0001209191-20-017876.txt : 20200310
0001209191-20-017876.hdr.sgml : 20200310
20200310183717
ACCESSION NUMBER: 0001209191-20-017876
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200306
FILED AS OF DATE: 20200310
DATE AS OF CHANGE: 20200310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trefler Leon
CENTRAL INDEX KEY: 0001480560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 20703369
MAIL ADDRESS:
STREET 1: 101 MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-06
0
0001013857
PEGASYSTEMS INC
PEGA
0001480560
Trefler Leon
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
SVP, Global Customer Success
Common Stock
2020-03-06
4
M
0
1649
0.00
A
11333
D
Common Stock
2020-03-06
4
F
0
484
87.64
D
10849
D
Common Stock
2020-03-06
4
M
0
1561
0.00
A
12410
D
Common Stock
2020-03-06
4
F
0
625
87.64
D
11785
D
Common Stock
2020-03-09
4
M
0
603
0.00
A
12388
D
Common Stock
2020-03-09
4
F
0
268
84.48
D
12120
D
Restricted Stock Units
0.00
2020-03-06
4
M
0
1649
0.00
D
2020-03-06
Common Stock
1649
0
D
Restricted Stock Units
0.00
2020-03-06
4
M
0
1561
0.00
D
2020-03-06
Common Stock
1561
6245
D
Restricted Stock Units
0.00
2020-03-09
4
M
0
603
0.00
D
2017-03-09
Common Stock
603
2409
D
Represents 100% vesting on March 6, 2020. The original grant was 1,649 restricted stock units, which were granted on March 6, 2019. As part of the Company's 2019 Corporate Incentive Compensation Plan (CICP), Mr. Trefler elected to receive his annual bonus in RSUs.
Represents 20% vesting on March 6, 2020. The original grant was 7,806 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years.
Represents 5% vesting on March 9, 2020. The original grant was 12,049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, shares of common stock are not subject to expiration.
/s/ Janet Mesrobian, Esq., Attorney-in-Fact for Leon Trefler
2020-03-10