UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 3, 2014
NRG ENERGY, INC.
(Exact name of Registrant as specified in its charter)
Delaware (State or other jurisdiction of incorporation) |
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001-15891 (Commission File Number) |
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41-1724239 (IRS Employer Identification No.) |
211 Carnegie Center, Princeton, New Jersey 08540
(Address of principal executive offices, including zip code)
(609) 524-4500
(Registrants telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry Into a Material Definitive Agreement.
One Hundred-Twelfth Supplemental Indenture
On October 3, 2014, NRG Energy, Inc. (NRG), the subsidiaries of NRG currently party to the Indenture (defined below), NRG HQ DG LLC (the Guaranteeing Subsidiary), and Law Debenture Trust Company of New York, as trustee (the Trustee), entered into the one hundred-twelfth supplemental indenture (the One Hundred-Twelfth Supplemental Indenture), supplementing the indenture, dated as of February 2, 2006 (the Base Indenture), as supplemented by (i) the thirty-sixth supplemental indenture, dated as of August 20, 2010 (the Thirty-Sixth Supplemental Indenture), among NRG, the guarantors party thereto and the Trustee, pursuant to which NRG issued $1,100,000,000 aggregate principal amount of 8.25% senior notes due 2020 (the 2020 Notes), (ii) the forty-second supplemental indenture, dated as of January 26, 2011 (the Forty-Second Supplemental Indenture), among NRG, the guarantors party thereto and the Trustee, pursuant to which NRG issued $1,200,000,000 aggregate principal amount of 7.625% senior notes due 2018 (the 2018 Notes), (iii) the fifty-first supplemental indenture, dated as of May 24, 2011 (the Fifty-First Supplemental Indenture), among NRG, the guarantors party thereto and the Trustee, pursuant to which NRG issued $1,200,000,000 aggregate principal amount of 7.875% senior notes due 2021 (the 2021 Notes), (iv) the seventieth supplemental indenture, dated as of September 24, 2012 (the Seventieth Supplemental Indenture), among NRG, the guarantors party thereto and the Trustee, pursuant to which NRG issued $990,000,000 aggregate principal amount of 6.625% senior notes due 2023 (the 2023 Notes), and (v) the one hundred-ninth supplemental indenture, dated as of January 27, 2014 (the One Hundred-Ninth Supplemental Indenture, and together with the Base Indenture, the Thirty-Sixth Supplemental Indenture, the Forty-Second Supplemental Indenture, the Fifty-First Supplemental Indenture and the Seventieth Supplemental Indenture, each as further supplemented and amended to the date hereof, the Indenture), among NRG, the guarantors party thereto and the Trustee, pursuant to which NRG issued $1,100,000,000 aggregate principal amount of 6.250% senior notes due 2022 (the 2022 Notes, and collectively with the 2020 Notes, the 2018 Notes, 2021 Notes and the 2023 Notes, the Notes). Pursuant to the One Hundred-Twelfth Supplemental Indenture, the Guaranteeing Subsidiary became a guarantor of NRGs obligations under the Notes.
A copy of the One Hundred-Twelfth Supplemental Indenture is attached as Exhibit 4.1 to this Current Report on Form 8-K and is incorporated by reference herein. The description of the material terms of the One Hundred-Twelfth Supplemental Indenture is qualified in its entirety by reference to such exhibit.
Second Supplemental Indenture
On October 3, 2014, NRG, the subsidiaries of NRG currently party to the 2014 Indenture (defined below), the Guaranteeing Subsidiary, and the Trustee, as trustee under the 2014 Indenture, entered into the second supplemental indenture (the Second Supplemental Indenture), supplementing the indenture, dated as of April 21, 2014 (the 2014 Indenture), pursuant to which NRG issued $1,000,000,000 aggregate principal amount of 6.25% senior notes due 2024 (the 2024 Notes). Pursuant to the Second Supplemental Indenture, the Guaranteeing Subsidiary became a guarantor of NRGs obligations under the 2024 Notes.
A copy of the Second Supplemental Indenture is attached as Exhibit 4.2 to this Current Report on Form 8-K and is incorporated by reference herein. The description of the material terms of the Second Supplemental Indenture is qualified in its entirety by reference to such exhibit.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
The Exhibit Index attached to this Form 8-K is incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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NRG Energy, Inc. | |
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By: |
/s/ David R. Hill |
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David R. Hill |
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Executive Vice President and General Counsel |
October 3, 2014 |
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EXHIBIT INDEX
Exhibit No. |
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Document |
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4.1 |
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One Hundred-Twelfth Supplemental Indenture, dated as of October 3, 2014, among NRG Energy, Inc., the guarantors named therein and Law Debenture Trust Company of New York. |
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4.2 |
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Second Supplemental Indenture, dated as of October 3, 2014, among NRG Energy, Inc., the guarantors named therein and Law Debenture Trust Company of New York. |
Exhibit 4.1
ONE HUNDRED-TWELFTH SUPPLEMENTAL INDENTURE FOR
ADDITIONAL SUBSIDIARY GUARANTEES
ONE-HUNDRED TWELFTH SUPPLEMENTAL INDENTURE (this Supplemental Indenture for Additional Guarantees), dated as of October 3, 2014, among NRG HQ DG LLC, a Delaware limited liability company (the Guaranteeing Subsidiary), subsidiary of NRG Energy, Inc., a Delaware corporation (the Company), the Company, the Existing Guarantors set forth on the signature pages hereto (the Existing Guarantors), and Law Debenture Trust Company of New York, as trustee under the Indenture referred to below (the Trustee).
W I T N E S S E T H
WHEREAS, the Company has heretofore executed and delivered to the Trustee an indenture (the Base Indenture), dated as of February 2, 2006, between the Company and the Trustee, as amended by (i) a thirty-sixth supplemental indenture (the Thirty-Sixth Supplemental Indenture), dated as of August 20, 2010, among the Company, the Guarantors party thereto and the Trustee, providing for the original issuance of an aggregate principal amount of $1,100 million of 8.25% Senior Notes due 2020 (the 2020 Initial Notes), and, subject to the terms of the Thirty-Sixth Supplemental Indenture, future unlimited issuances of 8.25% Senior Notes due 2020 (the 2020 Additional Notes, and together with the 2020 Initial Notes, the 2020 Notes), (ii) a forty-second supplemental indenture (the Forty-Second Supplemental Indenture), dated as of January 26, 2011, among the Company, the Guarantors party thereto and the Trustee, providing for the original issuance of an aggregate principal amount of $1,200 million of 7.625% Senior Notes due 2018 (the 2018 Initial Notes), and, subject to the terms of the Forty-Second Supplemental Indenture, future unlimited issuances of 7.625% Senior Notes due 2018 (the 2018 Additional Notes, and together with the 2018 Initial Notes, the 2018 Notes), (iii) a fifty-first supplemental indenture (the Fifty-First Supplemental Indenture), dated as of May 24, 2011, among the Company, the Guarantors party thereto and the Trustee, providing for the original issuance of an aggregate principal amount of $1,200 million of 7.875% Senior Notes due 2021 (the 2021 Initial Notes), and, subject to the terms of the Fifty-First Supplemental Indenture, future unlimited issuances of 7.875% Senior Notes due 2021 (the 2021 Additional Notes, and together with the 2021 Initial Notes, the 2021 Notes), (iv) a seventieth supplemental indenture (the Seventieth Supplemental Indenture), dated as of September 24, 2012, among the Company, the Guarantors party thereto and the Trustee, providing for the original issuance of an aggregate principal amount of $990 million of 6.625% Senior Notes due 2023 (the 2023 Initial Notes), and, subject to the terms of the Seventieth Supplemental Indenture, future unlimited issuances of 6.625% Senior Notes due 2023 (the 2023 Additional Notes, and together with the 2023 Initial Notes, the 2023 Notes), and (v) a one hundred-ninth supplemental indenture (the One Hundred-Ninth Supplemental Indenture and, collectively with the Base Indenture, the Thirty-Sixth Supplemental Indenture, the Forty-Second Supplemental Indenture, the Fifty-First Supplemental Indenture and the Seventieth Supplemental Indenture, each as further supplemented and amended to the date hereof, the Indenture), dated as of January 27, 2014, among the Company, the Guarantors party thereto and the Trustee, providing for the original issuance of an aggregate principal amount of $1,100 million of 6.250% Senior Notes due 2022 (the 2022 Initial Notes), and, subject to the terms of the One Hundred-Ninth Supplemental Indenture, future unlimited issuances of 6.250% Senior Notes due 2022 (the 2022 Additional Notes, and together with the 2022 Initial Notes, the 2022 Notes, which, collectively with the 2020 Notes, the 2018 Notes, the 2021 Notes and the 2023 Notes, are referred to herein as the Notes);
WHEREAS, the Indenture provides that under certain circumstances the Guaranteeing Subsidiary shall execute and deliver to the Trustee a supplemental indenture pursuant to which the Guaranteeing Subsidiary shall unconditionally guarantee all of the Companys Obligations under the Notes and the Indenture (the Additional Guarantees); and
WHEREAS, pursuant to Section 4.17 of each of the Thirty-Sixth Supplemental Indenture, the Forty-Second Supplemental Indenture, the Fifty-First Supplemental Indenture and the Seventieth Supplemental Indenture, and Section 4.16 of the One Hundred-Ninth Supplemental Indenture, the Trustee, the Company and the Existing Guarantors are authorized and required to execute and deliver this Supplemental Indenture for Additional Guarantees.
NOW THEREFORE, in consideration of the foregoing and for good and valuable consideration, the receipt of which is hereby acknowledged, the Guaranteeing Subsidiary, the Trustee, the Company and the Existing Guarantors mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:
1. Capitalized Terms. Unless otherwise defined in this Supplemental Indenture for Additional Guarantees, capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.
2. Agreement to Be Bound; Guarantees. The Guaranteeing Subsidiary hereby becomes party to the Indenture as Guarantor and as such will have all of the rights and be subject to all of the Obligations and agreements of a Guarantor under the Indenture. The Guaranteeing Subsidiary hereby agrees to be bound by all of the provisions of the Indenture applicable to a Guarantor and to perform all of the Obligations and agreements of a Guarantor under the Indenture. In furtherance of the foregoing, the Guaranteeing Subsidiary shall be deemed a Guarantor for purposes of Article 10 of each of the Thirty-Sixth Supplemental Indenture, the Forty-Second Supplemental Indenture, the Fifty-First Supplemental Indenture, the Seventieth Supplemental Indenture and the One Hundred-Ninth Supplemental Indenture, including, without limitation, Section 10.02 thereof.
3. NEW YORK LAW TO GOVERN. THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE FOR ADDITIONAL GUARANTEES BUT WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY.
4. Counterparts. The parties may sign any number of copies of this Supplemental Indenture for Additional Guarantees. Each signed copy shall be an original, but all of them together represent the same agreement.
5. Effect of Headings. The Section headings herein are for convenience only and shall not affect the construction hereof.
6. The Trustee. The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture for Additional Guarantees or for or in respect of the recitals contained herein, all of which recitals are made solely by the Guaranteeing Subsidiary and the Company.
7. Ratification of Indenture; Supplemental Indenture for Additional Guarantees Part of Indenture. Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect. This Supplemental Indenture for Additional Guarantees shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered shall by bound hereby.
[Signatures on following pages]
IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture for Additional Guarantees to be duly executed and attested, all as of the date first above written.
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GUARANTEEING SUBSIDIARY: | ||
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NRG HQ DG LLC | ||
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By: |
/s/ Lynne Wittkamp | |
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Name: |
Lynne Wittkamp |
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Title: |
Assistant Secretary |
Signature Page to One Hundred-Twelfth Supplemental Indenture
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ISSUER: | ||
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NRG ENERGY, INC. | ||
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By: |
/s/ Brian Curci | |
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Name: |
Brian Curci |
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Title: |
Corporate Secretary |
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EXISTING GUARANTORS: | ||
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ARTHUR KILL POWER LLC | ||
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ASTORIA GAS TURBINE POWER LLC | ||
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BAYOU COVE PEAKING POWER, LLC | ||
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CABRILLO POWER I LLC | ||
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CABRILLO POWER II LLC | ||
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CARBON MANAGEMENT SOLUTIONS LLC | ||
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CIRRO ENERGY SERVICES, INC. | ||
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CIRRO GROUP, INC. | ||
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CLEAN EDGE ENERGY LLC | ||
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CONEMAUGH POWER LLC | ||
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CONNECTICUT JET POWER LLC | ||
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COTTONWOOD DEVELOPMENT LLC | ||
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COTTONWOOD GENERATING PARTNERS I LLC | ||
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COTTONWOOD GENERATING PARTNERS II LLC | ||
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COTTONWOOD GENERATING PARTNERS III LLC | ||
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DEVON POWER LLC | ||
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DUNKIRK POWER LLC | ||
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EASTERN SIERRA ENERGY COMPANY LLC | ||
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EL SEGUNDO POWER, LLC | ||
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EL SEGUNDO POWER II LLC | ||
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ENERGY PLUS HOLDINGS LLC | ||
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ENERGY PLUS NATURAL GAS LLC | ||
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ENERGY PROTECTION INSURANCE COMPANY | ||
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HUNTLEY POWER LLC | ||
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INDEPENDENCE ENERGY ALLIANCE LLC | ||
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INDEPENDENCE ENERGY NATURAL GAS LLC | ||
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INDIAN RIVER OPERATIONS INC. | ||
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INDIAN RIVER POWER LLC | ||
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KEYSTONE POWER LLC | ||
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LANGFORD WIND POWER, LLC | ||
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MERIDEN GAS TURBINES LLC |
Signature Page to One Hundred-Twelfth Supplemental Indenture
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MIDDLETOWN POWER LLC |
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MONTVILLE POWER LLC |
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NEO CORPORATION |
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NEO FREEHOLD-GEN LLC |
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NEO POWER SERVICES INC. |
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NORWALK POWER LLC |
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NRG AFFILIATE SERVICES INC. |
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NRG ARTESIAN ENERGY LLC |
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NRG ARTHUR KILL OPERATIONS INC. |
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NRG ASTORIA GAS TURBINE OPERATIONS INC. |
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NRG BAYOU COVE LLC |
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NRG BUSINESS SOLUTIONS LLC |
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NRG CABRILLO POWER OPERATIONS INC. |
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NRG CALIFORNIA PEAKER OPERATIONS LLC |
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NRG CEDAR BAYOU DEVELOPMENT COMPANY, LLC |
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NRG CONNECTICUT AFFILIATE SERVICES INC. |
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NRG DEVELOPMENT COMPANY INC. |
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NRG DEVON OPERATIONS INC. |
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NRG DISPATCH SERVICES LLC |
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NRG DUNKIRK OPERATIONS INC. |
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NRG EL SEGUNDO OPERATIONS INC. |
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NRG ENERGY SERVICES GROUP LLC |
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NRG GENERATION HOLDINGS, INC. |
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NRG HOME & BUSINESS SOLUTIONS LLC |
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NRG HOME SOLUTIONS PRODUCT LLC |
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NRG HUNTLEY OPERATIONS INC. |
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NRG IDENTITY PROTECT LLC |
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NRG ILION LP LLC |
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NRG INTERNATIONAL LLC |
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NRG MEXTRANS INC. |
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NRG MIDATLANTIC AFFILIATE SERVICES INC. |
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NRG MIDDLETOWN OPERATIONS INC. |
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NRG MONTVILLE OPERATIONS INC. |
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NRG NEW JERSEY ENERGY SALES LLC |
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NRG NORTH CENTRAL OPERATIONS INC. |
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NRG NORTHEAST AFFILIATE SERVICES INC. |
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NRG NORWALK HARBOR OPERATIONS INC. |
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NRG OPERATING SERVICES, INC. |
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NRG OSWEGO HARBOR POWER OPERATIONS INC. |
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NRG PACGEN INC. |
Signature Page to One Hundred-Twelfth Supplemental Indenture
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NRG PORTABLE POWER LLC | ||
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NRG POWER MARKETING LLC | ||
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NRG RENTERS PROTECTION LLC | ||
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NRG RETAIL LLC | ||
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NRG ROCKFORD ACQUISITION LLC | ||
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NRG SAGUARO OPERATIONS INC. | ||
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NRG SECURITY LLC | ||
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NRG SERVICES CORPORATION | ||
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NRG SIMPLYSMART SOLUTIONS LLC | ||
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NRG SOUTH CENTRAL AFFILIATE SERVICES INC. | ||
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NRG SOUTH CENTRAL GENERATING LLC | ||
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NRG SOUTH CENTRAL OPERATIONS INC. | ||
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NRG TEXAS C&I SUPPLY LLC | ||
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NRG WARRANTY SERVICES LLC | ||
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NRG WEST COAST LLC | ||
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NRG WESTERN AFFILIATE SERVICES INC. | ||
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OBRIEN COGENERATION, INC. II | ||
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ONSITE ENERGY, INC. | ||
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OSWEGO HARBOR POWER LLC RERH HOLDINGS, LLC | ||
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SAGUARO POWER LLC | ||
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SOMERSET OPERATIONS INC. | ||
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SOMERSET POWER LLC | ||
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US RETAILERS LLC | ||
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VIENNA OPERATIONS INC. | ||
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VIENNA POWER LLC | ||
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WCP (GENERATION) HOLDINGS LLC | ||
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WEST COAST POWER LLC | ||
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By: |
/s/ Lynne Wittkamp | |
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Name: |
Lynne Wittkamp |
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Title: |
Assistant Secretary |
Signature Page to One Hundred-Twelfth Supplemental Indenture
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COTTONWOOD ENERGY COMPANY LP | ||||||
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By: Cottonwood Generating Partners I LLC, its General Partner | ||||||
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By: |
/s/ Lynne Wittkamp | ||||
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Name: |
Lynne Wittkamp | |||
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Title: |
Assistant Secretary | |||
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COTTONWOOD TECHNOLOGY PARTNERS LP | ||||||
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By: Cottonwood Generating Partners I LLC, its General Partner | ||||||
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By: |
/s/ Lynne Wittkamp | ||||
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Name: |
Lynne Wittkamp | |||
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Title: |
Assistant Secretary | |||
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ELBOW CREEK WIND PROJECT LLC | ||||||
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By: |
/s/ Lynne Wittkamp | ||||
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Name: |
Lynne Wittkamp | |||
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Title: |
Assistant Secretary | |||
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GCP FUNDING COMPANY, LLC | ||||||
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By: |
/s/ Elizabeth McCormack | |||||
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Name: |
Elizabeth McCormack | ||||
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Title: |
Assistant Secretary | ||||
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GREEN MOUNTAIN ENERGY COMPANY | ||||||
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By: |
/s/ G. Gary Garcia | |||||
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Name: |
G. Gary Garcia | ||||
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Title: |
Vice President, Treasury | ||||
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NRG CONSTRUCTION LLC | ||||||
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By: |
/s/ Gaetan Frotte | |||||
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Name: |
Gaetan Frotte | ||||
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Title: |
Vice President and Treasurer | ||||
Signature Page to One Hundred-Twelfth Supplemental Indenture
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ACE ENERGY, INC. | |||||
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ALLIED WARRANTY LLC | |||||
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BIDURENERGY, INC. | |||||
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ENERGY CURTAILMENT SPECIALISTS, INC. | |||||
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LONE STAR A/C & APPLIANCE REPAIR, LLC | |||||
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NRG CURTAILMENT SOLUTIONS LLC | |||||
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NRG ENERGY LABOR SERVICES LLC | |||||
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NRG ENERGY SERVICES LLC | |||||
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NRG HOME SOLUTIONS LLC | |||||
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NRG HOMER CITY SERVICES LLC | |||||
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NRG MAINTENANCE SERVICES LLC | |||||
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NRG RELIABILITY SOLUTIONS LLC | |||||
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By: |
/s/ Gaetan Frotte | ||||
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Name: |
Gaetan Frotte | |||
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Title: |
Vice President and Treasurer | |||
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NRG ILION LIMITED PARTNERSHIP | |||||
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By: NRG Rockford Acquisition LLC, its General Partner | |||||
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By: |
/s/ Lynne Wittkamp | |||
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Name: |
Lynne Wittkamp | ||
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Title: |
Assistant Secretary | ||
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NRG SOUTH TEXAS LP | |||||
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By: Texas Genco GP, LLC, its General Partner | |||||
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By: |
/s/ Elizabeth McCormack | ||||
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Name: |
Elizabeth McCormack | |||
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Title: |
Assistant Secretary | |||
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NRG ENERGY SERVICES INTERNATIONAL INC. | |||||
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NRG RETAIL NORTHEAST LLC | |||||
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By: |
/s/ Elizabeth McCormack | ||||
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Name: |
Elizabeth McCormack | |||
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Title: |
Assistant Secretary | |||
Signature Page to One Hundred-Twelfth Supplemental Indenture
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TEXAS GENCO SERVICES, LP | |||||
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By: New Genco GP, LLC, its General Partner | |||||
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By: |
/s/ G. Gary Garcia | |||
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Name: |
G. Gary Garcia | ||
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Title: |
Vice President and Treasurer | ||
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EVERYTHING ENERGY LLC | |||||
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RE RETAIL RECEIVABLES, LLC | |||||
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RELIANT ENERGY NORTHEAST LLC | |||||
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RELIANT ENERGY POWER SUPPLY LLC | |||||
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RELIANT ENERGY RETAIL HOLDINGS, LLC | |||||
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RELIANT ENERGY RETAIL SERVICES, LLC | |||||
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INDEPENDENCE ENERGY GROUP LLC | |||||
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By: |
/s/ Lynne Wittkamp | ||||
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Name: |
Lynne Wittkamp | |||
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Title: |
Assistant Secretary | |||
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ENERGY ALTERNATIVES WHOLESALE, LLC | |||||
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GREGORY PARTNERS, LLC | |||||
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GREGORY POWER PARTNERS LLC | |||||
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NEW GENCO GP, LLC | |||||
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NRG TEXAS GREGORY LLC | |||||
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NRG TEXAS LLC | |||||
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NRG TEXAS POWER LLC | |||||
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TEXAS GENCO FINANCING CORP. | |||||
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TEXAS GENCO HOLDINGS, INC. | |||||
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TEXAS GENCO GP, LLC | |||||
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TEXAS GENCO OPERATING SERVICES, LLC | |||||
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By: |
/s/ G. Gary Garcia | ||||
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Name: |
G. Gary Garcia | |||
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Title: |
Vice President and Treasurer | |||
Signature Page to One Hundred-Twelfth Supplemental Indenture
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LOUISIANA GENERATING LLC | ||
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NRG NEW ROADS HOLDINGS LLC | ||
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NRG TEXAS HOLDING INC. | ||
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By: |
/s/ G. Gary Garcia | |
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Name: |
G. Gary Garcia |
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Title: |
Treasurer |
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TEXAS GENCO LP, LLC | ||
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By: |
/s/ G. Gary Garcia | |
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Name: |
G. Gary Garcia |
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Title: |
Manager |
Signature Page to One Hundred-Twelfth Supplemental Indenture
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LAW DEBENTURE TRUST COMPANY OF NEW YORK, | ||
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as Trustee | ||
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By: |
/s/ James D. Heaney | |
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Name: |
James D. Heaney |
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Title: |
Managing Director |
Signature Page to One Hundred-Twelfth Supplemental Indenture
Exhibit 4.2
SECOND SUPPLEMENTAL INDENTURE
FOR ADDITIONAL SUBSIDIARY GUARANTEE
SECOND SUPPLEMENTAL INDENTURE (this Supplemental Indenture for Additional Guarantee), dated as of October 3, 2014, among NRG HQ DG LLC, a Delaware limited liability company (the Guaranteeing Subsidiary), subsidiary of NRG Energy, Inc. (or its permitted successor), a Delaware corporation (the Company), the Company, the other Guarantors (as defined in the Indenture referred to herein), and Law Debenture Trust Company of New York, as trustee under the Indenture referred to below (the Trustee).
W I T N E S S E T H
WHEREAS, the Company has heretofore executed and delivered to the Trustee an indenture (the Indenture), dated as of April 21, 2014 providing for the issuance of 6.25% Senior Notes due 2024 (the Notes);
WHEREAS, the Indenture provides that under certain circumstances the Guaranteeing Subsidiary shall execute and deliver to the Trustee a supplemental indenture pursuant to which the Guaranteeing Subsidiary shall unconditionally guarantee all of the Companys Obligations under the Notes and the Indenture on the terms and conditions set forth herein (the Subsidiary Guarantee); and
WHEREAS, pursuant to Sections 4.10 and 9.01 of the Indenture, the Trustee, the Company and the other Guarantors are authorized to execute and deliver this Supplemental Indenture for Additional Guarantee.
NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Guaranteeing Subsidiary and the Trustee mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:
1. Capitalized Terms. Capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.
2. Agreement to Guarantee. The Guaranteeing Subsidiary hereby becomes party to the Indenture as a Guarantor and as such will have all the rights and be subject to all the Obligations and agreements of a Guarantor under the Indenture. The Guaranteeing Subsidiary hereby agrees to provide an unconditional Guarantee on the terms and subject to the conditions set forth in the Subsidiary Guarantee and in the Indenture including but not limited to Article 10 thereof.
4. No Recourse Against Others. No director, officer, employee, incorporator or stockholder of the Company or any Guarantor, as such, will have any liability for any obligations of the Company or the Guarantors under the Notes, this Indenture, the Subsidiary Guarantee or for any claim based on, in respect of, or by reason of, such obligations or their creation. Each Holder of Notes by accepting a Note waives and releases all such liability. The waiver and release are part of the consideration for issuance of the Notes. The waiver may not be effective to waive liabilities under the federal securities laws.
5. NEW YORK LAW TO GOVERN. THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE FOR ADDITIONAL GUARANTEE WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY.
6. Counterparts. The parties may sign any number of copies of this Supplemental Indenture for Additional Guarantee. Each signed copy shall be an original, but all of them together represent the same agreement.
7. Effect of Headings. The Section headings herein are for convenience only and shall not affect the construction hereof.
8. The Trustee. The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture for Additional Guarantee or for or in respect of the recitals contained herein, all of which recitals are made solely by the Guaranteeing Subsidiary and the Company.
9. Ratification of Indenture; Supplemental Indenture for Additional Guarantee Part of Indenture. Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect. This Supplemental Indenture for Additional Guarantee shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered shall by bound hereby.
[Signatures on following pages]
IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture for Additional Guarantee to be duly executed and attested, all as of the date first above written.
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GUARANTEEING SUBSIDIARY: | |||
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NRG HQ DG LLC | |||
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By: |
/s/ Lynne Wittkamp | ||
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Name: |
Lynne Wittkamp | |
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Title: |
Assistant Secretary | |
Signature Page to Second Supplemental Indenture
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ISSUER: | ||
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NRG ENERGY, INC. | ||
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By: |
/s/ Brian Curci | |
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Name: |
Brian Curci |
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Title: |
Corporate Secretary |
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EXISTING GUARANTORS: | ||
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ARTHUR KILL POWER LLC | ||
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ASTORIA GAS TURBINE POWER LLC | ||
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BAYOU COVE PEAKING POWER, LLC | ||
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CABRILLO POWER I LLC | ||
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CABRILLO POWER II LLC | ||
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CARBON MANAGEMENT SOLUTIONS LLC | ||
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CIRRO ENERGY SERVICES, INC. | ||
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CIRRO GROUP, INC. | ||
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CLEAN EDGE ENERGY LLC | ||
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CONEMAUGH POWER LLC | ||
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CONNECTICUT JET POWER LLC | ||
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COTTONWOOD DEVELOPMENT LLC | ||
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COTTONWOOD GENERATING PARTNERS I LLC | ||
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COTTONWOOD GENERATING PARTNERS II LLC | ||
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COTTONWOOD GENERATING PARTNERS III LLC | ||
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DEVON POWER LLC | ||
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DUNKIRK POWER LLC | ||
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EASTERN SIERRA ENERGY COMPANY LLC | ||
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EL SEGUNDO POWER, LLC | ||
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EL SEGUNDO POWER II LLC | ||
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ENERGY PLUS HOLDINGS LLC | ||
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ENERGY PLUS NATURAL GAS LLC | ||
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ENERGY PROTECTION INSURANCE COMPANY | ||
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HUNTLEY POWER LLC | ||
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INDEPENDENCE ENERGY ALLIANCE LLC | ||
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INDEPENDENCE ENERGY NATURAL GAS LLC | ||
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INDIAN RIVER OPERATIONS INC. | ||
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INDIAN RIVER POWER LLC | ||
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KEYSTONE POWER LLC | ||
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LANGFORD WIND POWER, LLC | ||
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MERIDEN GAS TURBINES LLC | ||
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MIDDLETOWN POWER LLC |
Signature Page to Second Supplemental Indenture
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MONTVILLE POWER LLC |
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NEO CORPORATION |
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NEO FREEHOLD-GEN LLC |
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NEO POWER SERVICES INC. |
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NORWALK POWER LLC |
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NRG AFFILIATE SERVICES INC. |
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NRG ARTESIAN ENERGY LLC |
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NRG ARTHUR KILL OPERATIONS INC. |
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NRG ASTORIA GAS TURBINE OPERATIONS INC. |
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NRG BAYOU COVE LLC |
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NRG BUSINESS SOLUTIONS LLC |
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NRG CABRILLO POWER OPERATIONS INC. |
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NRG CALIFORNIA PEAKER OPERATIONS LLC |
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NRG CEDAR BAYOU DEVELOPMENT COMPANY, LLC |
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NRG CONNECTICUT AFFILIATE SERVICES INC. |
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NRG DEVELOPMENT COMPANY INC. |
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NRG DEVON OPERATIONS INC. |
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NRG DISPATCH SERVICES LLC |
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NRG DUNKIRK OPERATIONS INC. |
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NRG EL SEGUNDO OPERATIONS INC. |
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NRG ENERGY SERVICES GROUP LLC |
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NRG GENERATION HOLDINGS, INC. |
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NRG HOME & BUSINESS SOLUTIONS LLC |
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NRG HOME SOLUTIONS PRODUCT LLC |
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NRG HUNTLEY OPERATIONS INC. |
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NRG IDENTITY PROTECT LLC |
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NRG ILION LP LLC |
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NRG INTERNATIONAL LLC |
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NRG MEXTRANS INC. |
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NRG MIDATLANTIC AFFILIATE SERVICES INC. |
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NRG MIDDLETOWN OPERATIONS INC. |
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NRG MONTVILLE OPERATIONS INC. |
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NRG NEW JERSEY ENERGY SALES LLC |
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NRG NORTH CENTRAL OPERATIONS INC. |
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NRG NORTHEAST AFFILIATE SERVICES INC. |
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NRG NORWALK HARBOR OPERATIONS INC. |
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NRG OPERATING SERVICES, INC. |
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NRG OSWEGO HARBOR POWER OPERATIONS INC. |
Signature Page to Second Supplemental Indenture
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NRG PACGEN INC. | ||
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NRG PORTABLE POWER LLC | ||
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NRG POWER MARKETING LLC | ||
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NRG RENTERS PROTECTION LLC | ||
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NRG RETAIL LLC | ||
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NRG ROCKFORD ACQUISITION LLC | ||
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NRG SAGUARO OPERATIONS INC. | ||
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NRG SECURITY LLC | ||
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NRG SERVICES CORPORATION | ||
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NRG SIMPLYSMART SOLUTIONS LLC | ||
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NRG SOUTH CENTRAL AFFILIATE SERVICES INC. | ||
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NRG SOUTH CENTRAL GENERATING LLC | ||
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NRG SOUTH CENTRAL OPERATIONS INC. | ||
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NRG TEXAS C&I SUPPLY LLC | ||
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NRG WARRANTY SERVICES LLC | ||
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NRG WEST COAST LLC | ||
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NRG WESTERN AFFILIATE SERVICES INC. | ||
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OBRIEN COGENERATION, INC. II | ||
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ONSITE ENERGY, INC. | ||
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OSWEGO HARBOR POWER LLC RERH HOLDINGS, LLC | ||
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SAGUARO POWER LLC | ||
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SOMERSET OPERATIONS INC. | ||
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SOMERSET POWER LLC | ||
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US RETAILERS LLC | ||
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VIENNA OPERATIONS INC. | ||
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VIENNA POWER LLC | ||
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WCP (GENERATION) HOLDINGS LLC | ||
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WEST COAST POWER LLC | ||
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By: |
/s/ Lynne Wittkamp | |
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Name: |
Lynne Wittkamp |
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Title: |
Assistant Secretary |
Signature Page to Second Supplemental Indenture
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COTTONWOOD ENERGY COMPANY LP | ||||||
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By: Cottonwood Generating Partners I LLC, its General Partner | ||||||
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By: |
/s/ Lynne Wittkamp | ||||
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Name: |
Lynne Wittkamp | |||
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Title: |
Assistant Secretary | |||
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COTTONWOOD TECHNOLOGY PARTNERS LP | ||||||
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By: Cottonwood Generating Partners I LLC, its General Partner | ||||||
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By: |
/s/ Lynne Wittkamp | ||||
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Name: |
Lynne Wittkamp | |||
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Title: |
Assistant Secretary | |||
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ELBOW CREEK WIND PROJECT LLC | ||||||
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By: |
/s/ Lynne Wittkamp | ||||
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Name: |
Lynne Wittkamp | |||
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Title: |
Assistant Secretary | |||
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GCP FUNDING COMPANY, LLC | ||||||
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By: |
/s/ Elizabeth McCormack | |||||
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Name: |
Elizabeth McCormack | ||||
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Title: |
Assistant Secretary | ||||
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GREEN MOUNTAIN ENERGY COMPANY | ||||||
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By: |
/s/ G. Gary Garcia | |||||
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Name: |
G. Gary Garcia | ||||
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Title: |
Vice President, Treasury | ||||
Signature Page to Second Supplemental Indenture
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NRG CONSTRUCTION LLC | |||||
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By: |
/s/ Gaetan Frotte | ||||
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Name: |
Gaetan Frotte | |||
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Title: |
Vice President and Treasurer | |||
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ACE ENERGY, INC. | |||||
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ALLIED WARRANTY LLC | |||||
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BIDURENERGY, INC. | |||||
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ENERGY CURTAILMENT SPECIALISTS, INC. | |||||
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LONE STAR A/C & APPLIANCE REPAIR, LLC | |||||
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NRG CURTAILMENT SOLUTIONS LLC | |||||
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NRG ENERGY LABOR SERVICES LLC | |||||
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NRG ENERGY SERVICES LLC | |||||
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NRG HOME SOLUTIONS LLC | |||||
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NRG HOMER CITY SERVICES LLC | |||||
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NRG MAINTENANCE SERVICES LLC | |||||
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NRG RELIABILITY SOLUTIONS LLC | |||||
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By: |
/s/ Gaetan Frotte | ||||
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Name: |
Gaetan Frotte | |||
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Title: |
Vice President and Treasurer | |||
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NRG ILION LIMITED PARTNERSHIP | |||||
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By: NRG Rockford Acquisition LLC, its General Partner | |||||
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By: |
/s/ Lynne Wittkamp | |||
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Name: |
Lynne Wittkamp | ||
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Title: |
Assistant Secretary | ||
Signature Page to Second Supplemental Indenture
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NRG SOUTH TEXAS LP | |||||||
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By: Texas Genco GP, LLC, its General Partner | |||||||
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By: |
/s/ Elizabeth McCormack | ||||||
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Name: |
Elizabeth McCormack | |||||
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Title: |
Assistant Secretary | |||||
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NRG ENERGY SERVICES INTERNATIONAL INC. | |||||||
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NRG RETAIL NORTHEAST LLC | |||||||
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By: |
/s/ Elizabeth McCormack | ||||||
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Name: |
Elizabeth McCormack | |||||
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Title: |
Assistant Secretary | |||||
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TEXAS GENCO SERVICES, LP | |||||||
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By: New Genco GP, LLC, its General Partner | |||||||
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By: |
/s/ G. Gary Garcia | |||||
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Name: |
G. Gary Garcia | ||||
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Title: |
Vice President and Treasurer | ||||
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EVERYTHING ENERGY LLC | |||||||
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RE RETAIL RECEIVABLES, LLC | |||||||
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RELIANT ENERGY NORTHEAST LLC | |||||||
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RELIANT ENERGY POWER SUPPLY LLC | |||||||
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RELIANT ENERGY RETAIL HOLDINGS, LLC | |||||||
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RELIANT ENERGY RETAIL SERVICES, LLC | |||||||
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INDEPENDENCE ENERGY GROUP LLC | |||||||
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By: |
/s/ Lynne Wittkamp | ||||||
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Name: |
Lynne Wittkamp | |||||
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Title: |
Assistant Secretary | |||||
Signature Page to Second Supplemental Indenture
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ENERGY ALTERNATIVES WHOLESALE, LLC | ||
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GREGORY PARTNERS, LLC | ||
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GREGORY POWER PARTNERS LLC | ||
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NEW GENCO GP, LLC | ||
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NRG TEXAS GREGORY LLC | ||
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NRG TEXAS LLC | ||
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NRG TEXAS POWER LLC | ||
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TEXAS GENCO FINANCING CORP. | ||
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TEXAS GENCO HOLDINGS, INC. | ||
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TEXAS GENCO GP, LLC | ||
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TEXAS GENCO OPERATING SERVICES, LLC | ||
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By: |
/s/ G. Gary Garcia | |
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Name: |
G. Gary Garcia |
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Title: |
Vice President and Treasurer |
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LOUISIANA GENERATING LLC | ||
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NRG NEW ROADS HOLDINGS LLC | ||
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NRG TEXAS HOLDING INC. | ||
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By: |
/s/ G. Gary Garcia | |
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Name: |
G. Gary Garcia |
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Title: |
Treasurer |
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TEXAS GENCO LP, LLC | ||
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By: |
/s/ G. Gary Garcia | |
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Name: |
G. Gary Garcia |
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Title: |
Manager |
Signature Page to Second Supplemental Indenture
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LAW DEBENTURE TRUST COMPANY OF NEW YORK, | ||
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as Trustee | ||
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By: |
/s/ James D. Heaney | |
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Name: |
James D. Heaney |
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Title: |
Managing Director |
Signature Page to Second Supplemental Indenture