0000921895-23-002259.txt : 20230926
0000921895-23-002259.hdr.sgml : 20230926
20230926173335
ACCESSION NUMBER: 0000921895-23-002259
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230925
FILED AS OF DATE: 20230926
DATE AS OF CHANGE: 20230926
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hall George E.
CENTRAL INDEX KEY: 0001566939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 231281394
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC, 510 MADISON AVE.
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLINTON GROUP INC
CENTRAL INDEX KEY: 0001134119
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 231281397
BUSINESS ADDRESS:
STREET 1: 510 MADISON AVE
STREET 2: 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2128250400
MAIL ADDRESS:
STREET 1: 510 MADISON AVE
STREET 2: 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clinton Special Opportunities Master Fund Ltd.
CENTRAL INDEX KEY: 0001621471
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 231281395
BUSINESS ADDRESS:
STREET 1: C/O CLINTON GROUP INC.
STREET 2: 510 MADISON AVE, 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 825-0400
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC.
STREET 2: 510 MADISON AVE, 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEH Capital Inc.
CENTRAL INDEX KEY: 0001584551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 231281396
BUSINESS ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-825-0400
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GlassBridge Enterprises, Inc.
CENTRAL INDEX KEY: 0001014111
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 411838504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18 EAST 50TH STREET FL7TH
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-220-3300
MAIL ADDRESS:
STREET 1: 18 EAST 50TH STREET FL7TH
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: IMATION CORP
DATE OF NAME CHANGE: 19960619
FORMER COMPANY:
FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC
DATE OF NAME CHANGE: 19960619
4
1
form412755002_09262023.xml
OWNERSHIP DOCUMENT
X0508
4
2023-09-25
1
0001014111
GlassBridge Enterprises, Inc.
GLAE
0001134119
CLINTON GROUP INC
411 EAST 57TH STREET
NEW YORK
NY
10018
0
0
0
1
See Explanation of Responses
0001584551
GEH Capital Inc.
411 EAST 57TH STREET
NEW YORK
NY
10018
0
0
0
1
See Explanation of Responses
0001621471
Clinton Special Opportunities Master Fund Ltd.
411 EAST 57TH STREET
NEW YORK
NY
10018
0
0
0
1
See Explanation of Responses
0001566939
Hall George E.
411 EAST 57TH STREET
NEW YORK
NY
10018
0
0
0
1
See Explanation of Responses
0
Common Stock
2023-09-25
4
S
0
7578
164.9512
D
0
I
See footnotes
The securities reported herein may be deemed to be indirectly beneficially owned by Mr. George E. Hall ("Mr. Hall"), which securities are directly held by: (i) GEH Capital, Inc., which is indirectly owned by Mr. Hall and (ii) Clinton Special Opportunities Master Fund Ltd. ("CSO"), of which Clinton Group, Inc. ("CGI") is also deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CSO (collectively, the "Reporting Persons"). Mr. Hall serves as the Chief Executive Officer of CGI.
On September 25, 2023, the Reporting Persons entered into a redemption agreement (the "Redemption Agreement") with the Issuer. Under the terms of the Redemption Agreement, the Reporting Persons sold an aggregate of 7,578 Shares to the Issuer in exchange for cash proceeds of $1,250,000 and mutual releases, subject to certain exceptions.
As of September 25, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
Clinton Group, Inc., By: /s/ George Hall, Chief Executive Officer and President
2023-09-26
GEH Capital, Inc., By: /s/ George E. Hall, Chief Executive Officer and President
2023-09-26
Clinton Special Opportunities Master Fund Ltd., By: Clinton Group, Inc., its investment advisor, By: /s/ George Hall, Chief Executive Officer and President
2023-09-26
/s/ George E. Hall
2023-09-26