-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Va7OTvuPww0LCxqD/5J5cIerAGfouIbDDc0AxMjDxO4GEBvcOPWpYcFbjfpaz0j1 5jmX6A2n+k4UYyc575BHwg== 0001209191-09-041148.txt : 20090818 0001209191-09-041148.hdr.sgml : 20090818 20090818175637 ACCESSION NUMBER: 0001209191-09-041148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090304 FILED AS OF DATE: 20090818 DATE AS OF CHANGE: 20090818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAEFFER JOHN CENTRAL INDEX KEY: 0001013997 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 091022462 MAIL ADDRESS: STREET 1: C/O REAL GOODS TRADING CORP STREET 2: 2001 DUNCAN SPRINGS ROAD CITY: HOPLAND STATE: CA ZIP: 95449 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 360 INTERLOCKEN BOULEVARD CITY: BROOMFIELD STATE: CO ZIP: 80021 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 360 INTERLOCKEN BOULEVARD CITY: BROOMFIELD STATE: CO ZIP: 80021 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-03-04 0 0001425565 Real Goods Solar, Inc. RSOL 0001013997 SCHAEFFER JOHN 833 WEST SOUTH BOULDER ROAD LOUISVILLE CO 80027-2452 0 1 0 0 President Stock Option (right to buy) 1.92 2009-03-04 4 A 0 10000 0.00 A 2016-03-04 Class A Common Stock 10000 10000 D Option commences vesting only upon the attainment of a certain amount of pre-tax income for Real Goods Solar, Inc. for the year ending December 31, 2009 and vests 2% per month over 50 months thereafter. Thomas R. Stephens Attorney-in-Fact for John C. Schaeffer 2009-08-18 -----END PRIVACY-ENHANCED MESSAGE-----