0001209191-20-049386.txt : 20200903 0001209191-20-049386.hdr.sgml : 20200903 20200903161824 ACCESSION NUMBER: 0001209191-20-049386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200901 FILED AS OF DATE: 20200903 DATE AS OF CHANGE: 20200903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 201159467 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-01 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. ONE ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2020-09-01 4 M 0 1000 44.30 A 1002 D Common Stock 2020-09-01 4 F 0 533 131.00 D 469 D Common Stock 2020-09-01 4 S 0 467 131.00 D 2 D Common Stock 2020-09-02 4 M 0 171 0.00 A 173 D Common Stock 2020-09-02 4 F 0 51 132.72 D 122 D Stock Options 44.30 2020-09-01 4 M 0 1000 0.00 D 2018-03-02 2027-03-02 Common Stock 1000 5003 D Restricted Stock Units 0.00 2020-09-02 4 M 0 171 0.00 D 2018-03-02 Common Stock 171 1023 D Represents the exercise price of stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. Represents a 5% vesting on September 2, 2020. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly installments over the next four years. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, shares of common stock are not subject to expiration. /s/ Donald L. Lancaster, Attorney-in-Fact for Efstathios A. Kouninis 2020-09-03