. PFD CV 854502804 514 5000 SH SOLE 5000 0 0 Wells Fargo & Co. PFD CV 949746804 4420 4000 SH SOLE 4000 0 0 Weyerhaeuser Co. PFD CV 962166872 3347 60000 SH SOLE 60000 0 0 Crown Castle International Co PFD CV 228227500 2502 25000 SH SOLE 25000 0 0 Dominion Resources, Inc. PFD CV 25746U703 1353 25000 SH SOLE 25000 0 0 Dominion Resources, Inc. PFD CV 25746U885 1355 25000 SH SOLE 25000 0 0 Genesee & Wyoming, Inc. PFD CV 371559204 2566 20000 SH SOLE 20000 0 0 Maiden Holdings, Ltd. PFD CV G5753U203 2023 45000 SH SOLE 45000 0 0 MetLife, Inc. PFD CV 59156R116 2050 65000 SH SOLE 65000 0 0 NextEra Energy, Inc. PFD CV 65339F705 864 15000 SH SOLE 15000 0 0 NextEra Energy, Inc. PFD CV 65339F861 1004 20000 SH SOLE 20000 0 0 NextEra Energy, Inc. PFD CV 65339F887 2272 40000 SH SOLE 40000 0 0 United Technologies Corp. PFD CV 913017117 5238 80000 SH SOLE 80000 0 0 AbbVie Inc. COM 00287Y109 1320 25000 SH SOLE 25000 0 0 AT&T Inc. COM 00206R102 2461 70000 SH SOLE 70000 0 0 Bristol Myers Squibb Co. COM 110122108 532 10000 SH SOLE 10000 0 0 Citigroup Inc. COM 172967424 1019 19546 SH SOLE 19546 0 0 ConAgra Foods, Inc. COM 205887102 1011 30000 SH SOLE 30000 0 0 ConocoPhillips COM 20825C104 1892 26782 SH SOLE 26782 0 0 Eli Lilly & Co. COM 532457108 765 15000 SH SOLE 15000 0 0 EMC Corp. COM 268648102 1509 60000 SH SOLE 60000 0 0 Ford Motor Co. COM 345370860 772 50000 SH SOLE 50000 0 0 General Electric Co. COM 369604103 841 30000 SH SOLE 30000 0 0 Halcon Resources Corp. COM 40537Q209 0 96 SH SOLE 96 0 0 Intel Corp. COM 458140100 649 25000 SH SOLE 25000 0 0 Merck & Co., Inc. COM 58933Y105 1634 32651 SH SOLE 32651 0 0 MetLife, Inc. COM 59156R108 1987 36855 SH SOLE 36855 0 0 Microsoft Corp. COM 594918104 1258 33600 SH SOLE 33600 0 0 Pfizer Inc. COM 717081103 1225 40000 SH SOLE 40000 0 0 Verizon Communications Inc. COM 92343V104 1474 30000 SH SOLE 30000 0 0 Walt Disney Co. COM 254687106 1146 15000 SH SOLE 15000 0 0