0001209191-20-049973.txt : 20200910 0001209191-20-049973.hdr.sgml : 20200910 20200910163247 ACCESSION NUMBER: 0001209191-20-049973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200908 FILED AS OF DATE: 20200910 DATE AS OF CHANGE: 20200910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 201168982 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-08 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2020-09-08 4 M 0 363 0.00 A 39925 D Common Stock 2020-09-08 4 F 0 161 124.26 D 39764 D Common Stock 2020-09-08 4 M 0 332 0.00 A 40096 D Common Stock 2020-09-08 4 F 0 148 124.26 D 39948 D Common Stock 2020-09-09 4 M 0 552 0.00 A 40500 D Common Stock 2020-09-09 4 F 0 245 120.01 D 40255 D Restricted Stock Unit 0.00 2020-09-08 4 M 0 363 0.00 D 2019-03-05 Common Stock 363 3623 D Restricted Stock Unit 0.00 2020-09-08 4 M 0 332 0.00 D 2020-03-06 Common Stock 332 4644 D Restricted Stock Unit 0.00 2020-09-09 4 M 0 552 0.00 D 2017-03-09 Common Stock 552 1105 D Represents a 5% vesting on September 5, 2020, with a release date of September 8, 2020, the first business day following vesting. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on September 6, 2020, with a release date of September 8, 2020, the first business day following vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on September 9, 2020. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, shares of common stock are not subject to expiration. /s/ Donald L. Lancaster, Attorney-in-Fact for Douglas I. Kra 2020-09-10