0001209191-20-049386.txt : 20200903
0001209191-20-049386.hdr.sgml : 20200903
20200903161824
ACCESSION NUMBER: 0001209191-20-049386
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200901
FILED AS OF DATE: 20200903
DATE AS OF CHANGE: 20200903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 201159467
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-01
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
ONE ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2020-09-01
4
M
0
1000
44.30
A
1002
D
Common Stock
2020-09-01
4
F
0
533
131.00
D
469
D
Common Stock
2020-09-01
4
S
0
467
131.00
D
2
D
Common Stock
2020-09-02
4
M
0
171
0.00
A
173
D
Common Stock
2020-09-02
4
F
0
51
132.72
D
122
D
Stock Options
44.30
2020-09-01
4
M
0
1000
0.00
D
2018-03-02
2027-03-02
Common Stock
1000
5003
D
Restricted Stock Units
0.00
2020-09-02
4
M
0
171
0.00
D
2018-03-02
Common Stock
171
1023
D
Represents the exercise price of stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
Represents a 5% vesting on September 2, 2020. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly installments over the next four years.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, shares of common stock are not subject to expiration.
/s/ Donald L. Lancaster, Attorney-in-Fact for Efstathios A. Kouninis
2020-09-03