-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JswYhapWIEmr0ScaVgPyHez4kPpSgYkIi2X3PM2yKEpCssVLbn2lcXNI67poKTlk 7rxuO7vCOTydAo3pJUu7Cg== 0001209191-07-047293.txt : 20070810 0001209191-07-047293.hdr.sgml : 20070810 20070810081850 ACCESSION NUMBER: 0001209191-07-047293 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070801 FILED AS OF DATE: 20070810 DATE AS OF CHANGE: 20070810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMATION CORP CENTRAL INDEX KEY: 0001014111 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 411838504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 IMATION PL CITY: OAKDALE STATE: MN ZIP: 55128 BUSINESS PHONE: 6517044000 MAIL ADDRESS: STREET 1: 1 IMATION PLACE CITY: OAKDALE STATE: MN ZIP: 55128 FORMER COMPANY: FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC DATE OF NAME CHANGE: 19960619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK Hong Kong CO LTD CENTRAL INDEX KEY: 0001409143 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 071042895 BUSINESS ADDRESS: STREET 1: 10TH FL, SOUTH TOWER WORLD FINANCE CTR STREET 2: HARBOUR CITY 17-19 CANTON ROAD CITY: KOWLOON STATE: K3 ZIP: 000000 BUSINESS PHONE: 011-852-2736-2238 MAIL ADDRESS: STREET 1: 10TH FL, SOUTH TOWER WORLD FINANCE CTR STREET 2: HARBOUR CITY 17-19 CANTON ROAD CITY: KOWLOON STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK Europe S.A. CENTRAL INDEX KEY: 0001409142 STATE OF INCORPORATION: N4 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 071042897 BUSINESS ADDRESS: STREET 1: Z I BOMMELSCHEUER STREET 2: PO BOX 14, L-4901 BASCHARAGE CITY: GRAND-DUCHY OF LUXEMBOURG STATE: N4 ZIP: 000000 BUSINESS PHONE: 011-352-650079 MAIL ADDRESS: STREET 1: Z I BOMMELSCHEUER STREET 2: PO BOX 14, L-4901 BASCHARAGE CITY: GRAND-DUCHY OF LUXEMBOURG STATE: N4 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK Recording Media Europe S.A. CENTRAL INDEX KEY: 0001409145 STATE OF INCORPORATION: N4 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 071042898 BUSINESS ADDRESS: STREET 1: Z I BOMMELSCHEUER STREET 2: PO BOX 120, L-4902 BASCHARAGE CITY: GRAND-DUCHY OF LUXEMBOURG STATE: N4 ZIP: 000000 BUSINESS PHONE: 011-352-505011 MAIL ADDRESS: STREET 1: Z I BOMMELSCHEUER STREET 2: PO BOX 120, L-4902 BASCHARAGE CITY: GRAND-DUCHY OF LUXEMBOURG STATE: N4 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK CORP CENTRAL INDEX KEY: 0000203383 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 071042901 BUSINESS ADDRESS: STREET 1: 13-1 NIHONBASHI, 1-CHOME CITY: CHUO-KU, TOKYO 103, JAPAN STATE: M0 ZIP: 103-8272 BUSINESS PHONE: 81-3-3278-5111 FORMER NAME: FORMER CONFORMED NAME: TDK ELECTRONICS CO LTD DATE OF NAME CHANGE: 19831004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK USA CORP CENTRAL INDEX KEY: 0000851343 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 071042900 BUSINESS ADDRESS: STREET 1: 12 HARBOR PARK DR CITY: PORT WASHINGTON STATE: NY ZIP: 11050 BUSINESS PHONE: 5166250100 MAIL ADDRESS: STREET 1: 12 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK Singapore (Pte) Ltd CENTRAL INDEX KEY: 0001409144 STATE OF INCORPORATION: U0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 071042896 BUSINESS ADDRESS: STREET 1: 460 ALEXANDRA ROAD #04-05 STREET 2: PSA BUILDING CITY: SINGAPORE STATE: U0 ZIP: 119963 BUSINESS PHONE: 011-65-6273-5022 MAIL ADDRESS: STREET 1: 460 ALEXANDRA ROAD #04-05 STREET 2: PSA BUILDING CITY: SINGAPORE STATE: U0 ZIP: 119963 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK Electronics CORP CENTRAL INDEX KEY: 0001409141 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 071042899 BUSINESS ADDRESS: STREET 1: 901 FRANKLIN AVENUE STREET 2: PO BOX 9302 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-2600 MAIL ADDRESS: STREET 1: 901 FRANKLIN AVENUE STREET 2: PO BOX 9302 CITY: GARDEN CITY STATE: NY ZIP: 11530 3 1 btk01392_tdk.xml MAIN DOCUMENT DESCRIPTION X0202 3 2007-08-01 0 0001014111 IMATION CORP IMN 0000203383 TDK CORP 1-13-1 NIHONBASHI, CHUO-KU TOKYO M0 103-8272 JAPAN 0 0 1 0 0000851343 TDK USA CORP 901 FRANKLIN AVENUE, P.O. BOX 9302 GARDEN CITY NY 11530 0 0 1 0 0001409141 TDK Electronics CORP 901 FRANKLIN AVENUE, P.O. BOX 9302 GARDEN CITY NY 11530 0 0 1 0 0001409145 TDK Recording Media Europe S.A. Z.I. BOMMELSCHEUER, P.O. BOX 120 L-4902 BASCHARAGE GRAND-DUCHY OF LUXEMBOURG N4 LUXEMBOURG 0 0 1 0 0001409142 TDK Europe S.A. Z.I. BOMMELSHEUER, P.O. BOX 14 L-4901 BASCHARAGE GRAND-DUCHY OF LUXEMBOURG N4 LUXEMBOURG 0 0 1 0 0001409144 TDK Singapore (Pte) Ltd 460 ALEXANDRA ROAD #04-05, PSA BUILDING 119963, SINGAPORE U0 SINGAPORE 0 0 1 0 0001409143 TDK Hong Kong CO LTD 10TH FLOOR S. TOWER WORLD FINANCE CENTRE HARBOUR CITY, 17-19 CANTON ROAD KOWLOON, HONG KONG K3 HONG KONG 0 0 1 0 Common Stock 4047390 D Common Stock 660946 I Shares held by wholly owned subsidiary. Common Stock 135358 I Shares held by wholly owned subsidiary. Common Stock 1805809 I Shares held by wholly owned subsidiary. Common Stock 112504 I Shares held by wholly owned subsidiary. Common Stock 63757 I Shares held by wholly owned subsidiary. The 660,946 shares of common stock reported on this line are directly beneficially owned by TDK Electronics Corporation ("TEC"), a wholly owned subsidiary of TDK U.S.A. Corporation ("TUC"). TUC is a wholly owned subsidiary of TDK Corporation ("TDK"). TDK and TUC disclaim beneficial ownership of the securities reported on this line except to the extent of their pecuniary interests therein. The 135,358 shares of common stock reported on this line are directly beneficially owned by TDK Recording Media Europe S.A., a wholly owned subsidiary of TDK. TDK disclaims beneficial ownership of the securities reported on this line except to the extent of its pecuniary interests therein. The 1,805,809 shares of common stock reported on this line are directly beneficially owned by TDK Europe S.A., a wholly owned subsidiary of TDK. TDK disclaims beneficial ownership of the securities reported on this line except to the extent of its pecuniary interests therein. The 112,504 shares of common stock reported on this line are directly beneficially owned by TDK Singapore (Pte) Ltd, a wholly owned subsidiary of TDK. TDK disclaims beneficial ownership of the securities reported on this line except to the extent of its pecuniary interests therein. The 63,757 shares of common stock reported on this line are directly beneficially owned by TDK Hong Kong Co., Ltd., a wholly owned subsidiary of TDK. TDK disclaims beneficial ownership of the securities reported on this line except to the extent of its pecuniary interests therein. /s/ Shiro Nomi 2007-08-10 /s/ Francis J. Sweeney 2007-08-10 /s/ James R. Browning 2007-08-10 /s/ Keisuke Igarashi 2007-08-10 /s/ Keisuke Igarashi 2007-08-10 /s/ Osamu Katsuta 2007-08-10 /s/ Takao Akine 2007-08-10 -----END PRIVACY-ENHANCED MESSAGE-----