0001654954-23-014887.txt : 20231128 0001654954-23-014887.hdr.sgml : 20231128 20231128171913 ACCESSION NUMBER: 0001654954-23-014887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231124 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIN LAWRENCE K CENTRAL INDEX KEY: 0001882875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41461 FILM NUMBER: 231447574 MAIL ADDRESS: STREET 1: 2871 NETTLE CREEK COURT CITY: CHULA VISTA STATE: CA ZIP: 92108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ainos, Inc. CENTRAL INDEX KEY: 0001014763 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 751974352 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: AINOS, INC. STREET 2: 8880 RIO SAN DIEGO DRIVE SUITE 800 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 858-869-2986 MAIL ADDRESS: STREET 1: AINOS, INC. STREET 2: 8880 RIO SAN DIEGO DRIVE SUITE 800 CITY: SAN DIEGO STATE: CA ZIP: 92108 FORMER COMPANY: FORMER CONFORMED NAME: AMARILLO BIOSCIENCES INC DATE OF NAME CHANGE: 19960516 4 1 section16.xml PRIMARY DOCUMENT X0508 4 2023-11-24 0001014763 Ainos, Inc. AIMD 0001882875 LIN LAWRENCE K 8880 RIO SAN DIEGO DRIVE, SUITE 800 SAN DIEGO CA 92108 true E.V.P. OF OPERATIONS false Common Stock 2023-11-24 4 A false 10000 0.60 A 54504 D Warrants 2023-11-24 4 A false 30174 A Warrants 30174 30174 I owned by i2China Options 2023-11-24 4 A false 11111 A Options 11111 11111 D RSU 2023-11-24 4 A false 12000 A RSU 12000 12000 D Reference is a made to a Special Stock Award pursuant to approval on October 11, 2023 by the Company's Board of Directors and Shareholders by Action by Written Consent. Prior to the Special Stock Award, Mr. Lin beneficially owned 44,504 common stock consisting of 16,947 held individually and 27,577 owned by i2China Management LLC of which Mr. Lin is the sole member. Reference is made to 30,174 shares reserved for warrants, beneficially owned by i2China on demand. Reference is made to 11,111 options vested from the Company's 2018 NQSOP. Reference is made to 12,000 RSUs that were granted on August 15, 2013 pursuant to the Company's 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 2/15/24, 15% on 8/15/24, 30% on 8/15/25, and 40% on 8/15/26 subject to normal and customary termination events. /s/ John Junyong Lee per POA for Lin, Lawrence K 2023-11-28