0001209191-20-035302.txt : 20200609
0001209191-20-035302.hdr.sgml : 20200609
20200609170040
ACCESSION NUMBER: 0001209191-20-035302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200605
FILED AS OF DATE: 20200609
DATE AS OF CHANGE: 20200609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STILLWELL KENNETH
CENTRAL INDEX KEY: 0001680115
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 20952610
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRDIGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-05
0
0001013857
PEGASYSTEMS INC
PEGA
0001680115
STILLWELL KENNETH
C/O PEGASYSTEMS INC.
ONE ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
CFO, SVP
Common Stock
2020-06-05
4
M
0
426
0.00
A
9492
D
Common Stock
2020-06-05
4
F
0
189
99.20
D
9303
D
Common Stock
2020-06-08
4
M
0
430
0.00
A
9733
D
Common Stock
2020-06-08
4
F
0
191
98.51
D
9542
D
Common Stock
2020-06-08
4
M
0
469
44.30
A
10011
D
Common Stock
2020-06-08
4
F
0
326
98.81
D
9685
D
Common Stock
2020-06-08
4
M
0
1372
58.95
A
11057
D
Common Stock
2020-06-08
4
F
0
1064
98.81
D
9993
D
Common Stock
2020-06-08
4
M
0
1462
64.35
A
11455
D
Common Stock
2020-06-08
4
F
0
1179
98.81
D
10276
D
Restricted Stock Units
0.00
2020-06-05
4
M
0
426
0.00
D
2019-03-05
Common Stock
426
4689
D
Restricted Stock Units
0.00
2020-06-08
4
M
0
430
0.00
D
2020-03-06
Common Stock
430
6439
D
Stock Options
44.30
2020-06-08
4
M
0
469
0.00
D
2018-03-02
2027-03-02
Common Stock
469
3283
D
Stock Options
58.95
2020-06-08
4
M
0
1372
0.00
D
2019-03-05
2028-03-05
Common Stock
1372
15094
D
Stock Options
64.35
2020-06-08
4
M
0
1462
0.00
D
2020-03-06
2029-03-06
Common Stock
1462
21930
D
Represents a 5% vesting on June 5, 2020. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents a 5% vesting on June 6, 2020, with a release date of June 8, 2020, the next business day following the vesting. The original grant was 8,586 restricted stock units, with 20% vesting on March 6, 2020 and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents the exercise price for the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, shares of common stock are not subject to expiration.
Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly amounts over the next four years.
Options vested 20% on March 5, 2019, with the remaining 80% vesting in equal quarterly amounts over the next four years.
Options vested on March 6, 2020, with the remaining 80% vesting in equal quarterly amounts over the next four years.
/s/ Donald L. Lancaster, Attorney-in-Fact for Kenneth Stillwell
2020-06-09