0001225208-23-008753.txt : 20230906 0001225208-23-008753.hdr.sgml : 20230906 20230906181020 ACCESSION NUMBER: 0001225208-23-008753 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230903 FILED AS OF DATE: 20230906 DATE AS OF CHANGE: 20230906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gutierrez Mauricio CENTRAL INDEX KEY: 0001428578 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 231240497 MAIL ADDRESS: STREET 1: 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-537-3000 MAIL ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 doc4.xml X0508 4 2023-09-03 0001013871 NRG ENERGY, INC. NRG 0001428578 Gutierrez Mauricio 804 CARNEGIE CENTER PRINCETON NJ 08540 1 1 President & CEO 0 Common Stock, par value $.01 per share 2023-09-03 4 F 0 2103.0000 0 D 1217993.0000 D On September 3, 2021, the Reporting Person was issued a supplemental grant of 14,881 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2023, 4,955 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,103 shares of common stock to satisfy the grantee's tax withholding obligation. In connection with the vesting of the RSUs described above, 388 DERs vested, resulting in the Reporting Person holding 8,840 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Christine Zoino, by Power of Attorney 2023-09-06