0001225208-23-000293.txt : 20230104 0001225208-23-000293.hdr.sgml : 20230104 20230104175843 ACCESSION NUMBER: 0001225208-23-000293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230102 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Picarello Emily CENTRAL INDEX KEY: 0001915504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 23508542 MAIL ADDRESS: STREET 1: 804 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-537-3000 MAIL ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 doc4.xml X0306 4 2023-01-02 0001013871 NRG ENERGY, INC. NRG 0001915504 Picarello Emily 804 CARNEGIE CENTER PRINCETON NJ 08540 1 Vice Pres & Corp Controller Common Stock, par value $.01 per share 2023-01-02 4 A 0 7866.0000 0.0000 A 14570.0000 D Common Stock, par value $.01 per share 2023-01-02 4 F 0 727.0000 0.0000 D 13843.0000 D Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. On January 2, 2022, the Reporting Person was issued 5,327 RSUs by NRG under the LTIP. On January 2, 2023, 1,773 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 727 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 64 DERs vested, resulting in the Reporting Person holding 127 DERs in the aggregate. Christine Zoino, by Power of Attorney 2023-01-04