0001493152-20-007894.txt : 20200507 0001493152-20-007894.hdr.sgml : 20200507 20200507131439 ACCESSION NUMBER: 0001493152-20-007894 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190906 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strauss Daniel CENTRAL INDEX KEY: 0001531664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 20855537 MAIL ADDRESS: STREET 1: C/O CLINTON GROUP, INC STREET 2: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GlassBridge Enterprises, Inc. CENTRAL INDEX KEY: 0001014111 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 411838504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 HELMO AVE N STREET 2: SUITE 250 CITY: OAKDALE STATE: MN ZIP: 55128 BUSINESS PHONE: 6517044000 MAIL ADDRESS: STREET 1: 1099 HELMO AVE N STREET 2: SUITE 250 CITY: OAKDALE STATE: MN ZIP: 55128 FORMER COMPANY: FORMER CONFORMED NAME: IMATION CORP DATE OF NAME CHANGE: 19960619 FORMER COMPANY: FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC DATE OF NAME CHANGE: 19960619 4 1 ownership.xml X0306 4 2019-09-06 0 0001014111 GlassBridge Enterprises, Inc. GLAE 0001531664 Strauss Daniel C/O GLASSBRIDGE ENTERPRISES, INC. 411 EAST 57TH STREET, SUITE 1-A NEW YORK NY 10022 0 1 0 0 Chief Executive Officer Stock Option (Right to Buy) 106 2019-09-06 4 A 0 760 0 A 2029-09-06 Common Stock 760 760 D One-half of the stock option, (with respect to 380 shares of common stock), became vested and exercisable on September 6, 2019, and one-half of the stock option vests in twenty four equal installments (approximately 15.833 shares of common stock) on the first day of each calendar month beginning October 1, 2020. /s/ Daniel Strauss 2020-05-07