0001144204-17-033444.txt : 20170621 0001144204-17-033444.hdr.sgml : 20170621 20170621163112 ACCESSION NUMBER: 0001144204-17-033444 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170621 DATE AS OF CHANGE: 20170621 EFFECTIVENESS DATE: 20170621 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GlassBridge Enterprises, Inc. CENTRAL INDEX KEY: 0001014111 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 411838504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-38196 FILM NUMBER: 17923162 BUSINESS ADDRESS: STREET 1: 1099 HELMO AVE N STREET 2: SUITE 250 CITY: OAKDALE STATE: MN ZIP: 55128 BUSINESS PHONE: 6517044000 MAIL ADDRESS: STREET 1: 1099 HELMO AVE N STREET 2: SUITE 250 CITY: OAKDALE STATE: MN ZIP: 55128 FORMER COMPANY: FORMER CONFORMED NAME: IMATION CORP DATE OF NAME CHANGE: 19960619 FORMER COMPANY: FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC DATE OF NAME CHANGE: 19960619 S-8 POS 1 v469409_s-8pos.htm S-8 POS

As filed with the U.S. Securities and Exchange Commission on June 21, 2017

Registration No. 333-38196

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8

REGISTRATION STATEMENT UNDER THE

SECURITIES ACT OF 1933

GLASSBRIDGE ENTERPRISES, INC.

(Exact name of registrant as specified in its charter)

Delaware

41-1838504

(State or other jurisdiction of

incorporation or organization)

(IRS Employer

Identification No.)

1099 Helmo Ave. N., Suite 250

Oakdale, Minnesota 55128

(Address of principal executive offices)

GlassBridge Enterprises, Inc. Retirement Investment Plan (f/k/a Imation Retirement Investment Plan)

(Full title of the plan)

Tavis Morello

General Counsel and Corporate Secretary

GlassBridge Enterprises, Inc.

1099 Helmo Ave. N., Suite 250

Oakdale, Minnesota 55128

(651) 704-4000

(Name, address and telephone number, including area code, of agent for service)

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company”, and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):

Large accelerated filer	¨	Accelerated filer	¨

Non-accelerated filer	¨ (Do not check if a smaller reporting company)	Smaller reporting company	x
Emerging growth company	¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

DEREGISTRATION OF SECURITIES

GlassBridge Enterprises, Inc., a Delaware corporation (the “Registrant”), is filing this Post-Effective Amendment No. 1 (the “Post-Effective Amendment”) to terminate the registration of any and all shares of the Registrant’s common stock, par value $0.01 per share (“Common Stock”) and interests in the GlassBridge Enterprises, Inc. Retirement Investment Plan (f/k/a Imation Retirement Investment Plan) (“the Plan”), registered but unsold or otherwise unissued under the Registration Statement on Form S-8 (File No. 333-38196) (the “Registration Statement”) filed with the U.S. Securities and Exchange Commission on May 31, 2000.

Participants can no longer contribute their funds to purchase Common Stock pursuant to the Plan. Accordingly, the Registrant hereby amends the Registration Statement to remove from registration the securities covered by the Registration Statement which remain unsold.

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Oakdale, State of Minnesota, on June 21, 2017. The following person is signing this Post-Effective Amendment on behalf of the Registrant in reliance upon Rule 478 under the Securities Act.


GLASSBRIDGE ENTERPRISES, INC.

By:		/s/ Danny Zheng
		Name: Danny Zheng
		Title: Interim Chief Executive Officer and Chief Financial Officer