0000902664-17-000786.txt : 20170206
0000902664-17-000786.hdr.sgml : 20170206
20170206165156
ACCESSION NUMBER: 0000902664-17-000786
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170202
FILED AS OF DATE: 20170206
DATE AS OF CHANGE: 20170206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMATION CORP
CENTRAL INDEX KEY: 0001014111
STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695]
IRS NUMBER: 411838504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 IMATION PL
CITY: OAKDALE
STATE: MN
ZIP: 55128
BUSINESS PHONE: 6517044000
MAIL ADDRESS:
STREET 1: 1099 HELMO AVE. N.
STREET 2: SUITE 250
CITY: OAKDALE
STATE: MN
ZIP: 55128
FORMER COMPANY:
FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC
DATE OF NAME CHANGE: 19960619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLINTON GROUP INC
CENTRAL INDEX KEY: 0001134119
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 17576161
BUSINESS ADDRESS:
STREET 1: 510 MADISON AVE
STREET 2: 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2128250400
MAIL ADDRESS:
STREET 1: 510 MADISON AVE
STREET 2: 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hall George E.
CENTRAL INDEX KEY: 0001566939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 17576162
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC, 510 MADISON AVE.
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
p17-0495form4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-02-02
0
0001014111
IMATION CORP
IMN
0001566939
Hall George E.
C/O CLINTON GROUP INC, 510 MADISON AVE.
8TH FLOOR
NEW YORK
NY
10022
1
0
1
1
See remarks.
0001134119
CLINTON GROUP INC
510 MADISON AVE
8TH FL
NEW YORK
NY
10022
1
0
1
1
See remarks.
Common Stock
2017-02-02
4
A
0
12500000
A
14129387
I
See footnotes
As more fully described in the Schedule 13D/A filed by the Reporting Persons on February 6, 2017, the Issuer issued 12,500,000 shares of Common Stock to Madison Avenue Capital Holdings, Inc., a Delaware corporation, ("MACH") upon the closing of the transactions contemplated by that certain Subscription Agreement dated as of November 22, 2016 by and between the Issuer and Clinton Group, Inc., a Delaware corporation and a wholly owned subsidiary of MACH ("CGI"), in exchange for CGI's agreement to provide certain investment capacity and services to GlassBridge Asset Management, LLC ("GlassBridge") pursuant to the terms and conditions of that certain Capacity and Services Agreement, dated as of February 6, 2016 by and among the Issuer, MACH and GlassBridge.
The securities reported herein may be deemed to be indirectly beneficially owned by Mr. George E. Hall ("Mr. Hall") through various entities, including, without limitation: (i) MACH, (ii) GEH Capital, Inc., which is indirectly owned by Mr. Hall and (iii) Clinton Relational Opportunity Master Fund, L.P. ("CREL") and Clinton Special Opportunities Master Fund Ltd. ("CSO"), of which CGI is also deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CSO and its ownership of Clinton Union League, LLC, which serves as the investment manager of CREL. Mr. Hall serves as the Chief Executive Officer of CGI and as President of MACH.
For purposes of Rule 16a-1(a)(2) of the 1934 Act, each of the Reporting Persons disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such Reporting Person's pecuniary interest therein. Mr. Joseph A. DePerio ("Mr. DePerio") is an employee of CGI and serves as a member of the board of directors of the Issuer. Mr. DePerio submits his Section 16 filings independently of CGI. Each Reporting Person disclaims beneficial ownership of any and all securities beneficially owned by Mr. DePerio.
Because Mr. DePerio, an employee of CGI, serves as a member of the board of directors of the Issuer, each of the Reporting Persons may be deemed to be a director by deputization.
Clinton Group, Inc., By: /s/ George Hall, its President
2017-02-06
/s/ George Hall
2017-02-06