0001654954-23-014887.txt : 20231128
0001654954-23-014887.hdr.sgml : 20231128
20231128171913
ACCESSION NUMBER: 0001654954-23-014887
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231124
FILED AS OF DATE: 20231128
DATE AS OF CHANGE: 20231128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIN LAWRENCE K
CENTRAL INDEX KEY: 0001882875
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41461
FILM NUMBER: 231447574
MAIL ADDRESS:
STREET 1: 2871 NETTLE CREEK COURT
CITY: CHULA VISTA
STATE: CA
ZIP: 92108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ainos, Inc.
CENTRAL INDEX KEY: 0001014763
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 751974352
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: AINOS, INC.
STREET 2: 8880 RIO SAN DIEGO DRIVE SUITE 800
CITY: SAN DIEGO
STATE: CA
ZIP: 92108
BUSINESS PHONE: 858-869-2986
MAIL ADDRESS:
STREET 1: AINOS, INC.
STREET 2: 8880 RIO SAN DIEGO DRIVE SUITE 800
CITY: SAN DIEGO
STATE: CA
ZIP: 92108
FORMER COMPANY:
FORMER CONFORMED NAME: AMARILLO BIOSCIENCES INC
DATE OF NAME CHANGE: 19960516
4
1
section16.xml
PRIMARY DOCUMENT
X0508
4
2023-11-24
0001014763
Ainos, Inc.
AIMD
0001882875
LIN LAWRENCE K
8880 RIO SAN DIEGO DRIVE, SUITE 800
SAN DIEGO
CA
92108
true
E.V.P. OF OPERATIONS
false
Common Stock
2023-11-24
4
A
false
10000
0.60
A
54504
D
Warrants
2023-11-24
4
A
false
30174
A
Warrants
30174
30174
I
owned by i2China
Options
2023-11-24
4
A
false
11111
A
Options
11111
11111
D
RSU
2023-11-24
4
A
false
12000
A
RSU
12000
12000
D
Reference is a made to a Special Stock Award pursuant to approval on October 11, 2023 by the Company's Board of Directors and Shareholders by Action by Written Consent. Prior to the Special Stock Award, Mr. Lin beneficially owned 44,504 common stock consisting of 16,947 held individually and 27,577 owned by i2China Management LLC of which Mr. Lin is the sole member.
Reference is made to 30,174 shares reserved for warrants, beneficially owned by i2China on demand.
Reference is made to 11,111 options vested from the Company's 2018 NQSOP.
Reference is made to 12,000 RSUs that were granted on August 15, 2013 pursuant to the Company's 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 2/15/24, 15% on 8/15/24, 30% on 8/15/25, and 40% on 8/15/26 subject to normal and customary termination events.
/s/ John Junyong Lee per POA for Lin, Lawrence K
2023-11-28