-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RXnsnOqDkXVknsFoY28LyTD1Uykfph3FwiuNQEry0mX1Dj0ldRGsfhoZB7u9DrLF /BhtYpoZS70W2S0idu9yLQ== 0001021777-09-000009.txt : 20091221 0001021777-09-000009.hdr.sgml : 20091221 20091221174733 ACCESSION NUMBER: 0001021777-09-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091221 FILED AS OF DATE: 20091221 DATE AS OF CHANGE: 20091221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMARILLO BIOSCIENCES INC CENTRAL INDEX KEY: 0001014763 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 751974352 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: AMARILLO BIOSCIENCES INC STREET 2: 4134 BUSINESS PARK DRIVE CITY: AMARILLO STATE: TX ZIP: 79110-4225 BUSINESS PHONE: (806) 376-1741 MAIL ADDRESS: STREET 1: AMARILLO BIOSCIENCES INC STREET 2: 4134 BUSINESS PARK DRIVE CITY: AMARILLO STATE: TX ZIP: 79110-4225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUMMINS JOSEPH M CENTRAL INDEX KEY: 0001021777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20791 FILM NUMBER: 091253190 MAIL ADDRESS: STREET 1: 4134 BUSINESS PARK DRIVE CITY: AMARILLO STATE: TX ZIP: 79110-4225 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-12-21 0 0001014763 AMARILLO BIOSCIENCES INC AMAR.OB 0001021777 CUMMINS JOSEPH M 4134 BUSINESS PARK DRIVE AMARILLO TX 79110-4225 1 1 0 0 PRES,CEO,CHMN OF THE BOARD COMMON STOCK 2009-12-21 4 O 0 100000 0.1 A 846572 D COMMON STOCK 2009-12-21 4 X 0 85714 0.21 A 932286 D NONQUALIFIED STOCK OPTION 0.1 2009-12-21 4 O 0 33334 0.1 D 2006-09-10 2013-09-10 COMMON STOCK 33334 66666 D NONQUALIFIED STOCK OPTION 0.175 2009-12-21 4 X 0 66666 0 D 2006-09-10 2013-09-10 COMMON STOCK 66666 0 D NONQUALIFIED STOCK OPTION 0.1 2009-12-21 4 O 0 33333 0 D 2006-09-10 2014-09-10 COMMON STOCK 33333 66667 D NONQUALIFIED STOCK OPTION 0.175 2009-12-21 4 X 0 66667 0 D 2006-09-10 2014-09-10 COMMON STOCK 66667 0 D NONQUALIFIED STOCK OPTION 0.1 2009-12-21 4 O 0 33333 0 D 2006-09-10 2015-09-10 COMMON STOCK 33333 66667 D NONQUALIFIED STOCK OPTION 0.175 2009-12-21 4 X 0 66667 0 D 2006-09-10 2015-09-10 COMMON STOCK 66667 0 D NONQUALIFIED STOCK OPTION 0.3 2005-08-23 2010-08-22 COMMON STOCK 400000 400000 D NOONQUALIFIED STOCK OPTION 0.125 2009-04-30 2014-04-30 COMMON STOCK 300000 300000 D NONQUALIFIED STOCK OPTION 0.1 2008-12-16 2011-12-16 COMMON STOCK 490000 490000 D CASHLESS EXERCISE OF 66,666 OPTIONS AT $.175 = 28,571 SHARES OF COMMON STOCK. CASHLESS EXERCISE OF 66,667 OPTIONS AT $0.175 = 28,572 SHARES OF COMMON STOCK. CASHLESS EXERCISE OF 66,667 OPTIONS AT $.175 = 28,571 SHARES OF COMMON STOCK RECEIVED. DUE TO ROUNDING THIS ISSUANCE OF SHARES IS THE SAME AS FOOTNOTE 1. JOSEPH M CUMMINS 2009-12-21 -----END PRIVACY-ENHANCED MESSAGE-----