EX-25.01 37 a2221325zex-25_01.htm EX-25.01

Exhibit 25.01

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form T-1

 

STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A

CORPORATION DESIGNATED TO ACT AS TRUSTEE

 

CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A

TRUSTEE PURSUANT TO SECTION 305(b)(2) o

 

LAW DEBENTURE TRUST COMPANY OF NEW YORK

(Exact name of trustee as specified in its charter)

 

New York

 

01-0622605

(Jurisdiction of incorporation or organization if not a U.S.
national bank)

 

(I.R.S. Employer Identification
Number)

 

400 Madison Avenue, 4th Floor, New York, New York

 

10017

(Address of principal executive offices)

 

(Zip Code)

 

Law Debenture Trust Company of New York, 400 Madison Avenue, 4th Floor
New York, NY 10017, James D. Heaney, Managing Director, (212) 750-6474

(Name, address and telephone number of agent for services)

 

NRG Energy, INC.  *

(Exact name of obligor as specified in its charter)

 

Delaware

 

41-1724239

(State or other jurisdiction of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

211 Carnegie Center

 

 

Princeton, New Jersey

 

08540

(Address of principal executive offices)

 

(Zip Code)

 

6.25% Senior Notes due 2022

Guarantees related to 6.25% Senior Notes due 2022

(Title of the indenture securities)

 


* The co-obligors listed on the next pages are also included in this Form T-1 as additional obligors.

 

 

 



 

Table of Additional Obligors

 

Exact Name of Additional Registrants*

 

Jurisdiction of
Formation

 

I.R.S. Employer
Identification No.

 

Ace Energy, Inc.

 

New York

 

20-1614426

 

Allied Warranty LLC

 

Texas

 

20-1813150

 

Arthur Kill Power LLC

 

Delaware

 

41-1937649

 

Astoria Gas Turbine Power LLC

 

Delaware

 

41-1937470

 

Bayou Cove Peaking Power, LLC

 

Delaware

 

36-4498942

 

BidURenergy, Inc.

 

New York

 

20-3980208

 

Cabrillo Power I LLC

 

Delaware

 

76-0595964

 

Cabrillo Power II LLC

 

Delaware

 

76-0595963

 

Carbon Management Solutions LLC

 

Delaware

 

27-2238021

 

Cirro Energy Services, Inc.

 

Texas

 

20-2579156

 

Cirro Group, Inc.

 

Texas

 

75-2941421

 

Clean Edge Energy LLC

 

Delaware

 

27-2244275

 

Conemaugh Power LLC

 

Delaware

 

41-1973743

 

Connecticut Jet Power LLC

 

Delaware

 

41-1949386

 

Cottonwood Development LLC

 

Delaware

 

52-2220177

 

Cottonwood Energy Company LP

 

Delaware

 

76-0635621

 

Cottonwood Generating Partners I LLC

 

Delaware

 

76-0635620

 

Cottonwood Generating Partners II LLC

 

Delaware

 

52-2236732

 

Cottonwood Generating Partners III LLC

 

Delaware

 

52-2236738

 

Cottonwood Technology Partners LP

 

Delaware

 

76-0669423

 

Devon Power LLC

 

Delaware

 

41-1949385

 

Dunkirk Power LLC

 

Delaware

 

41-1937466

 

Eastern Sierra Energy Company LLC

 

California

 

33-0299028

 

El Segundo Power, LLC

 

Delaware

 

41-1893999

 

El Segundo Power II LLC

 

Delaware

 

76-0663675

 

Elbow Creek Wind Project LLC

 

Texas

 

26-0765836

 

Energy Alternatives Wholesale, LLC

 

Delaware

 

455420194

 

Energy Curtailment Specialists, Inc.

 

New York

 

20-0462805

 

Energy Plus Holdings LLC

 

Delaware

 

74-3216390

 

Energy Plus Natural Gas LLC

 

Delaware

 

27-3309340

 

Energy Protection Insurance Company

 

Vermont

 

27-3660148

 

Everything Energy LLC

 

Delaware

 

26-3576595

 

GCP Funding Company, LLC

 

Delaware

 

33-0334380

 

Green Mountain Energy Company

 

Delaware

 

03-0360441

 

Gregory Partners, LLC

 

Delaware

 

51-0382110

 

Gregory Power Partners LLC

 

Delaware

 

54-1910630

 

Huntley Power LLC

 

Delaware

 

41-1937468

 

Independence Energy Alliance LLC

 

Delaware

 

45-1139369

 

Independence Energy Group LLC

 

Delaware

 

27-4408520

 

Independence Energy Natural Gas LLC

 

Delaware

 

 

Indian River Operations Inc.

 

Delaware

 

41-1973349

 

Indian River Power LLC

 

Delaware

 

41-1973747

 

Keystone Power LLC

 

Delaware

 

41-1973744

 

 



 

Langford Wind Power, LLC

 

Texas

 

26-4418527

 

Lone Star A/C & Appliance Repair, LLC

 

Texas

 

20-4278795

 

Louisiana Generating LLC

 

Delaware

 

41-1870498

 

Meriden Gas Turbines LLC

 

Delaware

 

41-1991989

 

Middletown Power LLC

 

Delaware

 

41-1949384

 

Montville Power LLC

 

Delaware

 

41-1949383

 

NEO Corporation

 

Minnesota

 

41-1753235

 

NEO Freehold-Gen LLC

 

Delaware

 

41-1980237

 

NEO Power Services Inc.

 

Delaware

 

23-3043507

 

New Genco GP, LLC

 

Delaware

 

02-0732611

 

Norwalk Power LLC

 

Delaware

 

41-1949381

 

NRG Affiliate Services Inc.

 

Delaware

 

41-1960764

 

NRG Artesian Energy LLC

 

Delaware

 

27-2243660

 

NRG Arthur Kill Operations Inc.

 

Delaware

 

41-1939116

 

NRG Astoria Gas Turbine Operations Inc.

 

Delaware

 

41-1939115

 

NRG Bayou Cove LLC

 

Delaware

 

41-2016940

 

NRG Business Solutions LLC

 

Delaware

 

45-5124984

 

NRG Cabrillo Power Operations Inc.

 

Delaware

 

41-1938132

 

NRG California Peaker Operations LLC

 

Delaware

 

20-0088453

 

NRG Cedar Bayou Development Company, LLC

 

Delaware

 

26-0601018

 

NRG Connecticut Affiliate Services Inc.

 

Delaware

 

41-1952333

 

NRG Construction LLC

 

Delaware

 

26-0496159

 

NRG Curtailment Solutions LLC

 

Delaware

 

46-3377471

 

NRG Development Company Inc.

 

Delaware

 

41-1959656

 

NRG Devon Operations Inc.

 

Delaware

 

41-1950239

 

NRG Dispatch Services LLC

 

Delaware

 

45-5214920

 

NRG Dunkirk Operations Inc.

 

Delaware

 

41-1939114

 

NRG El Segundo Operations Inc.

 

Delaware

 

41-1929997

 

NRG Energy Labor Services LLC

 

Delaware

 

27-5345464

 

NRG Energy Services Group LLC

 

Delaware

 

27-3915519

 

NRG Energy Services International Inc.

 

Delaware

 

61-1721905

 

NRG Energy Services LLC

 

Delaware

 

41-1978725

 

NRG Generation Holdings, Inc.

 

Delaware

 

20-1911335

 

NRG Home & Business Solutions LLC

 

Delaware

 

90-0835027

 

NRG Home Solutions LLC

 

Delaware

 

46-1569642

 

NRG Home Solutions Product LLC

 

Delaware

 

45-5215213

 

NRG Homer City Services LLC

 

Delaware

 

30-0749587

 

NRG Huntley Operations Inc.

 

Delaware

 

41-1939118

 

NRG Identity Protect LLC

 

Delaware

 

45-5224616

 

NRG Ilion Limited Partnership

 

Delaware

 

36-3783670

 

NRG Ilion LP LLC

 

Delaware

 

41-2016939

 

NRG International LLC

 

Delaware

 

41-1744096

 

NRG Maintenance Services LLC

 

Delaware

 

20-8088165

 

NRG Mextrans Inc.

 

Delaware

 

41-1951078

 

NRG MidAtlantic Affiliate Services Inc.

 

Delaware

 

41-1996587

 

NRG Middletown Operations Inc.

 

Delaware

 

41-1950236

 

 



 

NRG Montville Operations Inc.

 

Delaware

 

41-1950237

 

NRG New Jersey Energy Sales LLC

 

Delaware

 

03-0412726

 

NRG New Roads Holdings LLC

 

Delaware

 

41-1968966

 

NRG North Central Operations Inc.

 

Delaware

 

41-2004025

 

NRG Northeast Affiliate Services Inc.

 

Delaware

 

41-1940300

 

NRG Norwalk Harbor Operations Inc.

 

Delaware

 

41-1950238

 

NRG Operating Services, Inc.

 

Delaware

 

41-1744095

 

NRG Oswego Harbor Power Operations Inc.

 

Delaware

 

41-1939117

 

NRG PacGen Inc.

 

Delaware

 

41-1889830

 

NRG Portable Power LLC

 

Delaware

 

45-5224676

 

NRG Power Marketing LLC

 

Delaware

 

41-1910737

 

NRG Reliability Solutions LLC

 

Delaware

 

45-5411416

 

NRG Renter’s Protection LLC

 

Delaware

 

45-5224780

 

NRG Retail LLC

 

Delaware

 

26-4341161

 

NRG Retail Northeast LLC

 

Delaware

 

46-4014866

 

NRG Rockford Acquisition LLC

 

Delaware

 

41-2011003

 

NRG Saguaro Operations Inc.

 

Delaware

 

41-2013262

 

NRG Security LLC

 

Delaware

 

45-5215086

 

NRG Services Corporation

 

Delaware

 

41-1841627

 

NRG SimplySmart Solutions LLC

 

Delaware

 

27-4204481

 

NRG South Central Affiliate Services Inc.

 

Delaware

 

41-1996193

 

NRG South Central Generating LLC

 

Delaware

 

41-1963217

 

NRG South Central Operations Inc.

 

Delaware

 

41-2002465

 

NRG South Texas LP

 

Texas

 

30-0083668

 

NRG Texas C&I Supply LLC

 

Delaware

 

26-4555466

 

NRG Texas Gregory LLC

 

Delaware

 

 

NRG Texas Holding Inc.

 

Delaware

 

26-4775586

 

NRG Texas LLC

 

Delaware

 

20-1504355

 

NRG Texas Power LLC

 

Delaware

 

34-2019301

 

NRG Warranty Services LLC

 

Delaware

 

45-5224719

 

NRG West Coast LLC

 

Delaware

 

41-1942517

 

NRG Western Affiliate Services Inc.

 

Delaware

 

41-1949168

 

O’Brien Cogeneration, Inc. II

 

Delaware

 

23-2414656

 

ONSITE Energy, Inc.

 

Oregon

 

93-0910742

 

Oswego Harbor Power LLC

 

Delaware

 

41-1937465

 

RE Retail Receivables, LLC

 

Delaware

 

41-2046596

 

Reliant Energy Northeast LLC

 

Delaware

 

32-0314140

 

Reliant Energy Power Supply, LLC

 

Delaware

 

204823108

 

Reliant Energy Retail Holdings, LLC

 

Delaware

 

76-0655580

 

Reliant Energy Retail Services, LLC

 

Delaware

 

76-0655567

 

RERH Holdings, LLC

 

Delaware

 

20-5222227

 

Saguaro Power LLC

 

Delaware

 

41-2013654

 

Somerset Operations Inc.

 

Delaware

 

41-1923722

 

Somerset Power LLC

 

Delaware

 

41-1924606

 

Texas Genco Financing Corp.

 

Delaware

 

27-0110393

 

Texas Genco GP, LLC

 

Texas

 

75-3013803

 

 



 

Texas Genco Holdings, Inc.

 

Texas

 

76-0695920

 

Texas Genco LP, LLC

 

Delaware

 

30-0381697

 

Texas Genco Operating Services LLC

 

Delaware

 

75-3172707

 

Texas Genco Services, LP

 

Texas

 

38-3694336

 

US Retailers LLC

 

Delaware

 

26-3576629

 

Vienna Operations Inc.

 

Delaware

 

41-1973351

 

Vienna Power LLC

 

Delaware

 

41-1973745

 

WCP (Generation) Holdings LLC

 

Delaware

 

74-2922374

 

West Coast Power LLC

 

Delaware

 

36-4301246

 

 


*                                         The address for each of the additional Obligors is c/o NRG Energy, Inc., 211 Carnegie Center, Princeton, NJ 08540, telephone: (609) 524-4500. The primary standard industrial classification number for each of the additional Registrants is 4911.

 

The name, address, including zip code of the agent for service for each of the additional Obligors is David R. Hill, Executive Vice President and General Counsel of NRG Energy, Inc., 211 Carnegie Center, Princeton, NJ 08540, Telephone: (609) 524-4500.

 


 

1.                                      General information.  Furnish the following information as to the trustee:

 

(a)                       Name and address of each examining or supervising authority to which it is subject.

 

Name

 

Address

Superintendent of Banks of the State of New York

 

One State Street, New York, N.Y.

10004-1417 and One Commerce

Plaza, Albany, NY 12257

 

(b)                       Whether it is authorized to exercise corporate trust powers.

 

Yes.

 

2.                                      Affiliations with Obligor.

 

If the obligor is an affiliate of the trustee, describe each such affiliation.

 

None.

 

3-14.

 

No responses are included for Items 3-14 of this Form T-1 because the obligor is not in default as provided under Item 13.

 

15.          Foreign Trustee.

 

Not applicable.

 

16.                               List of Exhibits.

 

Exhibits identified in parentheses below, on file with the Commission, are incorporated herein by reference as an exhibit hereto, pursuant to Rule 7a-29 under the Trust Indenture Act of 1939 (the “Act”) and 17 C.F.R. 229.10(d).

 

1.                                      A copy of the articles of association of the trustee as now in effect. (see Exhibit 1 to Form T-1 filed in connection with Registration Statement No. 333-127469, which is incorporated by reference).

 

2.                                      A copy of the certificate of authority of the trustee to commence business, if not contained in the articles of association. (see Exhibit 2 to Form T-1 filed in connection with Registration Statement  No. 333-127469, which is incorporated by reference).

 



 

3.                                      A copy of the existing bylaws of the trustee, or instruments corresponding thereto. (see Exhibit 3 to Form T-1 filed in connection with Registration Statement No. 333-127469, which is incorporated by reference).

 

4.                                      The consents of the trustee required by Section 321(b) of the Act. (see Exhibit 4 to Form T-1 filed in connection with Registration Statement 333-133414, which is incorporated by reference).

 

5.                                      A copy of the latest report of condition of the trustee published pursuant to law or the requirements of its supervising or examining authority.

 



 

SIGNATURE

 

Pursuant to the requirements of the Trust Indenture Act of 1939 the trustee, Law Debenture Trust Company of New York, a trust company organized and existing under the laws of New York, has duly caused this statement of eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of New York, and State of New York, on the 4th day of September, 2014.

 

 

Law Debenture Trust Company of New York

 

(Trustee)

 

 

 

By:

/S/ James D.Heaney

 

 

James D. Heaney

 

 

Managing Director

 



 

Exhibit  5

 

T-1 Item 16

 

Consolidated Report of Condition (attached as Exhibit 5 hereto) of

 

LAW DEBENTURE TRUST COMPANY OF NEW YORK

 

of 400 Madison Avenue, New York, NY 10017,

 

a limited purpose trust company (“LDTC-NY”) and U.S. subsidiary of Law Debenture Corporation plc, London, England (“Law Debenture”), at the close of business June 30, 2014, published with the Federal Financial Institutions Examination Council/Board of Governors of the Federal Reserve System, and in accordance with Chapter 2 of the Consolidated Laws of the State of New York Banking Department license granted on May 8, 2002.

 

I, Sam Pau, Controller of Law Debenture Trust Company of New York do hereby declare that this Report of Condition has been prepared in conformance with instructions issued by the Board of Governors of the Federal Reserve System and is true to the best of my knowledge and belief.

 

IN WITNESS WHEREOF, I have executed this certificate the 4th day of September, 2014.

 

 

/S/ Sam Pau

 

Sam Pau

 

Controller

 

Law Debenture Trust Company of New York

 

I, James D. Heaney, Managing Director of Law Debenture Trust Company of New York, do hereby attest that the signature set forth above is the true and genuine signature of Sam Pau, Controller of Law Debenture Trust Company of New York.

 

Attested by:

/S/James D. Heaney

 

 

 

James D. Heaney

 

 

Its:

Managing Director

 

 

 


 

Law Debenture Trust Company of New York

FFIEC 041

Exhibit A

 

PAGE RC-10

 

 

13

 

 

Consolidated Report of Condition for Insured Commercial and State-Chartered Savings Banks for June 30, 2014

 

All schedules are to be reported in thousands of dollars.  Unless otherwise indicated, report the amount outstanding as of the last business day of the quarter.

 

Schedule RC—Balance Sheet

 

Dollar Amounts in Thousands

 

RCON

 

Bil

 

Mil

 

Thou

 

 

 

ASSETS

 

 

 

 

 

 

 

 

 

 

 

1.

Cash and balances due from depository institutions (from Schedule RC-A):

 

 

 

 

 

 

 

 

 

 

 

 

a.

Noninterest-bearing balances and currency and coin(1)

 

0081

 

 

 

 

 

499

 

1.a.

 

 

b.

Interest-bearing balances(2)

 

0071

 

 

 

49

 

967

 

1.b.

 

2.

Securities:

 

 

 

 

 

 

 

 

 

 

 

 

a.

Held-to-maturity securities (from Schedule RC-B, column A)

 

1754

 

 

 

 

 

 

 

2.a.

 

 

b.

Available-for-sale securities (from Schedule RC-B, column D)

 

1773

 

 

 

 

 

 

 

2.b.

 

3.

Federal funds sold and securities purchased under agreements to resell:

 

 

 

 

 

 

 

 

 

 

 

 

a.

Federal funds sold

 

B987

 

 

 

 

 

 

 

3.a.

 

 

b.

Securities purchased under agreements to resell(3)

 

B989

 

 

 

 

 

 

 

3.b.

 

4.

Loans and lease financing receivables (from Schedule RC-C)

 

 

 

 

 

 

 

 

 

 

 

 

a.

Loans and leases held for sale

 

5369

 

 

 

 

 

 

 

4.a.

 

 

b.

Loans and leases, net of unearned income

B528

 

 

 

 

 

 

 

 

 

 

4.b.

 

 

c.

LESS: Allowance for loan and lease losses

3123

 

 

 

 

 

 

 

 

 

 

4.c.

 

 

d.

Loans and leases, net of unearned income and allowance (item 4.b minus 4.c)

 

B529

 

 

 

 

 

 

 

4.d.

 

5.

Trading assets (from Schedule RC-D)

 

3545

 

 

 

 

 

 

 

5.

 

6.

Premises and fixed assets (including capitalized leases)

 

2145

 

 

 

 

 

10

 

6.

 

7.

Other real estate owned (from Schedule RC-M

 

2150

 

 

 

 

 

 

 

7.

 

8.

Investments in unconsolidated subsidiaries and associated companies

 

2130

 

 

 

 

 

 

 

8.

 

9.

Direct and indirect investments in real estate ventures

 

3656

 

 

 

 

 

 

 

9.

 

10.

Intangible assets:

 

 

 

 

 

 

 

 

 

 

 

 

a.

Goodwill

 

3163

 

 

 

 

 

 

 

10.a.

 

 

b.

Other intangible assets (from Schedule RC-M)

 

0426

 

 

 

 

 

 

 

10.b.

 

11.

Other assets (from Schedule RC-F)

 

2160

 

 

 

6

 

823

 

11.

 

12.

Total assets (sum of items 1 through 11)

 

2170

 

 

 

57

 

299

 

12.

 

 


(1) Includes cash items in process of collection and unposted debits.

(2) Includes time certificates of deposit not held for trading.

(3) Includes all securities resale agreements, regardless of maturity.

(4) Includes noninterest-bearing demand, time and savings deposits.

(5)

 



 

 

FFIEC 041

 

 

PAGE RC-3

 

 

14

 

 

Schedule RC—Continued

 

Dollar Amounts in Thousands

 

RCON

 

Bil

 

Mil

 

Thou

 

 

 

LIABILITIES

 

 

 

 

 

 

 

 

 

 

 

13.

Deposits:

 

 

 

 

 

 

 

 

 

 

 

 

a.

In domestic offices (sum of totals of columns A and C from Schedule RC-E)

 

2200

 

 

 

 

 

 

 

13.a.

 

 

 

(1) Noninterest-bearing(1)

6631

 

 

 

 

 

 

 

 

 

 

13.a.(1)

 

 

 

(2) Interest-bearing

6636

 

 

 

 

 

 

 

 

 

 

13.a.(2)

 

 

b.

Not applicable

 

 

 

 

 

 

 

 

 

 

 

14.

Federal funds purchased and securities sold under agreements to repurchase:

 

 

 

 

 

 

 

 

 

 

 

 

a.

Federal funds purchased(2)

 

B993

 

 

 

 

 

 

 

14.a.

 

 

b.

Securities sold under agreements to repurchase(3)

 

B995

 

 

 

 

 

 

 

14.b.

 

15.

Trading liabilities (from Schedule RC-D)

 

3548

 

 

 

 

 

 

 

15.

 

16.

Other borrowed money (includes mortgage indebtedness and obligations under capitalized leases) (from Schedule RC-M)

 

3190

 

 

 

 

 

 

 

16.

 

17.

and 18. Not applicable

 

 

 

 

 

 

 

 

 

 

 

19.

Subordinated notes and debentures(4)

 

3200

 

 

 

 

 

 

 

19.

 

20.

Other liabilities (from Schedule RC-G)

 

2930

 

 

 

6

 

868

 

20.

 

21.

Total liabilities (sum of items 13 through 20)

 

2948

 

 

 

6

 

868

 

21.

 

22.

Not applicable

 

 

 

 

 

 

 

 

 

 

 

EQUITY CAPITAL

 

 

 

 

 

 

 

 

 

 

 

 

Bank Equity Capital

 

 

 

 

 

 

 

 

 

 

 

23.

Perpetual preferred stock and related surplus

 

3838

 

 

 

 

 

 

 

23.

 

24.

Common stock

 

3230

 

 

 

 

 

1

 

24.

 

25.

Surplus (excludes all surplus related to preferred stock)

 

3839

 

 

 

49

 

876

 

25.

 

26.

a.

Retained earnings

 

3632

 

 

 

 

 

554

 

26.a.

 

 

b.

Accumulated other comprehensive income(5)

 

B530

 

 

 

 

 

 

 

26.b.

 

 

c.

Other equity capital components(6)

 

A130

 

 

 

 

 

 

 

26.c.

 

27.

a.

Total bank equity capital (sum of items 23 through 26.c)

 

3210

 

 

 

50

 

431

 

27.a.

 

 

b.

Noncontrolling (minority) interests in consolidated subsidiaries

 

3000

 

 

 

 

 

 

 

27.b

 

28.

Total equity capital (sum of items 27.a and 27.b)

 

G105

 

 

 

50

 

431

 

28.

 

29.

Total liabilities and equity capital (sum of items 21 and 28)

 

3300

 

 

 

57

 

299

 

29.

 

 

Memoranda

 

To be reported with the March Report of Condition.

 

 

 

RCON

 

Number

 

 

 

1.

Indicate in the box at the right the number of the statement below that best describes the most comprehensive level of auditing work performed for the bank by independent external auditors as of any date during 2013

 

 

 

1

 

M.1.

 

 

1 =

Independent audit of the bank conducted in accordance with generally accepted auditing standards by a certified public accounting firm which submits a report on the bank

 

 

2 =

Independent audit of the bank’s parent holding company conducted in accordance with generally accepted auditing standards by a certified public accounting firm which submits a report on the consolidated holding company (but not on the bank separately)

 

 

3 =

Attestation on bank management’s assertion on the effectiveness of the bank’s internal control over financial reporting by a certified public accounting firm

 

 

4 =

Directors’ examination of the bank conducted in accordance with generally accepted auditing standards by a certified public accounting firm (may be required by state chartering authority)

 

 

5 =

Directors’ examination of the bank performed by other external auditors (may be required by state chartering authority)

 

 

6 =

Review of the bank’s financial statements by external auditors

 

 

7 =

Compilation of the bank’ financial statements by external auditors

 

 

8 =

Other audit procedures (excluding tax preparation work)

 

 

9 =

No external audit work

 

To be reported with the March Report of Condition.

 

 

 

RCON

 

MM

 

DD

 

 

 

2.

Bank’s fiscal year-end date

 

8678

 

12

 

31

 

M.2.

 

 


(1)         Includes total demand deposits and noninterest-bearing time and savings deposits.

 



 

(2)         Report overnight Federal Home Loan Bank advances in Schedule RC, item 16, “Other borrowed money.”

(3)         Includes all securities repurchase agreements, regardless of maturity.

(4)         Includes limited-life preferred stock and related surplus.

(5)         Includes, but not limited to, net unrealized holding gains (losses) on available-for-sale securities, accumulated net gains (losses) on cash flow hedges, and accccumulated defined benefit pension and other postretirement plan adjustments..

(6)         Includes treasury stock and unearned Employee Stock Ownership Plan shares.