0001225208-24-008499.txt : 20240905 0001225208-24-008499.hdr.sgml : 20240905 20240905183132 ACCESSION NUMBER: 0001225208-24-008499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240903 FILED AS OF DATE: 20240905 DATE AS OF CHANGE: 20240905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaudette Robert J CENTRAL INDEX KEY: 0001505252 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 241282509 MAIL ADDRESS: STREET 1: 1155 PERIMETER CENTER WEST CITY: ATLANTA STATE: GA ZIP: 30342 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-537-3000 MAIL ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 doc4.xml X0508 4 2024-09-03 0001013871 NRG ENERGY, INC. NRG 0001505252 Gaudette Robert J 804 CARNEGIE CENTER PRINCETON NJ 08540 1 Exec VP, NRG Business 0 Common Stock, par value $.01 per share 2024-09-03 4 M 0 6422.0000 0.0000 A 107266.0000 D Common Stock, par value $.01 per share 2024-09-03 4 M 0 693.0000 0.0000 A 107959.0000 D Common Stock, par value $.01 per share 2024-09-03 4 F 0 284.0000 0.0000 D 107675.0000 D Common Stock, par value $.01 per share 2024-09-03 4 F 0 2800.0000 0.0000 D 104875.0000 D Dividend Equivalent Rights 0.0000 2024-09-03 5 M 0 693.0000 0.0000 D 2024-09-03 2024-09-03 Common Stock, par value $.01 per share 693.0000 0.0000 D Relative Performance Stock Units 0.0000 2024-09-03 4 M 0 6422.0000 79.7500 D 2024-09-03 2024-09-03 Common Stock, par value $.01 per share 6422.0000 0.0000 D The Reporting Person was issued 6,422 Relative Performance Stock Units (RPSUs) by NRG Energy, Inc. (NRG) under NRG's Amended and Restated Long-Term Incentive Plan (LTIP) that vested subject to certain performance conditions on September 3, 2024. In connection with the vesting of the RPSUs described above, an incremental 693 Dividend Equivalent Rights (DERs) vested. Each DER is the economic equivalent of one share of Common Stock. On September 3, 2021, the Reporting Person was issued 1,947 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2024, 651 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 284 shares of common stock to satisfy the grantee's tax withholding obligation. In connection with the vesting of the RSUs described above, 70 DERs vested, resulting in the Reporting Person holding 1,342 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock unite or relative performance stock units. The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units (RPSUs) having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,800 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. Conversion price not applicable. Christine Zoino, by Power of Attorney 2024-09-05