0001179110-17-011083.txt : 20170803 0001179110-17-011083.hdr.sgml : 20170803 20170803205105 ACCESSION NUMBER: 0001179110-17-011083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170801 FILED AS OF DATE: 20170803 DATE AS OF CHANGE: 20170803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abraham Spencer CENTRAL INDEX KEY: 0001326633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 171006678 MAIL ADDRESS: STREET 1: 600 14TH STREET, NW STREET 2: SUITE 500 CITY: WASHINGTON STATE: DC ZIP: 20005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 804 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-524-4500 MAIL ADDRESS: STREET 1: 804 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 edgar.xml FORM 4 - X0306 4 2017-08-01 0 0001013871 NRG ENERGY, INC. NRG 0001326633 Abraham Spencer NRG ENERGY, INC. 804 CARNEGIE CENTER PRINCETON NJ 08540 1 0 0 0 Common Stock, par value, $.01 per share 2017-08-01 4 A 0 39 A 39123 D Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 3 shares as a result of rounding fractional shares, resulting in the Reporting Person holding 1222 DERs in the aggregate. /s/ Brian Curci, by Power of Attorney 2017-08-03