0001225208-23-011280.txt : 20231219 0001225208-23-011280.hdr.sgml : 20231219 20231219170615 ACCESSION NUMBER: 0001225208-23-011280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231101 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaumburg Anne C CENTRAL INDEX KEY: 0001322455 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 231498311 MAIL ADDRESS: STREET 1: 91 MINNISINK ROAD CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-537-3000 MAIL ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 doc4.xml X0508 4 2023-11-01 0001013871 NRG ENERGY, INC. NRG 0001322455 Schaumburg Anne C 804 CARNEGIE CENTER PRINCETON NJ 08540 1 0 Common Stock, par value $.01 per share 2023-11-01 4 A 0 539.0000 0 A 101114.0000 D Common Stock, par value $.01 per share 2023-12-15 4 A 0 462.0000 0 A 101576.0000 D Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 2 securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 8,575 dividend equivalent rights. This acquistion is being reported late due to an inadvertent clerical error and not any error of the Reporting Person. Represents 462 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan resulting from a supplemental grant in connection with an increase in equity compensation. Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of service on NRG Energy, Inc.'s Board of Directors. Christine Zoino, by Power of Attorney 2023-12-19