0001225208-24-000460.txt : 20240105
0001225208-24-000460.hdr.sgml : 20240105
20240105105418
ACCESSION NUMBER: 0001225208-24-000460
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240102
FILED AS OF DATE: 20240105
DATE AS OF CHANGE: 20240105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chung Bruce
CENTRAL INDEX KEY: 0001940921
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15891
FILM NUMBER: 24514890
MAIL ADDRESS:
STREET 1: 804 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NRG ENERGY, INC.
CENTRAL INDEX KEY: 0001013871
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 411724239
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 910 LOUISIANA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-537-3000
MAIL ADDRESS:
STREET 1: 910 LOUISIANA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: NRG ENERGY INC
DATE OF NAME CHANGE: 19960509
4
1
doc4.xml
X0508
4
2024-01-02
0001013871
NRG ENERGY, INC.
NRG
0001940921
Chung Bruce
804 CARNEGIE CENTER
PRINCETON
NJ
08540
1
EVP & CFO
0
Common Stock, par value $.01 per share
2024-01-02
4
A
0
15776.0000
0.0000
A
68456.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
M
0
12780.0000
51.2500
A
81236.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
M
0
1467.0000
51.2500
A
82703.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
F
0
671.0000
0.0000
D
82032.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
F
0
869.0000
0.0000
D
81163.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
F
0
2299.0000
0.0000
D
78864.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
F
0
4292.0000
51.2500
D
74572.0000
D
Relative Performance Stock Units
2024-01-02
4
M
0
12780.0000
51.2500
D
2024-01-02
2024-01-02
Common Stock, par value $.01 per share
12780.0000
0.0000
D
Dividend Equivalent Rights
0.0000
2024-01-04
4
M
0
1467.0000
51.2500
D
2024-01-02
2024-01-02
Common Stock, par value $.01 per share
1467.0000
0.0000
D
Represents Restricted Stock Units issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.
The Reporting Person was issued 12,780 Relative Performance Stock Units by NRG Energy, Inc. under the Amended and Restated Long-Term Incentive Plan that vested subject to certain performance conditions on January 2, 2023.
In connection with the vesting of the RPSUs described above, an incremental 1,467 DERs vested. Dividend equivalent rights accrue on the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
On January 2, 2021, the Reporting Person was issued 4,559 RSUs by NRG under the LTIP. On January 2, 2024, 1,523 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 671 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 174 DERs vested, resulting in the Reporting Person holding 1,323 DERs in the aggregate.
On January 2, 2022, the Reporting Person was issued 6,502 RSUs by NRG under the LTIP. On January 2, 2023, 2,165 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 869 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 171 DERs vested, resulting in the Reporting Person holding 1,152 DERs in the aggregate.
On January 2, 2023, the Reporting Person was issued 19,365 RSUs by NRG under the LTIP. On January 2, 2023, 6,448 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,299 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 265 DERs vested, resulting in the Reporting Person holding 887 DERs in the aggregate.
The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,292 shares of Common Stock to satisfy their tax withholding obligation.
Conversion price not applicable.
Christine Zoino, by Power of Attorney
2024-01-05