0001209191-20-031800.txt : 20200522 0001209191-20-031800.hdr.sgml : 20200522 20200522170351 ACCESSION NUMBER: 0001209191-20-031800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200521 FILED AS OF DATE: 20200522 DATE AS OF CHANGE: 20200522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIELDS HEIDI CENTRAL INDEX KEY: 0001014330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39094 FILM NUMBER: 20906844 MAIL ADDRESS: STREET 1: 5301 STEVENS CREEK BLVD STREET 2: MS 1A-LC CITY: SANTA CLARA STATE: CA ZIP: 95051 FORMER NAME: FORMER CONFORMED NAME: FIELDS HEIDI KUNZ DATE OF NAME CHANGE: 20090415 FORMER NAME: FORMER CONFORMED NAME: KUNZ HEIDI DATE OF NAME CHANGE: 19960513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phathom Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001783183 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 824151574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CAMPUS DRIVE, STREET 2: SUITE 102 CITY: FLORHAM PARK STATE: NJ ZIP: 07932 BUSINESS PHONE: (877) 742-8466 MAIL ADDRESS: STREET 1: 100 CAMPUS DRIVE, STREET 2: SUITE 102 CITY: FLORHAM PARK STATE: NJ ZIP: 07932 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-21 0 0001783183 Phathom Pharmaceuticals, Inc. PHAT 0001014330 FIELDS HEIDI C/O PHATHOM PHARMACEUTICALS, INC. 100 CAMPUS DRIVE, SUITE 102 FLORHAM PARK NJ 07932 1 0 0 0 Stock Options 36.85 2020-05-21 4 A 0 10000 0.00 A 2030-05-20 Common Stock 10000 10000 D The option was granted pursuant to the Registrant's Non-Employee Director Compensation Program. The option shall vest and/or become exercisable on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Registrant's stockholders, subject to Heidi Kunz continuing in service on the Board through such vesting date. /s/ Larry Miller, Attorney-in-Fact for Heidi Kunz 2020-05-22