0001209191-20-035302.txt : 20200609 0001209191-20-035302.hdr.sgml : 20200609 20200609170040 ACCESSION NUMBER: 0001209191-20-035302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200609 DATE AS OF CHANGE: 20200609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STILLWELL KENNETH CENTRAL INDEX KEY: 0001680115 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 20952610 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRDIGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-05 0 0001013857 PEGASYSTEMS INC PEGA 0001680115 STILLWELL KENNETH C/O PEGASYSTEMS INC. ONE ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 CFO, SVP Common Stock 2020-06-05 4 M 0 426 0.00 A 9492 D Common Stock 2020-06-05 4 F 0 189 99.20 D 9303 D Common Stock 2020-06-08 4 M 0 430 0.00 A 9733 D Common Stock 2020-06-08 4 F 0 191 98.51 D 9542 D Common Stock 2020-06-08 4 M 0 469 44.30 A 10011 D Common Stock 2020-06-08 4 F 0 326 98.81 D 9685 D Common Stock 2020-06-08 4 M 0 1372 58.95 A 11057 D Common Stock 2020-06-08 4 F 0 1064 98.81 D 9993 D Common Stock 2020-06-08 4 M 0 1462 64.35 A 11455 D Common Stock 2020-06-08 4 F 0 1179 98.81 D 10276 D Restricted Stock Units 0.00 2020-06-05 4 M 0 426 0.00 D 2019-03-05 Common Stock 426 4689 D Restricted Stock Units 0.00 2020-06-08 4 M 0 430 0.00 D 2020-03-06 Common Stock 430 6439 D Stock Options 44.30 2020-06-08 4 M 0 469 0.00 D 2018-03-02 2027-03-02 Common Stock 469 3283 D Stock Options 58.95 2020-06-08 4 M 0 1372 0.00 D 2019-03-05 2028-03-05 Common Stock 1372 15094 D Stock Options 64.35 2020-06-08 4 M 0 1462 0.00 D 2020-03-06 2029-03-06 Common Stock 1462 21930 D Represents a 5% vesting on June 5, 2020. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on June 6, 2020, with a release date of June 8, 2020, the next business day following the vesting. The original grant was 8,586 restricted stock units, with 20% vesting on March 6, 2020 and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents the exercise price for the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, shares of common stock are not subject to expiration. Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly amounts over the next four years. Options vested 20% on March 5, 2019, with the remaining 80% vesting in equal quarterly amounts over the next four years. Options vested on March 6, 2020, with the remaining 80% vesting in equal quarterly amounts over the next four years. /s/ Donald L. Lancaster, Attorney-in-Fact for Kenneth Stillwell 2020-06-09