0001209191-20-017864.txt : 20200310 0001209191-20-017864.hdr.sgml : 20200310 20200310183306 ACCESSION NUMBER: 0001209191-20-017864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200306 FILED AS OF DATE: 20200310 DATE AS OF CHANGE: 20200310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TREFLER ALAN CENTRAL INDEX KEY: 0001032235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 20703348 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-06 0 0001013857 PEGASYSTEMS INC PEGA 0001032235 TREFLER ALAN C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 C.E.O. & Chairman Common Stock 2020-03-06 4 M 0 7805 0.00 A 39809873 D Common Stock 2020-03-06 4 F 0 2312 87.64 D 39807561 D Common Stock 67000 I Trefler Family Foundation Restricted Stock Units 0.00 2020-03-06 4 M 0 7805 0.00 D 2020-03-06 Common Stock 7805 31221 D Represents 20% vesting on March 6, 2020. The original grant was 39,026 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Mr. Trefler is a Trustee of the Trefler Family Foundation. Mr. Trefler has no pecuniary interest in shares held by the Trefler Family Foundation. He retains voting and dispositive control over such shares. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, shares of common stock are not subject to expiration. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Alan Trefler 2020-03-10