485BXT 1 d485bxt.htm NUVEEN INVESTMENT TRUST Nuveen Investment Trust

As filed with the Securities and Exchange Commission on or about June 23, 2008

 


 

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


 

Form N-1A

 

REGISTRATION STATEMENT UNDER THE
SECURITIES ACT OF 1933
   ¨
      

Registration No. 333-03715

    
      
Pre-Effective Amendment No.       ¨
      
Post-Effective Amendment No. 50    x
      
REGISTRATION STATEMENT UNDER THE
INVESTMENT COMPANY ACT OF 1940
   ¨
      

Registration No. 811-07619
Amendment No. 52

   x

 


 

Nuveen Investment Trust

(Exact name of Registrant as Specified in Declaration of Trust)

 

333 West Wacker Drive, Chicago, Illinois

  60606
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s Telephone Number, including Area Code: (312) 917-7700

 

Kevin J. McCarthy

Vice President and Secretary

333 West Wacker Drive

Chicago, Illinois 60606

(Name and Address of Agent for Service)

 

Copies to:

Eric F. Fess

Chapman and Cutler LLP

111 West Monroe Street

Chicago, Illinois 60603

 

Approximate Date of Proposed Public Offering: As soon as practicable after effectiveness.

 

It is proposed that this filing will become effective (check appropriate box):

¨

Immediately upon filing pursuant to paragraph (b)

x

on July 23, 2008 pursuant to paragraph (b)

¨

60 days after filing pursuant to paragraph (a)(1)

 

¨

on (date) pursuant to paragraph (a)(1)

¨

75 days after filing pursuant to paragraph (a)(2)

¨

on (date) pursuant to paragraph (a)(2) of Rule 485.

 

If appropriate, check the following box:

x

This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 



CONTENTS OF POST-EFFECTIVE AMENDMENT NO. 50

 

This Post-Effective Amendment to the Registration Statement comprises the following papers and contents:

 

The Facing Sheet    
 

The sole purpose of this filing is to delay the effectiveness of the Registrant’s Post-Effective Amendment No. 49, as it relates to the Nuveen Growth Allocation Fund and the Nuveen Moderate Allocation Fund, until July 23, 2008. This filing does not relate to the Nuveen Conservative Allocation Fund. Parts A and B of the Registrant’s Post-Effective Amendment No. 49 under the Securities Act of 1933 as it relates to the Nuveen Growth Allocation Fund and the Nuveen Moderate Allocation Fund, filed on April 25, 2008, are incorporated by reference herein.

   
 
Part C—Other Information    

 

Signatures

   
 
Index to Exhibits    

 

Exhibits

   

 

 


PART C—OTHER INFORMATION

Item 23: Exhibits:

 

    (a)(1).    Declaration of Trust of Registrant.(1)
    (a)(2).    Certificate for the Establishment and Designation of Series and Classes for the Nuveen Growth and Income Stock Fund, the Nuveen Balanced Stock and Bond Fund, and Nuveen Balanced Municipal and Stock Fund, dated June 20, 1996.(2)
    (a)(3).    Certificate for the Establishment and Designation of Series for the Nuveen European Value Fund, dated May 27, 1998.(5)
    (a)(4).    Amended Designation of Series for the Nuveen Investment Trust.(19)
    (b).    Amended and Restated By-Laws of Registrant.(10)
    (c).    Specimen certificate of Shares of the Funds.(2)
    (d)(1).    Management Agreement between Registrant and Nuveen Asset Management dated July 26, 2005.(16)
    (d)(2).    Sub-Advisory Agreement between Nuveen Asset Management and NWQ Investment Management Company, LLC dated July 28, 2005.(16)
    (d)(3).    Sub-Advisory Agreement between Nuveen Asset Management and Institutional Capital LLC dated August 25, 2006.(17)
    (d)(4).    Renewal of Investment Management Agreement between Registrant and Nuveen Asset Management.(19)
    (d)(5).    Sub-Advisory Agreement between Nuveen Asset Management and Nuveen HydePark Group, LLC.(19)
    (d)(6).    Sub-Advisory Agreement between Nuveen Asset Management and Richards & Tierney, Inc. (19)
    (d)(7).    Renewal of Sub-Advisory Agreement between Nuveen Asset Management and NWQ Investment Management Company, LLC.(19)
    (d)(8).    Renewal of Sub-Advisory Agreement between Nuveen Asset Management and Institutional Capital LLC.(19)
    (e)(1).    Distribution Agreement between Registrant and John Nuveen & Co. Incorporated dated August 1, 1998.(6)
    (e)(2).    Dealer Management Agreement dated October 22, 1996.(3)
    (e)(3).    Dealer Distribution, Shareholder Servicing and Fee-Based Program Agreement.(15)
    (e)(4).    Form of Nuveen Funds Rule 22c-2 Agreement.(17)
    (e)(5).    Renewal of Distribution Agreement between Registrant and Nuveen Investments, LLC dated August 1, 2007.(19)
    (f).    Not applicable.
    (g).    Amended and Restated Master Custodian Agreement between certain Nuveen Funds and State Street Bank and Trust Company.(14)
    (h).    Transfer Agency and Service Agreement between certain Nuveen Open-End Investment Companies and State Street Bank and Trust Company.(10)
    (i).    Opinion and consent of Chapman and Cutler LLP.(19)
    (j).    Consent of Independent Registered Accounting Firm.(19)
    (k).    Not applicable.
    (l).    Subscription Agreement with Nuveen Institutional Advisory Corp.(4)
    (m).    Plan of Distribution and Service Pursuant to Rule 12b-1.(13)
    (n).    Multi-Class Plan.(3)

 

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(p)(1).    Code of Ethics and Reporting Requirements.(16)
(p)(2).    Code of Ethics of Institutional Capital Corporation.(8)
(p)(3).    Code of Ethics of NWQ Investment Management Company, LLC.(9)
(p)(4).    Code of Ethics Supplement for NWQ Investment Management Company, LLC.(16)
(p)(5).    Code of Ethics and Reporting Requirements of Certain Subsidiaries of Nuveen Investments, Inc.(19)
(z)(1).    Powers of Attorney for Messrs. Schwertfeger and Evans.(7)
(z)(2).    Powers of Attorney for Messrs. Bremner and Schneider and Ms. Stockdale.(11)
(z)(3).    Power of Attorney for Mr. Hunter.(12)
(z)(4).    Power of Attorney for Mr. Kundert.(14)
(z)(5).    Power of Attorney for Ms. Stone.(18)
(1)    Incorporated by reference to the initial registration statement filed on Form N-1A for Registrant.
(2)    Incorporated by reference to the pre-effective amendment no. 2 filed on Form N-1A for Registrant.
(3)    Incorporated by reference to the post-effective amendment no. 1 filed on Form N-1A for Registrant.
(4)    Incorporated by reference to the post-effective amendment no. 4 filed on Form N-1A for Registrant.
(5)    Incorporated by reference to the post-effective amendment no. 12 filed on Form N-1A for Registrant.
(6)    Incorporated by reference to the post-effective amendment no. 13 filed on Form N-1A for Registrant.
(7)    Incorporated by reference to the post-effective amendment no. 19 filed on Form N-1A for Registrant.
(8)    Incorporated by reference to the post-effective amendment no. 20 filed on Form N-1A for Registrant.
(9)    Incorporated by reference to the post-effective amendment no. 23 filed on Form N-1A for Registrant.
(10)    Incorporated by reference to the post-effective amendment no. 25 filed on Form N-1A for Registrant.
(11)    Incorporated by reference to the post-effective amendment no. 26 filed on Form N-1A for Registrant.
(12)    Incorporated by reference to the post-effective amendment no. 28 filed on Form N-1A for Registrant.
(13)    Incorporated by reference to the post-effective amendment no. 31 filed on Form N-1A for Registrant.
(14)    Incorporated by reference to the post-effective amendment no. 32 filed on Form N-1A for Registrant.
(15)    Incorporated by reference to the post-effective amendment no. 35 filed on Form N-1A for Registrant.
(16)    Incorporated by reference to the post-effective amendment no. 37 filed on Form N-1A for Registrant.
(17)    Incorporated by reference to the post-effective amendment no. 39 filed on Form N-1A for Registrant.
(18)    Incorporated by reference to the post-effective amendment no. 42 filed on Form N-1A for Registrant.

 

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(19)    To be filed by amendment.

Item 24: Persons Controlled by or under Common Control with Fund.

Not applicable.

Item 25: Indemnification.

Section 4 of Article XII of Registrant’s Declaration of Trust provides as follows:

Subject to the exceptions and limitations contained in this Section 4, every person who is, or has been, a Trustee, officer, employee or agent of the Trust, including persons who serve at the request of the Trust as directors, trustees, officers, employees or agents of another organization in which the Trust has an interest as a shareholder, creditor or otherwise (hereinafter referred to as a “Covered Person”), shall be indemnified by the Trust to the fullest extent permitted by law against liability and against all expenses reasonably incurred or paid by him in connection with any claim, action, suit or proceeding in which he becomes involved as a party or otherwise by virtue of his being or having been such a Trustee, director, officer, employee or agent and against amounts paid or incurred by him in settlement thereof.

No indemnification shall be provided hereunder to a Covered Person:

(a) against any liability to the Trust or its Shareholders by reason of a final adjudication by the court or other body before which the proceeding was brought that he engaged in willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office;

(b) with respect to any matter as to which he shall have been finally adjudicated not to have acted in good faith in the reasonable belief that his action was in the best interests of the Trust; or

(c) in the event of a settlement or other disposition not involving a final adjudication (as provided in paragraph (a) or (b)) and resulting in a payment by a Covered Person, unless there has been either a determination that such Covered Person did not engage in willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office by the court or other body approving the settlement or other disposition or a reasonable determination, based on a review of readily available facts (as opposed to a full trial-type inquiry), that he did not engage in such conduct:

(i) by a vote of a majority of the Disinterested Trustees acting on the matter (provided that a majority of the Disinterested Trustees then in office act on the matter); or

(ii) by written opinion of independent legal counsel.

The rights of indemnification herein provided may be insured against by policies maintained by the Trust, shall be severable, shall not affect any other rights to which any Covered Person may now or hereafter be entitled, shall continue as to a person who has ceased to be such a Covered Person and shall inure to the benefit of the heirs, executors and administrators of such a person. Nothing contained herein shall affect any rights to indemnification to which Trust personnel other than Covered Persons may be entitled by contract or otherwise under law.

Expenses of preparation and presentation of a defense to any claim, action, suit or proceeding subject to a claim for indemnification under this Section 4 shall be advanced by the Trust prior to final disposition thereof upon receipt of an undertaking by or on behalf of the recipient to repay such amount if it is ultimately determined that he is not entitled to indemnification under this Section 4, provided that either:

(a) such undertaking is secured by a surety bond or some other appropriate security or the Trust shall be insured against losses arising out of any such advances; or

 

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(b) a majority of the Disinterested Trustees acting on the matter (provided that a majority of the Disinterested Trustees then in office act on the matter) or independent legal counsel in a written opinion shall determine, based upon a review of the readily available facts (as opposed to a full trial-type inquiry), that there is reason to believe that the recipient ultimately will be found entitled to indemnification.

As used in this Section 4, a “Disinterested Trustee” is one (x) who is not an Interested Person of the Trust (including, as such Disinterested Trustee, anyone who has been exempted from being an Interested Person by any rule, regulation or order of the Commission), and (y) against whom none of such actions, suits or other proceedings or another action, suit or other proceeding on the same or similar grounds is then or has been pending.

As used in this Section 4, the words “claim,” “action,” “suit” or “proceeding” shall apply to all claims, actions, suits, proceedings (civil, criminal, administrative or other, including appeals), actual or threatened; and the word “liability” and “expenses” shall include without limitation, attorneys’ fees, costs, judgments, amounts paid in settlement, fines, penalties and other liabilities.

 

 

The trustees and officers of the Registrant are covered by Investment Trust Errors and Omission policies in the aggregate amount of $50,000,000 (with a maximum deductible of $500,000) against liability and expenses of claims of wrongful acts arising out of their position with the Registrant, except for matters which involved willful acts, bad faith, gross negligence and willful disregard of duty (i.e., where the insured did not act in good faith for a purpose he or she reasonably believed to be in the best interest of Registrant or where he or she shall have had reasonable cause to believe this conduct was unlawful).

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to the officers, trustees or controlling persons of the Registrant pursuant to the Declaration of Trust of the Registrant or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by an officer or trustee or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such officer, trustee or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question of whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

Item 26: Business and Other Connections of Investment Adviser.

(a) Nuveen Asset Management (“NAM”) manages the Registrant and serves as investment adviser or manager to other open-end and closed-end management investment companies and to separately managed accounts. The principal business address for all of these investment companies and the persons named below is 333 West Wacker Drive, Chicago, Illinois 60606.

 

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A description of any other business, profession, vocation or employment of a substantial nature in which the directors and officers of NAM who serve as officers or Trustees of the Registrant have engaged during the last two years for his or her account or in the capacity of director, officer, employee, partner or trustee appears under “Management” in the Statement of Additional Information. Such information for the remaining senior officers of NAM appears below:

 

Name and Position with NAM

 

Other Business, Profession, Vocation or
Employment During Past Two Years

John P. Amboian, Chief Executive Officer, President and Director  

Chief Executive Officer, President and Director of Nuveen Investments, Inc., Nuveen Investment, LLC Rittenhouse Asset Management, Inc., Nuveen Investments Advisers Inc., NWQ Holdings, LLC and Nuveen Investments Institutional Services Group LLC.
Stuart J. Cohen, Managing Director, Assistant Secretary and Assistant General Counsel  

Managing Director, Assistant Secretary and Assistant General Counsel of Nuveen Investments, LLC; Vice President and Assistant Secretary Nuveen Investments Holdings, Inc., NWQ Holdings, LLC, Nuveen Investments Institutional Services Group LLC and Rittenhouse Asset Management, Inc.; Vice President of Nuveen Investments Advisers Inc.; Assistant Secretary of Tradewinds Global Investors, LLC, Santa Barbara Asset Management, LLC and Symphony Asset Management LLC.
Sherri A. Hlavacek, Vice President and Corporate Controller  

Vice President and Corporate Controller of Nuveen Investments, LLC, Nuveen Investments Holdings, Inc., Nuveen Investments Advisers Inc. and Rittenhouse Asset Management, Inc.; Vice President and Controller of Nuveen Investments, Inc.; Vice President of NWQ Holdings, LLC and Nuveen Investments Advisers Inc.; Certified Public Accountant.
Mary E. Keefe, Managing Director and Chief Compliance Officer  

Managing Director (since 2004) and Director of Compliance of Nuveen Investments, Inc.; Managing Director and Chief Compliance Officer of Nuveen Investments, LLC, Nuveen Investments Advisers Inc., Nuveen Investments Institutional Services Group LLC and Rittenhouse Asset Management, Inc.; Chief Compliance Officer of Symphony Asset Management, LLC, NWQ Investment Management Company, LLC HydePark Investment Strategies, LLC;

 

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Name and Position with NAM

 

Other Business, Profession, Vocation or
Employment During Past Two Years

John L. MacCarthy, Executive Vice President, Secretary and General Counsel  

Executive Vice President (since 2008), formerly, Senior Vice President, (2006-2008) Secretary and General Counsel (since March 2006) of Nuveen Investments, Inc., Nuveen Investments, LLC, Rittenhouse Asset Management, Inc., and Nuveen Investments Holdings, Inc.; Senior Vice President and Secretary of Nuveen Investments Advisers Inc., NWQ Holdings, LLC, and Nuveen Investments Institutional Services Group LLC; Assistant Secretary of NWQ Investment Management Company, LLC and Tradewinds Global Investors, LLC; Secretary of Symphony Asset Management, LLC and Santa Barbara Asset Management, LLC formerly, Partner in the law firm of Winston & Strawn LLC.
Glenn R. Richter, Executive Vice President   Executive Vice President and Chief Administrative Officer of Nuveen Investments, Inc.; (since 2006) Executive Vice President of Nuveen Investments, LLC; Executive Vice President of Nuveen Investments Holdings. Inc., Chief Administrative Officer of NWQ Holdings, LLC; formerly, Executive Vice President and Chief Financial Officer (2004-2005) of RR Donnelley and Sons.

(b) Institutional Capital LLC (“ICAP”) acts as investment sub-adviser to the ICAP Funds, Inc. and as sub-investment adviser to the Nuveen Multi-Manager Large-Cap Value Fund, Nuveen Balanced Stock and Bond Fund and Nuveen Balanced Municipal and Stock Fund (series of the Registrant). In addition, ICAP serves as investment adviser to separately managed accounts.

A description of any other business, profession, vocation, or employment of a substantial nature in which the directors or officers have or have been, at any time during the last two fiscal years, engaged for his own account or in the capacity of director, officer, employee, partner, or trustee appears below. The principal business address for each person is 225 West Wacker Drive, Suite 2400, Chicago, Illinois 60606.

 

Name

  

Positions and Offices with ICAP

  

Other Business, Profession, Vocation or
Employment During Past Two Years

Pamela H. Conroy    Executive Vice President, Chief Operating Officer and Director    Formerly, Vice President, Treasurer, Secretary and Chief Compliance Officer of the ICAP Funds, Inc.
Gary S. Maurer    Executive Vice President   
Paula L. Rogers    Executive Vice President   
Jerrold K. Senser    Executive Vice President and Co-Chief Investment Officer   
Thomas R. Wenzel    Executive Vice President and Director of Research   

(c) NWQ Investment Management Company, LLC (“NWQ”) acts as a sub-investment adviser to the Registrant for the Nuveen NWQ Multi-Cap Value Fund, Nuveen NWQ Small-Cap Value Fund, Nuveen Global Value Fund, Nuveen NWQ Large-Cap Value Fund and the Nuveen NWQ Small/Mid-Cap Value

 

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Fund. In addition, NWQ serves as investment adviser to separately managed accounts. The following is a listing of the executive officers of NWQ. The principal business address of each person is 2049 Century Park East, 16th Floor, Los Angeles, California 90067.

 

Name

  

Positions and Offices with NWQ

  

Other Business, Profession, Vocation or
Employment During Past Two Years

Jon D. Bosse, CFA    Chief Investment Officer, Co-President, Managing Director, Portfolio Manager   
John E. Conlin    Co-President, Executive Committee Member, Chief Operating Officer    Co-Founder, (2004-2006) of Education Partners; Board Member (since 2003) of Montgomery & Company; Board Member (since 2005), Pope Resources M.L.P.; Board Member (since 2005), Acme Communications Corporation.
Edward C. Friedel, CFA    Managing Director, Executive Committee Member, Portfolio Manager   

(d) Tradewinds Global Investors, LLC (“Tradewinds”) acts as sub-investment adviser to the Registrant for the Nuveen Tradewinds Value Opportunities Fund and the Nuveen Global Value Fund and also serves as sub-investment adviser to other open-end funds and certain closed-end funds. In addition, Tradewinds serves as investment adviser to separately managed accounts. The following is a listing of the executive officers of Tradewinds. The principal address of each person is 2049 Century Park East, 20th Floor, Los Angeles, California 90067.

 

Name

  

Positions and Offices
with Tradewinds

  

Other Business, Profession, Vocation or

Employment During Past Two Years

Michael C. Mendez    President    Chief Executive Officer (since 2001) and Executive Committee Member (since 2002), formerly, President (1999-2006) of NWQ Investment Management Company, LLC.
David B. Iben, CFA    Chief Investment Officer, Managing Director, Executive Committee Member, Portfolio Manager    Managing Director and Portfolio Manager (2000-2006) of NWQ Investment Management Company, LLC.
Paul J. Hechmer    Managing Director, Executive Committee Member, Portfolio Manager    Managing Director, and Portfolio Manager (2005-2006) Vice President, and Portfolio Manager and Equity Analyst of NWQ Investment Management Company, LLC.

(e) Nuveen HydePark Group, LLC (“Nuveen HydePark”) acts as sub-investment adviser to the Registrant for Nuveen Multi-Manager Large-Cap Value Fund, Nuveen Enhanced Core Equity Fund, Nuveen Enhanced Mid-Cap Fund and Nuveen U.S. Equity Completeness Fund. Nuveen HydePark also provides specialized risk control and portfolio advisory services to institutional investors. The following is a list of each director and officer of Nuveen HydePark. The principal business address of each person is 111 West Jackson Boulevard, Suite 1411, Chicago, Illinois 60604.

 

Name

  

Positions and Offices
with Nuveen HydePark

  

Other Business, Profession, Vocation or

Employment During Past Two Years

David E. Tierney    President Senior Managing Director and Chief Investment Officer    Senior Managing Director and Chief Investment Officer of Richards & Tierney, Inc.

 

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Name

  

Positions and Offices
with Nuveen HydePark

  

Other Business, Profession, Vocation or

Employment During Past Two Years

Thomas M. Richards    Senior Managing Director    Senior Managing Director of Richards & Tierney, Inc.
M. Ann Posey    Managing Director and Assistant Secretary    Managing Director and Assistant Secretary of Richards & Tierney, Inc.
Charles McPike    Managing Director and Assistant Secretary    Managing Director and Assistant Secretary of Richards & Tierney, Inc.
John Simmons    Managing Director and Assistant Secretary    Managing Director and Assistant Secretary of Richards & Tierney, Inc.
John Gambla    Managing Director    Managing Director of Nuveen Asset Management and Richards & Tierney, Inc.
Rob Guttschow    Managing Director    Managing Director of Nuveen Asset Management and Richards & Tierney, Inc.
Michael N. Lindh    Vice President and Assistant Secretary    Vice President and Assistant Secretary of Richards & Tierney, Inc.
Mary E. Keefe    Vice President and Chief Compliance Officer    Managing Director and Director of Compliance of Nuveen Investments, Inc.; Managing Director and Chief Compliance Officer of Nuveen Asset Management, Nuveen Investments, LLC, Nuveen Investments Advisers Inc., Symphony Asset Management LLC, Rittenhouse Asset Management, Inc. and Santa Barbara Asset Management LLC; Managing Director and Assistant Secretary Nuveen Investments Institutional Services Group LLC; Vice President and Chief Compliance Officer of Richards & Tierney, Inc.
John L. MacCarthy    Senior Vice President and Secretary    Senior Vice President and Secretary of Nuveen Investments, Inc., Nuveen Investments, LLC, Nuveen Asset Management, Rittenhouse Asset Management, Inc., Nuveen Investments Holdings, Inc., Nuveen Investments Advisers Inc., NWQ Holdings, LLC and Nuveen Investments Institutional Services Group LLC, NWQ Investment Management Company, LLC, Tradewinds Global Investors, LLC, Symphony Asset Management LLC, Santa Barbara Asset Management, LLC and Richards & Tierney, Inc.

 

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Name

  

Positions and Offices
with Nuveen HydePark

  

Other Business, Profession, Vocation or

Employment During Past Two Years

Larry W. Martin    Vice President and Assistant Secretary    Vice President and Assistant Secretary of Nuveen Investments, LLC, Nuveen Investments, Inc., Rittenhouse Asset Management, Inc., NWQ Holdings, LLC, Nuveen Investments Institutional Services Group LLC, Nuveen Asset Management, Nuveen Investments Advisers Inc., NWQ Investment Management Company, LLC, Tradewinds Global Investors, LLC, NWQ Holdings, LLC, Symphony Asset Management LLC, Santa Barbara Asset Management, LLC and Richards & Tierney, Inc.; Vice President and Assistant Secretary of funds in Nuveen fund complex.
Kevin J. McCarthy    Managing Director,
Vice President and Assistant Secretary
   Managing Director and Assistant Secretary of Nuveen Investments, LLC, Nuveen Asset Management, Nuveen Investment Advisers Inc., Nuveen Investment Institutional Services Group LLC, Rittenhouse Asset Management, Inc., NWQ Investment Management Company, LLC, Tradewinds Global Investors, LLC, NWQ Holdings, LLC, Symphony Asset Management LLC, Santa Barbara Asset Management, LLC and Richards & Tierney, Inc.; Vice President and Secretary of funds in Nuveen fund complex.
Gifford R. Zimmerman    Vice President and Assistant Secretary    Managing Director and Assistant Secretary of Nuveen Investments, Inc.; Managing Director, Assistant Secretary and Associate General Counsel of Nuveen Investments, LLC, Nuveen Asset Management and Rittenhouse Asset Management, Inc; Vice President and Assistant Secretary of NWQ Investment Management Company, LLC, Tradewinds Global Investors, LLC, Santa Barbara Asset Management, LLC, NWQ Holdings, LLC, Nuveen Investments Advisers Inc. and Richards & Tierney, Inc.; Chief Administrative Officer of funds in Nuveen fund complex.

(f) Symphony Asset Management (“Symphony”) acts as sub-investment adviser to the Registrant for the Nuveen Multi-Manager Large-Cap Value Fund. Symphony also serves as sub-investment adviser to certain closed-end funds and as investment adviser to separately managed accounts. The following is a list of each director and officer of Symphony. The principal business address of each person is 555 California Street, Suite 2975, San Francisco, CA 94104.

 

Name

  

Positions and Offices
with Symphony

  

Other Business, Profession, Vocation or

Employment During Past Two Years

Jeffrey L. Skelton    President and Chief Executive Officer    None
Neil L. Rudolph    Chief Operating Officer and Chief Financial Officer    None

 

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Name

  

Positions and Offices
with Symphony

  

Other Business, Profession, Vocation or

Employment During Past Two Years

Praveen K. Gottipalli    Vice President and Director of Investments    None
Michael J. Henman    Vice President and Director of Business Development    None
Gunther M. Stein    Vice President and Director of Fixed Income Strategies    None
David T. Wang    Portfolio Manager    None

(g) Richards & Tierney, Inc. (“R&T”) acts as sub-investment adviser to the Registrant for the Nuveen Balanced Municipal and Stock Fund.

Item 27: Principal Underwriters.

(a) Nuveen Investments, LLC (“Nuveen”) acts as principal underwriter to the following open-end management type investment companies: Nuveen Multistate Trust I, Nuveen Multistate Trust II, Nuveen Multistate Trust III, Nuveen Multistate Trust IV, Nuveen Municipal Trust, Nuveen Managed Accounts Portfolios Trust, Nuveen Investment Trust, Nuveen Investment Trust II, Nuveen Investment Trust III and Nuveen Investment Trust V. Nuveen is also serving as the principal underwriter to Nuveen Municipal High Income Opportunity Fund 2, a closed-end management type investment company.

(b)

 

Name and Principal
Business Address

  

Positions and Offices
with Underwriter

  

Positions and Offices
with Registrant

John P. Amboian

333 West Wacker Drive

Chicago, IL 60606

   President, Chief Executive Officer and Director    None

William Adams IV

333 West Wacker Drive

Chicago, IL 60606

   Executive Vice President    None

Alan G. Berkshire

333 West Wacker Drive

Chicago, IL 60606

   Senior Executive Vice President, Institutional    None

Alan A. Brown

333 West Wacker Drive

Chicago, IL 60606

  

Executive Vice President,

Mutual Funds

   Vice President

Stephen D. Foy

333 West Wacker Drive

Chicago, IL 60606

   Vice President and
Funds Controller
   Vice President and Controller

Mary E. Keefe

333 West Wacker Drive

Chicago, IL 60606

   Managing Director and
Chief Compliance Officer
   None

John L. MacCarthy

333 West Wacker Drive

Chicago, IL 60606

   Executive Vice President, Secretary and
General Counsel
   None

Kevin J. McCarthy

333 West Wacker Drive

Chicago, IL 60606

  

Managing Director and

Assistant Secretary

   Vice President and Secretary

Larry W. Martin

333 West Wacker Drive

Chicago, IL 60606

   Vice President and
Assistant Secretary
   Vice President and Assistant Secretary

 

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Name and Principal
Business Address

  

Positions and Offices
with Underwriter

  

Positions and Offices
with Registrant

Glenn R. Richter

333 West Wacker Drive

Chicago, IL 60606

   Executive Vice President    None

Paul C. Williams

333 West Wacker Drive

Chicago, IL 60606

   Managing Director    None

Gifford R. Zimmerman

333 West Wacker Drive

Chicago, IL 60606

   Managing Director and Assistant Secretary    Chief Administrative Officer

(c) Not applicable.

Item 28: Location of Accounts and Records.

Nuveen Asset Management, 333 West Wacker Drive, Chicago, Illinois 60606, maintains the Declaration of Trust, By-Laws, minutes of trustees and shareholder meetings and contracts of the Registrant and all advisory material of the investment adviser.

State Street Bank and Trust Company, P.O. Box 5043, Boston, Massachusetts 02206-5043, maintains all general and subsidiary ledgers, journals, trial balances, records of all portfolio purchases and sales, and all other required records not maintained by Nuveen Asset Management.

Boston Financial Data Services, Inc., P.O. Box 8530, Boston, Massachusetts 02266-8530, maintains all the required records in its capacity as transfer, dividend paying, and shareholder service agent for the Registrant.

Item 29: Management Services.

Not applicable.

Item 30: Undertakings.

Not applicable.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act and the Investment Company Act, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under Rule 485(b) under the Securities Act, and has duly caused this registration statement to be signed on its behalf by the undersigned, duly authorized, in the City of Chicago, and State of Illinois, on the 23th day of June, 2008.

 

NUVEEN INVESTMENT TRUST

 

/S/    KEVIN J. MCCARTHY        

 

Kevin J. McCarthy, Vice President and Secretary

 

Pursuant to the requirements of the Securities Act, this post-effective amendment to the registration statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature


  

Title


         

Date


/s/    STEPHEN D. FOY        


STEPHEN D. FOY

  

Vice President and Controller (principal financial and accounting officer)

          June 23, 2008

/s/    GIFFORD R. ZIMMERMAN


GIFFORD R. ZIMMERMAN

  

Chief Administrative Officer (principal executive officer)

          June 23, 2008
Timothy R. Schwertfeger*   

Chairman and Trustee

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By:

 

 

 

 

 

/S/    KEVIN J. MCCARTHY

                                                                                 

KEVIN J. MCCARTHY

Attorney-in-Fact

June 23, 2008

 

Robert P. Bremner*    Trustee      
Jack B. Evans*    Trustee      
William C. Hunter*    Trustee      
David J. Kundert*    Trustee      
William J. Schneider*    Trustee      
Judith M. Stockdale*    Trustee      
Carole E. Stone*    Trustee      

* An original power of attorney authorizing, among others, Kevin J. McCarthy, Larry W. Martin and Gifford R. Zimmerman to execute this registration statement, and amendments thereto, for each of the trustees of the Registrant on whose behalf this registration statement is filed, has been executed and filed with the Securities and Exchange Commission and is incorporated by reference.


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