0001654954-23-014503.txt : 20231116 0001654954-23-014503.hdr.sgml : 20231116 20231116191934 ACCESSION NUMBER: 0001654954-23-014503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: tsai chun-hsien CENTRAL INDEX KEY: 0001859363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41461 FILM NUMBER: 231416058 MAIL ADDRESS: STREET 1: 8880 RIO SAN DIEGO DRIVE STREET 2: SUITE 800 CITY: SAN DIEGO STATE: CA ZIP: 92108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ainos, Inc. CENTRAL INDEX KEY: 0001014763 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 751974352 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: AINOS, INC. STREET 2: 8880 RIO SAN DIEGO DRIVE SUITE 800 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 858-869-2986 MAIL ADDRESS: STREET 1: AINOS, INC. STREET 2: 8880 RIO SAN DIEGO DRIVE SUITE 800 CITY: SAN DIEGO STATE: CA ZIP: 92108 FORMER COMPANY: FORMER CONFORMED NAME: AMARILLO BIOSCIENCES INC DATE OF NAME CHANGE: 19960516 4 1 section16.xml PRIMARY DOCUMENT X0508 4 2023-11-15 0001014763 Ainos, Inc. AIMD 0001859363 tsai chun-hsien 5F NO 217 SEC 4 NEW TAIPEI BLVD XINZHUANG DIST NEW TAIPEI CITY 242 F5 TAIWAN true true CEO, PRESIDENT, CHAIRMAN false Common Stock 2023-11-15 4 A false 7500 0.61 A 370598 D RSU 0.61 2023-11-15 4 C false 7500 0.61 D COMMON 7500 35000 D Reference is made to 50,000 RSUs that were granted pursuant to an employment Mandate Agreement dated March 17, 2022 (the "Mandate Agreement") and under the Company's 2021 Stock Incentive Plan, and as amended by its 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 4/24/23 and 10/24/23, 30% on 10/24/24 and 40% on 10/24/25, subject to normal and customary termination events. /s/ John Junyong Lee POA for Chun-Hsien Tsai 2023-11-15