0001179110-16-026053.txt : 20160603 0001179110-16-026053.hdr.sgml : 20160603 20160603204834 ACCESSION NUMBER: 0001179110-16-026053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-524-4500 MAIL ADDRESS: STREET 1: 211 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hantke William CENTRAL INDEX KEY: 0001354962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 161697304 MAIL ADDRESS: STREET 1: 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 edgar.xml FORM 4 - X0306 4 2016-06-01 0 0001013871 NRG ENERGY, INC. NRG 0001354962 Hantke William NRG ENERGY, INC. 211 CARNEGIE CENTER PRINCETON NJ 08540 1 0 0 0 Common Stock, par value, $.01 per share 2016-06-01 4 A 0 8457 A 55841 D Mr. Hantke was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2016. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2016, Mr. Hantke received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date. Reflects a reduction of 355 dividend equivalent rights ("DERs") that vested in connection with Deferred Stock Units granted in prior years, resulting in the Reporting Person holding 499 DERs in the aggregate. /s/ Brian Curci, by Power of Attorney 2016-06-03