0000921895-23-002259.txt : 20230926 0000921895-23-002259.hdr.sgml : 20230926 20230926173335 ACCESSION NUMBER: 0000921895-23-002259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230925 FILED AS OF DATE: 20230926 DATE AS OF CHANGE: 20230926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall George E. CENTRAL INDEX KEY: 0001566939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 231281394 MAIL ADDRESS: STREET 1: C/O CLINTON GROUP INC, 510 MADISON AVE. STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 231281397 BUSINESS ADDRESS: STREET 1: 510 MADISON AVE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128250400 MAIL ADDRESS: STREET 1: 510 MADISON AVE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clinton Special Opportunities Master Fund Ltd. CENTRAL INDEX KEY: 0001621471 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 231281395 BUSINESS ADDRESS: STREET 1: C/O CLINTON GROUP INC. STREET 2: 510 MADISON AVE, 8TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 825-0400 MAIL ADDRESS: STREET 1: C/O CLINTON GROUP INC. STREET 2: 510 MADISON AVE, 8TH FL CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEH Capital Inc. CENTRAL INDEX KEY: 0001584551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 231281396 BUSINESS ADDRESS: STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-825-0400 MAIL ADDRESS: STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GlassBridge Enterprises, Inc. CENTRAL INDEX KEY: 0001014111 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 411838504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18 EAST 50TH STREET FL7TH CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-220-3300 MAIL ADDRESS: STREET 1: 18 EAST 50TH STREET FL7TH CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: IMATION CORP DATE OF NAME CHANGE: 19960619 FORMER COMPANY: FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC DATE OF NAME CHANGE: 19960619 4 1 form412755002_09262023.xml OWNERSHIP DOCUMENT X0508 4 2023-09-25 1 0001014111 GlassBridge Enterprises, Inc. GLAE 0001134119 CLINTON GROUP INC 411 EAST 57TH STREET NEW YORK NY 10018 0 0 0 1 See Explanation of Responses 0001584551 GEH Capital Inc. 411 EAST 57TH STREET NEW YORK NY 10018 0 0 0 1 See Explanation of Responses 0001621471 Clinton Special Opportunities Master Fund Ltd. 411 EAST 57TH STREET NEW YORK NY 10018 0 0 0 1 See Explanation of Responses 0001566939 Hall George E. 411 EAST 57TH STREET NEW YORK NY 10018 0 0 0 1 See Explanation of Responses 0 Common Stock 2023-09-25 4 S 0 7578 164.9512 D 0 I See footnotes The securities reported herein may be deemed to be indirectly beneficially owned by Mr. George E. Hall ("Mr. Hall"), which securities are directly held by: (i) GEH Capital, Inc., which is indirectly owned by Mr. Hall and (ii) Clinton Special Opportunities Master Fund Ltd. ("CSO"), of which Clinton Group, Inc. ("CGI") is also deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CSO (collectively, the "Reporting Persons"). Mr. Hall serves as the Chief Executive Officer of CGI. On September 25, 2023, the Reporting Persons entered into a redemption agreement (the "Redemption Agreement") with the Issuer. Under the terms of the Redemption Agreement, the Reporting Persons sold an aggregate of 7,578 Shares to the Issuer in exchange for cash proceeds of $1,250,000 and mutual releases, subject to certain exceptions. As of September 25, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Clinton Group, Inc., By: /s/ George Hall, Chief Executive Officer and President 2023-09-26 GEH Capital, Inc., By: /s/ George E. Hall, Chief Executive Officer and President 2023-09-26 Clinton Special Opportunities Master Fund Ltd., By: Clinton Group, Inc., its investment advisor, By: /s/ George Hall, Chief Executive Officer and President 2023-09-26 /s/ George E. Hall 2023-09-26