0001209191-20-037592.txt : 20200618
0001209191-20-037592.hdr.sgml : 20200618
20200618162538
ACCESSION NUMBER: 0001209191-20-037592
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200616
FILED AS OF DATE: 20200618
DATE AS OF CHANGE: 20200618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 20972866
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-16
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
ONE ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2020-06-16
4
S
0
65
96.41
D
953
D
Common Stock
2020-06-16
4
M
0
314
27.24
A
1267
D
Common Stock
2020-06-16
4
F
0
155
96.70
D
1112
D
Common Stock
2020-06-16
4
S
0
159
96.56
D
953
D
Common Stock
2020-06-16
4
S
0
389
98.00
D
564
D
Stock Options
27.24
2020-06-16
4
M
0
314
0.00
D
2017-09-12
2026-09-12
Common Stock
314
1569
D
Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
Represents the weighted average of the sale prices on June 16, 2020, ranging from $98.00 to $98.01. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
/s/ Donald L. Lancaster, Attorney-in-Fact for Efstathios A. Kouninis
2020-06-18