0001654954-22-010226.txt : 20220729 0001654954-22-010226.hdr.sgml : 20220729 20220729085451 ACCESSION NUMBER: 0001654954-22-010226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220728 FILED AS OF DATE: 20220729 DATE AS OF CHANGE: 20220729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: tsai chung-yi CENTRAL INDEX KEY: 0001859352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20791 FILM NUMBER: 221117574 MAIL ADDRESS: STREET 1: 8880 RIO SAN DIEGO DRIVE STREET 2: SUITE 800 CITY: SAN DIEGO STATE: CA ZIP: 92108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ainos, Inc. CENTRAL INDEX KEY: 0001014763 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 751974352 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: AINOS, INC. STREET 2: 8880 RIO SAN DIEGO DRIVE SUITE 800 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 858-869-2986 MAIL ADDRESS: STREET 1: AINOS, INC. STREET 2: 8880 RIO SAN DIEGO DRIVE SUITE 800 CITY: SAN DIEGO STATE: CA ZIP: 92108 FORMER COMPANY: FORMER CONFORMED NAME: AMARILLO BIOSCIENCES INC DATE OF NAME CHANGE: 19960516 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2022-07-28 false 0001014763 Ainos, Inc. AIMD 0001859352 tsai chung-yi 8880 RIO SAN DIEGO DRIVE, SUITE 800 SAN DIEGO CA 92108 true RSU 2022-07-28 4 A false 330000 0 A Common Stock 330000 330000 D Reference is made to the Restricted Stock Units (the "RSU") granted under the 2021 Director Compensation Policy with respect to non-employee directors and the 2021 Stock Incentive Plan. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period, or in the sole discretion of the Compensation Committee, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as a stockholder. Except as otherwise provided in the RSU Agreement, if the Reporting Person's participation is terminated or any reason prior to the date that all of its RSU have vested, all vesting with respect to the RSU shall cease and all unvested RSU shall be forfeited to the Company for no consideration as of the date termination. Vesting dates related to the RSUs are listed below: Vesting Date 1: 110,000 shares common stock. The last day of the six-month period commending on the grant date. Vesting Date 2: 110,000 shares common stock. The last day of the six-month period commencing on the 1-year anniversary of the grant date (i.e., 18 months after grant date). Vesting Date 3: 110,000 shares common stock. The last day of the six-month period commencing on the 2nd anniversary of the grant date (i.e., 30 months after grant date). /s/ John Junyong Lee per POA for Chung-Yi Tsai 2022-07-28