0001209191-20-059399.txt : 20201119 0001209191-20-059399.hdr.sgml : 20201119 20201119163554 ACCESSION NUMBER: 0001209191-20-059399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201117 FILED AS OF DATE: 20201119 DATE AS OF CHANGE: 20201119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 201329231 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-17 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2020-11-17 4 M 0 30365 20.49 A 70620 D Common Stock 2020-11-17 4 F 0 16263 123.86 D 54357 D Common Stock 2020-11-17 4 S 0 14102 123.50 D 40255 D Stock Options 20.49 2020-11-17 4 M 0 30365 0.00 D 2016-03-02 2025-03-02 Common Stock 30365 0 D Represents the exercise price of the stock option referenced in Table II and Mr. Kra's tax liability, which were paid by way of the Company withholding shares of equal value. Represents the weighted average of the sale prices on November 17, 2020, ranging from $123.42 to $123.92. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the remaining four years. /s/ Donald L. Lancaster, Attorney-in-Fact for Douglas I. Kra 2020-11-19