0001209191-20-027674.txt : 20200507 0001209191-20-027674.hdr.sgml : 20200507 20200507162425 ACCESSION NUMBER: 0001209191-20-027674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200506 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 20856835 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-06 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2020-05-06 4 M 0 313 27.24 A 1877 D Common Stock 2020-05-06 4 F 0 162 86.00 D 1715 D Common Stock 2020-05-06 4 S 0 151 86.00 D 1564 D Common Stock 2020-05-06 4 M 0 844 20.49 A 2408 D Common Stock 2020-05-06 4 F 0 388 87.50 D 2020 D Common Stock 2020-05-06 4 S 0 456 87.50 D 1564 D Stock Options 27.24 2020-05-06 4 M 0 313 0.00 D 2017-09-12 2026-09-12 Common Stock 313 1883 D Stock Options 20.49 2020-05-06 4 M 0 844 0.00 D 2016-03-02 2025-03-02 Common Stock 844 0 D Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Matthew J. Cushing, Attorney-in-Fact for Efstathios A. Kouninis 2020-05-07