-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CIyB1o5olCBp+9vOdRCadUGcNC2D+HK9pEs2U7bzfhUHFDJ0EXZIwwuj7xmXFvXj yLRlt/iRgZpyjgQV9XobuA== 0000950134-99-009073.txt : 19991021 0000950134-99-009073.hdr.sgml : 19991021 ACCESSION NUMBER: 0000950134-99-009073 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991020 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMARILLO BIOSCIENCES INC CENTRAL INDEX KEY: 0001014763 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 751974352 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-46755 FILM NUMBER: 99731070 BUSINESS ADDRESS: STREET 1: 800 W 9TH AVE CITY: AMARILLO STATE: TX ZIP: 79101-3206 BUSINESS PHONE: 8063761741 MAIL ADDRESS: STREET 1: AMARILLO BIOSCIENCES INC STREET 2: 800 W 9TH AVE CITY: AMARILLO STATE: TX ZIP: 79101-3206 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAYASHIBARA BIOCHEMICAL LABORATORIES INC CENTRAL INDEX KEY: 0001021776 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2-3 SHIMOISHII 1-CHOME STREET 2: OKAYAMA 700 JAPAN STATE: M0 BUSINESS PHONE: 81862244311 MAIL ADDRESS: STREET 1: 2-3 SHIMOISHII 1-CHOME STREET 2: OKAYAMA 700 JAPAN STATE: M0 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 NAME OF ISSUER: AMARILLO BIOSCIENCES, INC. TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share CUSIP NUMBER: 02301P106 NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS: EDWARD L. MORRIS, SPROUSE, SMITH & ROWLEY, P.C., P. O. Box 15008, Amarillo, Texas 79105; 806/368-3311. DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: September 30, 1999 If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). -1- 2 CUSIP No. 02301P106 1. NAME OF REPORTING PERSON: Hayashibara Biochemical Laboratories, Inc. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [ ] (b) [ ] 3. SEC USE ONLY: 4. SOURCE OF FUNDS: OO 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION: Japan 7. SOLE VOTING POWER: 2,178,950 shares 8. SHARED VOTING POWER: 9. SOLE DISPOSITIVE POWER: 2,178,950 shares 10. SHARED DISPOSITIVE POWER: 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 2,178,950 shares 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 34.3% 14. TYPE OF REPORTING PERSON: CO -2- 3 Item 6 CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER: On September 30,1999, Amarillo Biosciences, Inc. (the "Issuer") entered into an Agreement with Hayashibara Biochemical Laboratories, Inc., a Japanese corporation ("HBL"). Under this Agreement, HBL will convert existing debt to equity, and will purchase additional equity in stages. On October 15, 1999, HBL will release $1,005,486.30 in debt owed by the Issuer in exchange for shares of common stock to be issued by the Issuer. On November 30, 1999, HBL will advance to the Issuer $1,000,000, and the Issuer will issue common stock to HBL. On February 29, 2000, HBL will advance $1,000,000 to the Issuer, and the Issuer will issue common stock to HBL. The precise number of shares to be issued on each of the above dates is not known at this time, as it is to be determined based on the market price preceding the date of issuance. The precise formula is set out in the Agreement, which is attached as an exhibit. HBL currently owns 2,178,950 shares out of 6,360,326 outstanding, for an ownership share of 34.3%. As of the date immediately preceding the date of this report, the closing price of the Company's common stock was $.75 per share. If this price were to remain constant, HBL would eventually acquire approximately 59.6% of the common stock of the Issuer. Item 7 MATERIAL TO BE FILED AS EXHIBITS: Agreement to Convert Debt, dated September 30, 1999, between the Issuer and HBL. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 30, 1999. HAYASHIBARA BIOCHEMICAL LABORATORY, INC. By: /s/ KEN HAYASHIBARA --------------------------------------------- KEN HAYASHIBARA, President -3- -----END PRIVACY-ENHANCED MESSAGE-----