0001209191-20-017822.txt : 20200310 0001209191-20-017822.hdr.sgml : 20200310 20200310175626 ACCESSION NUMBER: 0001209191-20-017822 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200306 FILED AS OF DATE: 20200310 DATE AS OF CHANGE: 20200310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 20703226 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-06 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2020-03-06 4 M 0 856 0.00 A 1252 D Common Stock 2020-03-06 4 F 0 259 87.64 D 993 D Common Stock 2020-03-06 4 M 0 390 0.00 A 1383 D Common Stock 2020-03-06 4 F 0 114 87.64 D 1269 D Common Stock 2020-03-09 4 M 0 326 0.00 A 1595 D Common Stock 2020-03-09 4 F 0 96 84.48 D 1499 D Restricted Stock Units 0.00 2020-03-06 4 M 0 856 0.00 D 2020-03-06 Common Stock 856 0 D Restricted Stock Units 0.00 2020-03-06 4 M 0 390 0.00 D 2020-03-06 Common Stock 390 1562 D Restricted Stock Units 0.00 2020-03-09 4 M 0 326 0.00 D 2020-03-06 Common Stock 326 1306 D Represents 100% vesting on March 6, 2020. The original grant was 856 restricted stock units, which were granted March 6, 2019. As part of the Company's 2019 Corporate Incentive Compensation Plan (CICP), Mr. Kouninis elected to receive his annual bonus in RSUs. Represents 20% vesting on March 6, 2020. The original grant was 1,952 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years. Represents 5% vesting on March 9, 2020. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, shares of common stock are not subject to expiration. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Efstathios A. Kouninis 2020-03-10