Delaware
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05-0489664
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(State of incorporation)
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(I.R.S. Employer
Identification No.)
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100 Clearbrook Road, Elmsford NY
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10523
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(Address of principal executive offices)
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(Zip Code)
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Large accelerated filer o
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Accelerated filer þ
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Non-accelerated filer o
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Smaller reporting company o
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(Do not check if a smaller reporting company)
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Title of Securities to be Registered
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Amount to be Registered(1)
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Proposed Maximum Offering Price Per Share(2)
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Proposed Maximum Aggregate Offering Price(2)
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Amount of Registration Fee(2)
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Common stock, par value $0.0001 per share
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6,837,476 |
$5.51
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$37,674,493
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$4,374.01
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Exhibit No.
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Exhibit Description
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4.1 |
Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed on March 17, 2005, SEC Accession No. 0000950123-05-003294).
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4.2 |
Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed on April 28, 2011, SEC Accession No. 0001014739-11-000012).
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4.3 |
Amended and Restated Rights Agreement, dated as of December 3, 2002 (the “Rights Agreement”) by and between the Company and American Stock Transfer & Trust Company (incorporated by reference to Exhibit 4.1 to the Post-Effective Amendment No. 3 to the Registrant’s Form 8-A/A dated December 4, 2002).
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4.4 |
First Amendment, dated as of December 13, 2006, to the Rights Agreement, by and between the Company and American Stock Transfer & Trust Company, as Rights Agent (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K dated December 14, 2006, SEC Accession No. 0000950123-06-0155184).
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4.5 |
Second Amendment, dated March 4, 2009, to the Rights Agreement, as amended on December 13, 2006, between the Company and American Stock Transfer & Trust Company, as Rights Agent (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K dated March 4, 2009, SEC Accession No. 0001014739-09-000006).
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4.6 |
Third Amendment, dated as of January 24, 2010, to the Rights Agreement by and between the Company and American Stock Transfer & Trust Company LLC, as Rights Agent (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K dated January 27, 2010, SEC Accession No. 0000950123-10-005446).
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5.1 |
Opinion of Barry A. Posner
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10.1 |
2008 Amended and Restated Equity Incentive Plan (incorporated by reference from the Registrant’s definitive proxy statement for its 2010 annual meeting of stockholders filed with the Commission May 10, 2010, SEC Accession No. 0000950123-10-046953).
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10.6 |
Form of Cash-only Stock Appreciation Right Agreement (incorporated by reference to Exhibit 10.40 to the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2010, SEC Accession No. 0001014739-11-000006).
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23.1 |
Consent of Ernst & Young LLP
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23.3 |
Consent of Barry A. Posner (included as part of Exhibit 5.1)
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Signature
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Title(s)
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/s/ Richard M. Smith
Richard M. Smith
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Chief Executive Officer
(Principal Executive Officer)
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/s/ Mary Jane Graves
Mary Jane Graves
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Chief Financial Officer and Treasurer
(Principal Financial Officer)
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/s/ Patricia Bogusz
Patricia Bogusz
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Vice President of Finance
(Principal Accounting Officer)
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/s/ Richard H. Friedman
Richard H. Friedman
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Chairman of the Board, Director
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/s/ Charlotte W. Collins
Charlotte W. Collins
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Director
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/s/ Louis T. DiFazio, Ph.D.
Louis T. DiFazio, Ph.D.
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Director
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/s/ Myron Z. Holubiak
Myron Z. Holubiak
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Director
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/s/ David R. Hubers
David R. Hubers
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Director
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/s/ Richard L. Robbins
Richard L. Robbins
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Director
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/s/ Stuart A. Samuels
Stuart A. Samuels
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Director
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/s/ Samuel P. Frieder
Samuel P. Frieder
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Director
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/s/ Gordon H. Woodward
Gordon H. Woodward
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Director
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Exhibit No.
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Exhibit Description
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4.1 |
Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed on March 17, 2005, SEC Accession No. 0000950123-05-003294).
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4.2 |
Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed on April 28, 2011, SEC Accession No. 0001014739-11-000012).
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4.3 |
Amended and Restated Rights Agreement, dated as of December 3, 2002 (the “Rights Agreement”) by and between the Company and American Stock Transfer & Trust Company (incorporated by reference to Exhibit 4.1 to the Post-Effective Amendment No. 3 to the Registrant’s Form 8-A/A dated December 4, 2002).
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4.4 |
First Amendment, dated as of December 13, 2006, to the Rights Agreement, by and between the Company and American Stock Transfer & Trust Company, as Rights Agent (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K dated December 14, 2006, SEC Accession No. 0000950123-06-0155184).
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4.5 |
Second Amendment, dated March 4, 2009, to the Rights Agreement, as amended on December 13, 2006, between the Company and American Stock Transfer & Trust Company, as Rights Agent (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K dated March 4, 2009, SEC Accession No. 0001014739-09-000006).
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4.6 |
Third Amendment, dated as of January 24, 2010, to the Rights Agreement by and between the Company and American Stock Transfer & Trust Company LLC, as Rights Agent (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K dated January 27, 2010, SEC Accession No. 0000950123-10-005446).
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5.1
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Opinion of Barry A. Posner
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10.1 |
2008 Amended and Restated Equity Incentive Plan (incorporated by reference from the Registrant’s definitive proxy statement for its 2010 annual meeting of stockholders filed with the Commission May 10, 2010, SEC Accession No. 0000950123-10-046953).
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10.6 |
Form of Cash-only Stock Appreciation Right Agreement (incorporated by reference to Exhibit 10.40 to the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2010, SEC Accession No. 0001014739-11-000006).
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23.1
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Consent of Ernst & Young LLP
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23.3
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Consent of Barry A. Posner (included as part of Exhibit 5.1)
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Re:
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BioScrip, Inc. — Registration Statement on Form S-8
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