0001209191-19-056364.txt : 20191113
0001209191-19-056364.hdr.sgml : 20191113
20191113162645
ACCESSION NUMBER: 0001209191-19-056364
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191112
FILED AS OF DATE: 20191113
DATE AS OF CHANGE: 20191113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STILLWELL KENNETH
CENTRAL INDEX KEY: 0001680115
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 191214339
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRDIGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-12
0
0001013857
PEGASYSTEMS INC
PEGA
0001680115
STILLWELL KENNETH
C/O PEGASYSTEMS INC
ONE ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
CFO, SVP
Common Stock
2019-11-12
4
M
0
10576
27.74
A
17144
D
Common Stock
2019-11-12
4
F
0
6910
73.80
D
10234
D
Common Stock
2019-11-12
4
S
0
3666
73.63
D
6568
D
Common Stock
2019-11-12
4
S
0
1000
73.77
D
5568
D
Stock Options
27.74
2019-11-12
4
M
0
10576
0.00
D
2017-08-01
2026-08-01
Common Stock
10576
76531
D
Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which was paid by way of the Company withholding shares of equal value.
Represents the weighted average of the sale prices on November 12, 2019, ranging from $73.59 to $73.64. The individual has provided to the Company, and undertakes to provide to the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of the sale prices on November 12, 2019, ranging from $73.77 to $73.78. The individual has provided to the Company, and undertakes to provide to the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
/s/ Janet Mesrobian, Esq., Attorney-in-Fact for Kenneth Stillwell
2019-11-13