0000902664-15-002690.txt : 20150527 0000902664-15-002690.hdr.sgml : 20150527 20150527172745 ACCESSION NUMBER: 0000902664-15-002690 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150522 FILED AS OF DATE: 20150527 DATE AS OF CHANGE: 20150527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMATION CORP CENTRAL INDEX KEY: 0001014111 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 411838504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 IMATION PL CITY: OAKDALE STATE: MN ZIP: 55128 BUSINESS PHONE: 6517044000 MAIL ADDRESS: STREET 1: 1 IMATION PLACE CITY: OAKDALE STATE: MN ZIP: 55128 FORMER COMPANY: FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC DATE OF NAME CHANGE: 19960619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall George E. CENTRAL INDEX KEY: 0001566939 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 15893272 MAIL ADDRESS: STREET 1: C/O CLINTON GROUP INC, 601 LEXINGTON AVE STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEH Capital Inc. CENTRAL INDEX KEY: 0001584551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 15893273 BUSINESS ADDRESS: STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-825-0400 MAIL ADDRESS: STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clinton Relational Opportunity LLC CENTRAL INDEX KEY: 0001577073 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 15893274 BUSINESS ADDRESS: STREET 1: C/O CLINTON GROUP INC. STREET 2: 601 LEXINGTON AVENUE, 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-825-0400 MAIL ADDRESS: STREET 1: C/O CLINTON GROUP INC. STREET 2: 601 LEXINGTON AVENUE, 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clinton Relational Opportunity Master Fund, L.P. CENTRAL INDEX KEY: 0001567108 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 15893275 BUSINESS ADDRESS: STREET 1: C/O CLINTON GROUP, INC. STREET 2: 601 LEXINGTON AVE., 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-825-0400 MAIL ADDRESS: STREET 1: C/O CLINTON GROUP, INC. STREET 2: 601 LEXINGTON AVE., 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 15893276 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128250400 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 p15-1378form3.xml IMATION CORP. X0206 3 2015-05-22 0 0001014111 IMATION CORP IMN 0001134119 CLINTON GROUP INC 601 LEXINGTON AVE. 51ST FLOOR NEW YORK NY 10022 1 0 0 1 See remarks 0001567108 Clinton Relational Opportunity Master Fund, L.P. C/O CLINTON GROUP, INC. 601 LEXINGTON AVENUE, 51ST FLOOR NEW YORK NY 10022 1 0 0 0 0001577073 Clinton Relational Opportunity LLC C/O CLINTON GROUP INC. 601 LEXINGTON AVENUE, 51ST FLOOR NEW YORK NY 10022 1 0 0 0 0001584551 GEH Capital Inc. C/O CLINTON GROUP INC., 601 LEXINGTON AV 601 LEXINGTON AVENUE, 51ST FLOOR NEW YORK NY 10022 1 0 0 0 0001566939 Hall George E. C/O CLINTON GROUP INC, 601 LEXINGTON AVE 601 LEXINGTON AVENUE, 51ST FLOOR NEW YORK NY 10021 1 0 0 0 Common Stock, par value $0.01 per share ("Common Stock") 1691130 I See footnotes Common Stock 82490 I See footnotes The securities reported on this line may be deemed to be indirectly beneficially owned by Clinton Group, Inc. ("CGI"), which securities are directly held by Clinton Relational Opportunity Master Fund, L.P. ("CREL"), a mutual fund portfolio ("WKCAX") and a another mutual fund portfolio ("CASF"). CGI is deemed to be the indirect beneficial owner of such securities by virtue of its ownership of Clinton Relational Opportunity, LLC, which serves as the investment manager of CREL, and sub-advisory agreements governing each of WKCAX and CASF. George E. Hall ("Mr. Hall") is deemed to be the indirect beneficial owner of such securities by virtue of his direct and indirect control of CGI. For purposes of Rule 16a-1(a)(2) of the 1934 Act, each of the reporting persons disclaims beneficial ownership of the shares reported herein to the extent such beneficial ownership exceeds its pecuniary interest therein. Mr. Joseph A. DePerio ("Mr. DePerio") is an employee of CGI and serves as a member of the board of directors of the Issuer. Mr. DePerio submits his Section 16 filings independent of CGI. CGI disclaims beneficial ownership of any and all securities beneficially owned by Mr. DePerio. The securities reported on this line may be deemed to be indirectly beneficially owned by Mr. Hall, which securities are directly held by GEH Capital, Inc. ("GEHC"). Mr. Hall is deemed to be the indirect beneficial owner of such securities by virtue of his indirect ownership of GEHC. Because Mr. DePerio, an employee of CGI, serves as a member of the board of directors of the Issuer, each of the Reporting Persons may be deemed to be a director by deputization. CLINTON GROUP, INC., /s/ Francis Ruchalski 2015-05-27 CLINTON RELATIONAL OPPORTUNITY MASTER FUND, L.P., By: Clinton Relational Opportunity, LLC, its investment manager /s/ John Hall 2015-05-27 CLINTON RELATIONAL OPPORTUNITY, LLC,/s/ John Hall 2015-05-27 GEH CAPITAL, INC., /s/ Francis Ruchalski 2015-05-27 /s/ George E. Hall 2015-05-27