0001179110-17-008624.txt : 20170605 0001179110-17-008624.hdr.sgml : 20170605 20170605193909 ACCESSION NUMBER: 0001179110-17-008624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 804 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-524-4500 MAIL ADDRESS: STREET 1: 804 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hantke William CENTRAL INDEX KEY: 0001354962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 17892735 MAIL ADDRESS: STREET 1: 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 edgar.xml FORM 4 - X0306 4 2017-06-01 0 0001013871 NRG ENERGY, INC. NRG 0001354962 Hantke William NRG ENERGY, INC. 804 CARNEGIE CENTER PRINCETON NJ 08540 1 0 0 0 Common Stock, par value, $.01 per share 2017-06-01 4 A 0 8503 A 64769 D Represents 8,503 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit on the following schedule: 25% on June 1, 2017; (ii) 25% on June 1, 2018; (iii) 25% on June 1, 2019; and (iv) 25% on June 1, 2020. Includes the conversion of 212 dividend equivalent rights ("DERs") in NRG common stock in connection with the vesting of Deferred Stock Units issued to Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan resulting in the Reporting Person holding 184 DERs in the aggregate. /s/ Brian Curci, by Power of Attorney 2017-06-05