0001144204-18-012314.txt : 20180301 0001144204-18-012314.hdr.sgml : 20180301 20180301171256 ACCESSION NUMBER: 0001144204-18-012314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: De Perio Joseph A CENTRAL INDEX KEY: 0001516297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 18658839 BUSINESS ADDRESS: BUSINESS PHONE: 858-495-4131 MAIL ADDRESS: STREET 1: C/O OVERLAND STORAGE, INC. STREET 2: 9112 SPECTRUM CENTER BLVD CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GlassBridge Enterprises, Inc. CENTRAL INDEX KEY: 0001014111 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 411838504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 HELMO AVE N STREET 2: SUITE 250 CITY: OAKDALE STATE: MN ZIP: 55128 BUSINESS PHONE: 6517044000 MAIL ADDRESS: STREET 1: 1099 HELMO AVE N STREET 2: SUITE 250 CITY: OAKDALE STATE: MN ZIP: 55128 FORMER COMPANY: FORMER CONFORMED NAME: IMATION CORP DATE OF NAME CHANGE: 19960619 FORMER COMPANY: FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC DATE OF NAME CHANGE: 19960619 4 1 tv487481_form4.xml FORM 4 X0306 4 2018-02-28 0 0001014111 GlassBridge Enterprises, Inc. GLAE 0001516297 De Perio Joseph A C/O GLASSBRIDGE ENTERPRISES, INC. 1099 HELMO AVE. N., SUITE 250 OAKDALE MN 55128 1 1 0 0 Chairman Common Stock 2018-02-28 4 A 0 15664 0 A 93741 D Common Stock 2018-02-28 4 A 0 3759 0 A 97500 D These shares were granted as a restricted stock award and will vest on August 28, 2018, 9,398 of which are subject to the recipient's continuous service as a member of the Issuer's board of directors on the vesting date and 6,266 of which are subject to the recipient's continuous service as the Chairman of the Issuer's board of directors on the vesting date. These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the board of directors of GlassBridge Asset Management, LLC, the wholly-owned subsidiary of the Issuer. /s/ Elliott M. Smith, Attorney in fact 2018-03-01