0000921895-21-000034.txt : 20210105
0000921895-21-000034.hdr.sgml : 20210105
20210105205443
ACCESSION NUMBER: 0000921895-21-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEH Capital Inc.
CENTRAL INDEX KEY: 0001584551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 21508632
BUSINESS ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-825-0400
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clinton Special Opportunities Master Fund Ltd.
CENTRAL INDEX KEY: 0001621471
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 21508633
BUSINESS ADDRESS:
STREET 1: C/O CLINTON GROUP INC.
STREET 2: 510 MADISON AVE, 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 825-0400
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC.
STREET 2: 510 MADISON AVE, 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLINTON GROUP INC
CENTRAL INDEX KEY: 0001134119
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 21508634
BUSINESS ADDRESS:
STREET 1: 510 MADISON AVE
STREET 2: 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2128250400
MAIL ADDRESS:
STREET 1: 510 MADISON AVE
STREET 2: 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hall George E.
CENTRAL INDEX KEY: 0001566939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 21508635
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC, 510 MADISON AVE.
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GlassBridge Enterprises, Inc.
CENTRAL INDEX KEY: 0001014111
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 411838504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 HELMO AVE N
STREET 2: SUITE 250
CITY: OAKDALE
STATE: MN
ZIP: 55128
BUSINESS PHONE: 6517044000
MAIL ADDRESS:
STREET 1: 1099 HELMO AVE N
STREET 2: SUITE 250
CITY: OAKDALE
STATE: MN
ZIP: 55128
FORMER COMPANY:
FORMER CONFORMED NAME: IMATION CORP
DATE OF NAME CHANGE: 19960619
FORMER COMPANY:
FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC
DATE OF NAME CHANGE: 19960619
4
1
form412755003_01052021.xml
OWNERSHIP DOCUMENT
X0306
4
2020-12-31
0
0001014111
GlassBridge Enterprises, Inc.
GLAE
0001566939
Hall George E.
411 EAST 57TH STREET
NEW YORK
NY
10018
0
0
1
1
See Explanation of Responses
0001134119
CLINTON GROUP INC
411 EAST 57TH STREET
NEW YORK
NY
10018
0
0
1
1
See Explanation of Responses
0001621471
Clinton Special Opportunities Master Fund Ltd.
411 EAST 57TH STREET
NEW YORK
NY
10018
0
0
1
1
See Explanation of Responses
0001584551
GEH Capital Inc.
411 EAST 57TH STREET
NEW YORK
NY
10018
0
0
1
1
See Explanation of Responses
Common Stock
2020-12-31
4
P
0
250
A
7578
I
See footnotes
Represents the transfer of 250 shares of common stock from Robert Torricelli to CSO (as defined below) in exchange for the forgiveness of a loan in the principal amount of $500,000 plus interest.
The securities reported herein may be deemed to be indirectly beneficially owned by Mr. George E. Hall ("Mr. Hall"), which securities are directly held by: (i) GEH Capital, Inc., which is indirectly owned by Mr. Hall and (ii) Clinton Special Opportunities Master Fund Ltd. ("CSO"), of which Clinton Group, Inc. ("CGI") is also deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CSO (collectively, the "Reporting Persons"). Mr. Hall serves as the Chief Executive Officer of CGI.
Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Clinton Group, Inc., By: /s/ George Hall, its President
2021-01-05
Clinton Special Opportunities Master Fund Ltd., By: Clinton Group, Inc., its investment advisor, By: /s/ George Hall, its President
2021-01-05
GEH Capital, Inc., By: /s/ George E. Hall
2021-01-05
/s/ George E. Hall
2021-01-05