0001209191-19-056343.txt : 20191113 0001209191-19-056343.hdr.sgml : 20191113 20191113161833 ACCESSION NUMBER: 0001209191-19-056343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191112 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 191214214 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-12 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2019-11-12 4 M 0 14938 16.02 A 50145 D Common Stock 2019-11-12 4 F 0 8436 74.03 D 41709 D Common Stock 2019-11-12 4 S 0 6502 74.05 D 35207 D Stock Options 16.02 2019-11-12 4 M 0 14938 0.00 D 2012-03-17 2021-03-17 Common Stock 14938 0 D Represents the exercise price of the stock options referenced in Table II and Mr. Kra's tax liability, which were paid by way of the Company withholding shares of equal value. Represents the weighted average of the sale prices on November 12, 2019, ranging from $74.01 to $74.14. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on March 17, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years. The grant of stock options was previously reported as 7,469, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Douglas Kra 2019-11-13