0001144204-17-061704.txt : 20171130 0001144204-17-061704.hdr.sgml : 20171130 20171130160709 ACCESSION NUMBER: 0001144204-17-061704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171128 FILED AS OF DATE: 20171130 DATE AS OF CHANGE: 20171130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PUTNAM DONALD H CENTRAL INDEX KEY: 0001273702 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 171231368 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GlassBridge Enterprises, Inc. CENTRAL INDEX KEY: 0001014111 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 411838504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 HELMO AVE N STREET 2: SUITE 250 CITY: OAKDALE STATE: MN ZIP: 55128 BUSINESS PHONE: 6517044000 MAIL ADDRESS: STREET 1: 1099 HELMO AVE N STREET 2: SUITE 250 CITY: OAKDALE STATE: MN ZIP: 55128 FORMER COMPANY: FORMER CONFORMED NAME: IMATION CORP DATE OF NAME CHANGE: 19960619 FORMER COMPANY: FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC DATE OF NAME CHANGE: 19960619 4 1 tv480475_form4.xml FORM 4 X0306 4 2017-11-28 0 0001014111 GlassBridge Enterprises, Inc. GLAE 0001273702 PUTNAM DONALD H C/O GLASSBRIDGE ENTERPRISES, INC. 1099 HELMO AVE. N., SUITE 250 OAKDALE MN 55128 1 0 0 0 Common Stock 2017-11-28 4 A 0 9259 0 A 17037 D Common Stock 2017-11-28 4 A 0 3704 0 A 20741 D These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the Issuer's board of directors on the vesting date. These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the board of directors of GlassBridge Asset Management, LLC, the wholly-owned subsidiary of the Issuer. /s/ Daniel E. Nussen, Attorney in fact 2017-11-30