0001225208-24-000454.txt : 20240105 0001225208-24-000454.hdr.sgml : 20240105 20240105093736 ACCESSION NUMBER: 0001225208-24-000454 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240105 DATE AS OF CHANGE: 20240105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Killinger Elizabeth R CENTRAL INDEX KEY: 0001662519 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 24514663 MAIL ADDRESS: STREET 1: NRG ENERGY, INC., 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-537-3000 MAIL ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 doc4.xml X0508 4 2024-01-02 0001013871 NRG ENERGY, INC. NRG 0001662519 Killinger Elizabeth R 804 CARNEGIE CENTER PRINCETON NJ 08540 1 Exec VP, NRG Home 0 Common Stock, par value $.01 per share 2024-01-02 4 M 0 27793.0000 0 A 145297.0000 D Common Stock, par value $.01 per share 2024-01-02 4 A 0 13754.0000 0.0000 A 159051.0000 D Common Stock, par value $.01 per share 2024-01-02 4 M 0 3190.0000 0 A 162241.0000 D Common Stock, par value $.01 per share 2024-01-02 4 F 0 962.0000 51.2500 D 161279.0000 D Common Stock, par value $.01 per share 2024-01-02 4 F 0 1060.0000 51.2500 D 160219.0000 D Common Stock, par value $.01 per share 2024-01-02 4 F 0 1816.0000 51.2500 D 158403.0000 D Common Stock, par value $.01 per share 2024-01-02 4 F 0 11531.0000 51.2500 D 146872.0000 D Dividend Equivalent Rights 0.0000 2024-01-02 4 M 0 3190.0000 51.2500 D 2024-01-02 2024-01-02 Common Stock, par value $.01 per share 3190.0000 0.0000 D Relative Performance Stock Units 2024-01-02 4 M 0 27793.0000 51.2500 D 2024-01-02 2024-01-02 Common Stock, par value $.01 per share 27793.0000 0.0000 D The Reporting Person was issued 27793 Relative Performance Stock Units by NRG Energy, Inc. under the Amended and Restated Long-Term Incentive Plan that vested subject to certain performance conditions on January 2, 2024. Represents Restricted Stock Units issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. In connection with the vesting of the RPSUs described above, an incremental 3,190 Dividend Equivalent Rights vested. Each DER is the economic equivalent of one share of Common Stock. On January 2, 2022, the Reporting Person was issued 11,016 RSUs by NRG under the LTIP. On January 2, 2024, 3,668 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 962 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 289 DERs vested, resulting in the Reporting Person holding 1,619 DERs in the aggregate. On January 2, 2021, the Reporting Person was issued 9,913 RSUs by NRG under the LTIP. On January 2, 2024, 3,311 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,060 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 380 DERs vested, resulting in the Reporting Person holding 1,239 DERs in the aggregate. On January 2, 2023, the Reporting Person was issued 21,507 RSUs by NRG under the LTIP. On January 2, 2024, 7,161 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,816 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 295 DERs vested, resulting in the Reporting Person holding 944 DERs in the aggregate. The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 11,531 shares of Common Stock to satisfy their tax withholding obligation. Conversion price is not applicable. Christine Zoino, by Power of Attorney 2024-01-05