0001104659-15-043165.txt : 20150603
0001104659-15-043165.hdr.sgml : 20150603
20150603160204
ACCESSION NUMBER: 0001104659-15-043165
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150514
FILED AS OF DATE: 20150603
DATE AS OF CHANGE: 20150603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NRG Yield, Inc.
CENTRAL INDEX KEY: 0001567683
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 461777204
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-524-9500
MAIL ADDRESS:
STREET 1: 211 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: NRG Yieldco, Inc.
DATE OF NAME CHANGE: 20130123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NRG ENERGY, INC.
CENTRAL INDEX KEY: 0001013871
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36002
FILM NUMBER: 15910108
BUSINESS ADDRESS:
STREET 1: 211 CARNEGIE CENTER
STREET 2: -
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-524-4500
MAIL ADDRESS:
STREET 1: 211 CARNEGIE CENTER
STREET 2: -
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER NAME:
FORMER CONFORMED NAME: NRG ENERGY INC
DATE OF NAME CHANGE: 19960509
4
1
a4.xml
4
X0306
4
2015-05-14
0
0001567683
NRG Yield, Inc.
NYLD
0001013871
NRG ENERGY, INC.
C/O NRG YIELD, INC.
211 CARNEGIE CENTER
PRINCETON
NJ
08540
0
0
1
0
Class D Units of NRG Yield LLC
2015-05-14
5
J
0
E
42738750
A
Class C Common Stock
42738750
42738750
D
Pursuant to the Amended and Restated Exchange Agreement dated May 14, 2015, the Class D Units are exchangeable at any time for shares of Class C common stock of NRG Yield, Inc. ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the Reporting Person exchanges the Class D Units for shares of Class C Common Stock pursuant to the Amended and Restated Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the Reporting Person will automatically be cancelled.
The Class D Units were received in connection with the reclassification of the limited liability company interests of Yield LLC, whereby each Class B Unit held by the Reporting Person was reclassified into one Class B Unit and one Class D Unit.
/s/ Brian Curci, Authorized Representative
2015-06-03