0001209191-20-041375.txt : 20200706 0001209191-20-041375.hdr.sgml : 20200706 20200706205308 ACCESSION NUMBER: 0001209191-20-041375 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200706 DATE AS OF CHANGE: 20200706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 201015008 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-01 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2020-07-01 4 M 0 1300 11.05 A 12277 D Common Stock 2020-07-01 4 F 0 656 101.36 D 11621 D Common Stock 2020-07-01 4 M 0 1900 11.05 A 13521 D Common Stock 2020-07-01 4 F 0 958 101.36 D 12563 D Common Stock 2020-07-01 4 M 0 2100 11.05 A 14663 D Common Stock 2020-07-01 4 F 0 1059 101.36 D 13604 D Common Stock 2020-07-01 4 S 0 1601 102.26 D 12003 D Common Stock 2020-07-01 4 S 0 1026 103.09 D 10977 D Stock Options 11.05 2020-07-01 4 M 0 5300 0.00 D 2013-12-12 2022-12-12 Common Stock 5300 42865 D Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value. Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Represents the weighted average sale prices on July 1, 2020, ranging from $101.62 to $102.59. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. Represents the weighted average sale prices on July 1, 2020, ranging from $102.62 to $103.36. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Donald L. Lancaster, Attorney-in-Fact for Leon Trefler 2020-07-06