-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SvREODWCt9EARITjKG8eWgVSEI/RMXG/oJuZgdPxl+kOfnCaENAaocmscXBVqmE4 zTLo5Ehbk3YFWM+fcSuVsg== 0001209191-09-025248.txt : 20090508 0001209191-09-025248.hdr.sgml : 20090508 20090508111714 ACCESSION NUMBER: 0001209191-09-025248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090506 FILED AS OF DATE: 20090508 DATE AS OF CHANGE: 20090508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HART LINDA W CENTRAL INDEX KEY: 0001213976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 09808515 MAIL ADDRESS: STREET 1: C/O HART GROUP INC STREET 2: 3811 TURTLE CREEK BLVD CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMATION CORP CENTRAL INDEX KEY: 0001014111 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 411838504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 IMATION PL CITY: OAKDALE STATE: MN ZIP: 55128 BUSINESS PHONE: 6517044000 MAIL ADDRESS: STREET 1: 1 IMATION PLACE CITY: OAKDALE STATE: MN ZIP: 55128 FORMER COMPANY: FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC DATE OF NAME CHANGE: 19960619 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-05-06 0 0001014111 IMATION CORP IMN 0001213976 HART LINDA W C/O IMATION CORP. 1 IMATION WAY OAKDALE MN 55128 1 0 0 0 Common Stock 2009-05-06 4 A 0 2581 10.17 A 38418 D Common Stock 2009-05-06 4 A 0 3097 10.17 A 41515 D Common Stock 2009-05-07 4 A 0 5186 9.64 A 46701 D Option - Right to Buy 10.17 2009-05-06 4 A 0 13696 10.17 A 2010-05-06 2019-05-06 Common Stock 13696 13696 D Option - Right to Buy 10.17 2009-05-06 4 A 0 16435 10.17 A 2010-05-06 2019-05-06 Common Stock 16435 16435 D Restricted Stock Units 2011-05-03 2011-05-03 Common Stock 4452.45 4452.45 D Common stock vests 100% on first anniversary date of the grant date. 1-for-1 Ms. Hart has elected to receive payment of the Restricted Stock Units on the earlier of Change of Control, her death or a "separation from service" with the Company (within the meaning of Section 409A of the Internal Revenue Code) and none of these provide a currently determinable date. However, under Imation's current retirment policy, a director cannot be nominated for re-election as a director at the next annual meeting of shareholders following either (i) fifteen (15) years service as a director, or (ii) the director's seventieth (70th) birthday. Based on the current retirment policy (and an assumption of when Imation's shareholder meetings will be held in the future, based on past practices), Ms. Hart's latest retirement date would be May 3, 2011, the date used for this filing. Includes 30.4511 RSUs acquired on June 30, 2008, 31.111 RSUs acquired on September 30, 2008 and 28.790 RSUs acquired on December 29, 2009 as part of the dividend reinvestment feature of Imation's director compensation program, which operated in a manner substantially similar to Imation's dividend reinvestment program. Jennifer A. Tenenbaum, Power of Attorney for Linda W. Hart 2009-05-08 -----END PRIVACY-ENHANCED MESSAGE-----