-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N6R2TB3ikay174zgA/8i/5MPrpKLTtumT+6DvEKrfqJVkt1aKLclzAxA+hfbzHH4 HqOXikVNjajO/hZO3VZBtA== 0001162404-03-000057.txt : 20031104 0001162404-03-000057.hdr.sgml : 20031104 20031104154015 ACCESSION NUMBER: 0001162404-03-000057 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20031104 EFFECTIVENESS DATE: 20031104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMARILLO BIOSCIENCES INC CENTRAL INDEX KEY: 0001014763 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 751974352 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-110230 FILM NUMBER: 03976281 BUSINESS ADDRESS: STREET 1: 800 W 9TH AVE CITY: AMARILLO STATE: TX ZIP: 79101-3206 BUSINESS PHONE: 8063761741 MAIL ADDRESS: STREET 1: AMARILLO BIOSCIENCES INC STREET 2: 800 W 9TH AVE CITY: AMARILLO STATE: TX ZIP: 79101-3206 S-8 1 amarillo1103s8.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AMARILLO BIOSCIENCES, INC. - -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) Texas 75-1974352 - ----------------------------------- ----------------------------------- (State or Other Jurisdiction of (IRS Employer Identification No.) Incorporation or Organization) 4134 Business Park Drive, Amarillo, Texas 79110 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) 2003 Stock for Consultants Plan - -------------------------------------------------------------------------------- (Full Title of the Plan) Joseph M. Cummins 4134 Business Park Drive Amarillo, Texas 79110 - -------------------------------------------------------------------------------- (Name and Address of Agent For Service) (806) 376-1741 - -------------------------------------------------------------------------------- (Telephone Number, Including Area Code, of Agent For Service) CALCULATION OF REGISTRATION FEE - -------------------------------------------------------------------------------- Title of Each Proposed Proposed Class of Maximum Maximum Securities Amount Offering Aggregate Amount Of To Be To Be Price Offering Registration Registered Registered Per Unit Price Fee - ------------------- --------------- -------------- ------------- --------------- Common Stock, 100,000 (1) $0.430 (2) $43,000 $3.48 $0.01 par value - -------------------------------------------------------------------------------- -1- Notes to Calculation of Registration Fee Chart ---------------------------------------------- (1) The number of shares of common stock set forth to be registered is the number of additional shares that will be issued under the 2003 Stock for Consultants Plan (the "Plan"), over and above the number of shares previously registered. This Registration Statement shall also cover any additional shares of common stock which become issuable under the Plan by reason of any stock dividend, stock split, recapitalization, or other similar transaction effected without the receipt of consideration which results in an increase in the number of outstanding shares of common stock of Amarillo Biosciences, Inc. (2) Calculated on the basis of the average of the over-the-counter high and low prices on October 22, 2003, pursuant to Rule 457(c) of the Securities Act of 1933, as amended. REGISTRATION OF ADDITIONAL SECURITIES Reference is made to Amarillo Biosciences, Inc. S-8, filed June 6, 2003, SEC File Number 333-105928, with respect to shares registered under the Company's 2003 Stock for Consultants Plan. The contents of said registration statement are hereby incorporated by reference in their entirety. EXHIBITS Exhibit Index ------------- Exhibit Number Page - -------------- ---- (5) Opinion Regarding Legality..............................5 (23) Consent of Malone & Bailey, PLLC........................6 SIGNATURES The Registrant. Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Amarillo, State of Texas, on October 23, 2003. AMARILLO BIOSCIENCES, INC. By: /s/ Joseph M. Cummins ------------------------------ Joseph M. Cummins, DVM, Ph.D. Chairman, President, CEO and Chief Financial Officer -2- Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated. /s/ Joseph M. Cummins Director October 23, 2003 - ----------------------------- Joseph M. Cummins /s/ Katsuaki Hayashibara Director October 24, 2003 - ----------------------------- Katsuaki Hayashibara /s/ James Cook Director October 28, 2003 - ----------------------------- James Cook /s/ Dennis Moore Director October 28, 2003 - ----------------------------- Dennis Moore /s/ Stephen T. Chen Director October 23, 2003 - ----------------------------- Stephen T. Chen /s/ James A. Page Director October 24, 2003 - ----------------------------- James A. Page -3- Exhibit Index ------------- Exhibit Number Page - -------------- ---- (5) Opinion Regarding Legality................................5 (23) Consent of Malone & Bailey, PLLC..........................6 -4- EX-5 3 amarillo1103s8ex5.txt OPINION REGARDING LEGALITY EXHIBIT 5 [SANDERSBAKER PC LETTERHEAD] November 3, 2003 Amarillo Biosciences, Inc. 4134 Business Park Drive Amarillo, Texas 79110 RE: Issuance of Stock Pursuant to S-8 Registration Statement Gentlemen: Pursuant to your request, we have examined the S-8 Registration Statement to be filed with the Securities and Exchange Commission, registering 100,000 shares of common stock in the company. We have further examined the Certificate of Incorporation, Articles of Incorporation, Bylaws, any amendments thereto, and all such corporate records and documents that we believed were necessary or relevant to enable us to render an opinion in this matter. Based solely on the foregoing examination, it is our opinion that, when sold and issued according the 2003 Stock for Consultants Plan, the shares of common stock covered by the Registration Statement will be legally issued, fully paid, and non assessable. We consent to the filing of this opinion as an exhibit to the Registration Statement. Very truly yours, SANDERSBAKER PC Edward L. Morris ELM/ms -5- EX-23 4 amarillo1103s8ex23.txt CONSENT OF MALONE & BAILEY, PLLC EXHIBIT 23 CONSENT OF INDEPENDENT AUDITORS We consent to the incorporation by reference in the Registration Statement (Form S-8) pertaining to the 2003 Stock for Consultants Plan of Amarillo Biosciences, Inc. of our report dated April 8, 2003, with respect to the consolidated financial statements of Amarillo Biosciences, Inc. included in its Annual Report (Form 10-K) for the year ended December 31, 2002, filed with the Securities and Exchange Commission. Houston, TX MALONE & BAILEY, PLLC November 3, 2003 -6- -----END PRIVACY-ENHANCED MESSAGE-----