0001209191-19-059754.txt : 20191209 0001209191-19-059754.hdr.sgml : 20191209 20191209172930 ACCESSION NUMBER: 0001209191-19-059754 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191205 FILED AS OF DATE: 20191209 DATE AS OF CHANGE: 20191209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 191276111 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-05 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2019-12-05 4 M 0 128 0.00 A 465 D Common Stock 2019-12-05 4 F 0 38 75.31 D 427 D Common Stock 2019-12-05 4 S 0 337 77.00 D 90 D Common Stock 2019-12-06 4 M 0 843 20.49 A 933 D Common Stock 2019-12-06 4 F 0 405 78.00 D 528 D Common Stock 2019-12-06 4 S 0 438 78.00 D 90 D Common Stock 2019-12-09 4 M 0 327 0.00 A 417 D Common Stock 2019-12-09 4 F 0 97 76.98 D 320 D Restricted Stock Units 0.00 2019-12-05 4 M 0 128 0.00 D 2019-03-05 Common Stock 128 1663 D Stock Options 20.49 2019-12-06 4 M 0 843 0.00 D 2016-03-02 2025-03-02 Common Stock 843 844 D Restricted Stock Units 0.00 2019-12-09 4 M 0 327 0.00 D 2017-03-09 Common Stock 327 1632 D Represents 5% vesting on December 5, 2019. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and remaining 80% vesting in equal quarterly installments over the remaining four years. Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. Represents 5% vesting on December 9, 2019. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Efstathios A. Kouninis 2019-12-09