0001209191-20-037592.txt : 20200618 0001209191-20-037592.hdr.sgml : 20200618 20200618162538 ACCESSION NUMBER: 0001209191-20-037592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200616 FILED AS OF DATE: 20200618 DATE AS OF CHANGE: 20200618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 20972866 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-16 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. ONE ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2020-06-16 4 S 0 65 96.41 D 953 D Common Stock 2020-06-16 4 M 0 314 27.24 A 1267 D Common Stock 2020-06-16 4 F 0 155 96.70 D 1112 D Common Stock 2020-06-16 4 S 0 159 96.56 D 953 D Common Stock 2020-06-16 4 S 0 389 98.00 D 564 D Stock Options 27.24 2020-06-16 4 M 0 314 0.00 D 2017-09-12 2026-09-12 Common Stock 314 1569 D Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. Represents the weighted average of the sale prices on June 16, 2020, ranging from $98.00 to $98.01. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Donald L. Lancaster, Attorney-in-Fact for Efstathios A. Kouninis 2020-06-18