0001225208-22-007706.txt : 20220603 0001225208-22-007706.hdr.sgml : 20220603 20220603163556 ACCESSION NUMBER: 0001225208-22-007706 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fornaro Alberto CENTRAL INDEX KEY: 0001449431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 22995092 MAIL ADDRESS: STREET 1: 1415 W. 22ND STREET STREET 2: SUITE 1100 CITY: OAK BROOK STATE: IL ZIP: 60523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-537-3000 MAIL ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 doc4.xml X0306 4 2022-06-01 0001013871 NRG ENERGY, INC. NRG 0001449431 Fornaro Alberto 804 CARNEGIE CENTER PRINCETON NJ 08540 1 Executive Vice Pres & CFO Common Stock, par value $.01 per share 2022-06-01 4 F 0 858.0000 0 D 24615.0000 D On June 1, 2021, the Reporting Person was issued 10,226 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On June 1, 2022 3,405 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 858 shares of common stock to satisfy the grantee's tax withholding obligation. In connection with the vesting of the RSUs described above, 118 DERs vested, resulting in the Reporting Person holding 497 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits. Christine Zoino, by Power of Attorney 2022-06-03