0001493152-20-007900.txt : 20200507 0001493152-20-007900.hdr.sgml : 20200507 20200507131958 ACCESSION NUMBER: 0001493152-20-007900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190906 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spiro Alex CENTRAL INDEX KEY: 0001652478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 20855555 MAIL ADDRESS: STREET 1: 25 TUDOR CITY PLACE APT 1011 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GlassBridge Enterprises, Inc. CENTRAL INDEX KEY: 0001014111 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 411838504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 HELMO AVE N STREET 2: SUITE 250 CITY: OAKDALE STATE: MN ZIP: 55128 BUSINESS PHONE: 6517044000 MAIL ADDRESS: STREET 1: 1099 HELMO AVE N STREET 2: SUITE 250 CITY: OAKDALE STATE: MN ZIP: 55128 FORMER COMPANY: FORMER CONFORMED NAME: IMATION CORP DATE OF NAME CHANGE: 19960619 FORMER COMPANY: FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC DATE OF NAME CHANGE: 19960619 4 1 ownership.xml X0306 4 2019-09-06 0 0001014111 GlassBridge Enterprises, Inc. GLAE 0001652478 Spiro Alex C/O GLASSBRIDGE ENTERPRISES, INC. 411 EAST 57TH STREET, SUITE 1-A NEW YORK NY 10022 1 0 0 0 Stock Option (Right to Buy) 106 2019-09-06 4 A 0 145 0 A 2029-09-06 Common Stock 145 145 D The stock option vests in twelve equal installments (with respect to approximately 12.083 shares of common stock) on the first day of each calendar quarter commencing: January 1, 2020. /s/ Alex Spiro 2020-05-07