0001209191-20-044564.txt : 20200803 0001209191-20-044564.hdr.sgml : 20200803 20200803210034 ACCESSION NUMBER: 0001209191-20-044564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200730 FILED AS OF DATE: 20200803 DATE AS OF CHANGE: 20200803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 201070744 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-30 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. ONE ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2020-07-30 4 M 0 956 25.20 A 1520 D Common Stock 2020-07-30 4 F 0 429 115.00 D 1091 D Common Stock 2020-07-30 4 S 0 527 115.00 D 564 D Common Stock 2020-07-30 4 S 0 282 115.10 D 282 D Common Stock 2020-08-03 4 M 0 1000 44.30 A 1282 D Common Stock 2020-08-03 4 F 0 559 118.00 D 723 D Common Stock 2020-08-03 4 S 0 441 118.00 D 282 D Stock Options 25.20 2020-07-30 4 M 0 956 0.00 D 2017-03-09 2026-03-09 Common Stock 956 2868 D Stock Options 44.30 2020-08-03 4 M 0 1000 0.00 D 2018-03-02 2027-03-02 Common Stock 1000 8003 D Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Jenna L. Burstyn, Attorney-in-Fact for Efstathios A. Kouninis 2020-08-03